Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BGC Group, Inc.BGC · Entity 3818 | Director | November 12, 2025 | November 14, 2025 |
| Rithm Capital Corp.RITM · Entity 3845 | Director | May 26, 2026 | May 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BGC Group, Inc.
Report date November 12, 2025 · Filed November 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 32,652 |
Reported balance
After 2025-11-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-11-12 · Grant · Acquired 5,447 · Balance 32,652 F1: The 5,447 shares of Class A common stock, par value $0.01 per share ("Class A Common Stock") of BGC Group, Inc. (the "Issuer") are represented by 5,447 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,447 RSUs, 2,723 will vest on November 12, 2026, and 2,724 will vest on November 12, 2027, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates. F2: Includes 20,745 shares held directly. Also includes 6,460 RSUs granted pursuant to the BGC Group, Inc. Long Term Incentive Plan, of which (i) 3,937 RSUs will vest on November 14, 2025, and (ii) 2,523 RSUs will vest on September 16, 2026, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates. |
Filing footnotes · ownership attribution and instrument terms
F1: The 5,447 shares of Class A common stock, par value $0.01 per share ("Class A Common Stock") of BGC Group, Inc. (the "Issuer") are represented by 5,447 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,447 RSUs, 2,723 will vest on November 12, 2026, and 2,724 will vest on November 12, 2027, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.
F2: Includes 20,745 shares held directly. Also includes 6,460 RSUs granted pursuant to the BGC Group, Inc. Long Term Incentive Plan, of which (i) 3,937 RSUs will vest on November 14, 2025, and (ii) 2,523 RSUs will vest on September 16, 2026, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.
Rithm Capital Corp.
Report date May 26, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,972 |
Reported balance
After 2026-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-26 · Grant · Acquired 16,199 · Balance 44,972 F1: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026. F2: The Reporting Person's Form 4 filings on January 7, 2026 inadvertently overstated the number of shares of common stock granted to the Reporting Person by 18 shares. The total amount reported in Column 5 corrects the balance of the Reporting Person's account. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026.
F2: The Reporting Person's Form 4 filings on January 7, 2026 inadvertently overstated the number of shares of common stock granted to the Reporting Person by 18 shares. The total amount reported in Column 5 corrects the balance of the Reporting Person's account.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2026 Filed May 27, 2026 21:39 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 16,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-038547 · wk-form4_1779917980.xml · nonDerivative · entry 1 Addas William Dean · CIK 0001343858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,972 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026. F2 · balance_after: The Reporting Person's Form 4 filings on January 7, 2026 inadvertently overstated the number of shares of common stock granted to the Reporting Person by 18 shares. The total amount reported in Column 5 corrects the balance of the Reporting Person's account. Read SEC document |
| January 06, 2026 Filed Jan 9, 2026 02:25 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 11,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-001445 · wk-form4_1767925500.xml · nonDerivative · entry 1 Addas William Dean · CIK 0001343858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,791 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $10.90 on December 31, 2025. Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 21:10 UTC | BGC Group, Inc. BGC · Entity 3818 | GrantClass A Common Stock, par value $0.01 per share | 5,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-035189 · rdgdoc.xml · nonDerivative · entry 1 Addas William Dean · CIK 0001343858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,652 F1 · shares: The 5,447 shares of Class A common stock, par value $0.01 per share ("Class A Common Stock") of BGC Group, Inc. (the "Issuer") are represented by 5,447 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,447 RSUs, 2,723 will vest on November 12, 2026, and 2,724 will vest on November 12, 2027, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates. F2 · balance_after: Includes 20,745 shares held directly. Also includes 6,460 RSUs granted pursuant to the BGC Group, Inc. Long Term Incentive Plan, of which (i) 3,937 RSUs will vest on November 14, 2025, and (ii) 2,523 RSUs will vest on September 16, 2026, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:45 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 13,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-028179 · wk-form4_1748465100.xml · nonDerivative · entry 1 Addas William Dean · CIK 0001343858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,305 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.13 on May 23, 2025. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 22:40 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 3,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-000780 · wk-form4_1736289617.xml · nonDerivative · entry 1 Addas William Dean · CIK 0001343858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,827 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $10.83 on December 31, 2024. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 20:04 UTC | BGC Group, Inc. BGC · Entity 3818 | GrantClass A Common Stock, par value $0.01 per share | 5,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-029473 · rdgdoc.xml · nonDerivative · entry 1 Addas William Dean · CIK 0001343858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,205 F1 · shares: The 5,046 shares of Class A common stock, par value $0.01 per share ("Class A Common Stock") of BGC Group, Inc. (the "Issuer") are represented by 5,046 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,046 RSUs, (i) 2,523 RSUs will vest on September 16, 2025, and (ii) 2,523 RSUs will vest on September 16, 2026, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates. F2 · balance_after: Also includes 15,017 RSUs granted pursuant to the BGC Group, Inc. Long Term Incentive Plan, of which (i) 3,937 RSUs will vest on November 14, 2024, (ii) 7,143 RSUs will vest on July 3, 2025, and (iii) 3,937 RSUs will vest on November 14, 2025, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates. F3 · balance_after: Also includes 7,142 shares of Class A Common Stock held directly. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 21:06 UTC | BGC Group, Inc. BGC · Entity 3818 | GrantClass A Common Stock, par value $0.01 per share | 7,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-032333 · rdgdoc.xml · nonDerivative · entry 1 Addas William Dean · CIK 0001343858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,159 F1 · shares: The 7,874 shares of Class A Common Stock are represented by 7,874 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 7,874 RSUs, (i) 3,937 RSUs will vest on November 14, 2024, and (ii) 3,937 RSUs will vest on November 14, 2025, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates. F2 · balance_after: Also includes 14,285 RSUs granted pursuant to the BGC Group, Inc. Long Term Incentive Plan of which (i) 7,142 RSUs will vest on July 3, 2024, and (ii) 7,143 RSUs will vest on July 3, 2025, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates. Read SEC document |
| July 03, 2023 Filed Jul 4, 2023 00:31 UTC | BGC Group, Inc. BGC · Entity 3818 | GrantClass A Common Stock, par value $0.01 per share | 14,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-001935 · form4.xml · nonDerivative · entry 1 Addas William Dean · CIK 0001343858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,285 F1 · shares: The 14,285 shares of Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), are represented by 14,285 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 14,285 RSUs, 7,142 RSUs will vest on July 3, 2024, and 7,143 RSUs will vest on July 3, 2025, provided that the reporting person continues to serve as a member of the Board of Directors of BGC Group, Inc. on such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.