Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2026 Filed Aug 25, 2026 20:32 UTC |
Hebard Peggy HwanDirector
|
SaleCommon Stock | 14,520 | $10.18 | $147,741.00 |
DisclosureSEC source: 0001628280-26-058912 · wk-form4_1787689959.xml · nonDerivative · entry 1 Hebard Peggy Hwan · CIK 0001750581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,259 Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:13 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 2,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000013 · wk-form4_1785885182.xml · derivative · entry 10 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,965 Underlying: Common Stock · 2,148 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F7 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:13 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000013 · wk-form4_1785885182.xml · derivative · entry 9 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,721 Underlying: Common Stock · 833 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:13 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000013 · wk-form4_1785885182.xml · derivative · entry 8 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,759 Underlying: Common Stock · 833 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:13 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 2,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000013 · wk-form4_1785885182.xml · derivative · entry 7 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,798 Underlying: Common Stock · 2,119 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F4 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on February 23, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F4 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on February 23, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:13 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000013 · wk-form4_1785885182.xml · derivative · entry 6 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,569 Underlying: Common Stock · 529 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F3 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F3 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:12 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 7,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 10 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,167 Underlying: Common Stock · 7,365 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F7 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:12 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 21,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 9 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 867,221 Underlying: Common Stock · 21,423 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:12 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 4,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,351 Underlying: Common Stock · 4,761 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:12 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 51,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 7 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,075,110 Underlying: Common Stock · 51,262 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F4 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F4 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:12 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 2,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 6 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,538 Underlying: Common Stock · 2,848 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F3 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F3 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| May 26, 2026 Filed May 27, 2026 21:17 UTC |
Hebard Peggy HwanDirector
|
GrantCommon Stock | 17,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001750581-26-000002 · wk-form4_1779916660.xml · nonDerivative · entry 1 Hebard Peggy Hwan · CIK 0001750581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,779 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026. Read SEC document |
| May 26, 2026 Filed May 27, 2026 21:13 UTC |
Kripalani Ranjit MDirector
|
GrantCommon Stock | 16,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001319511-26-000002 · wk-form4_1779916382.xml · nonDerivative · entry 1 Kripalani Ranjit M · CIK 0001319511 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,666 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026. Read SEC document |
| May 26, 2026 Filed May 27, 2026 21:18 UTC |
Finnerty Kevin JDirector
|
GrantCommon Stock | 16,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001335440-26-000002 · wk-form4_1779916716.xml · nonDerivative · entry 1 Finnerty Kevin J · CIK 0001335440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,812 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026. Read SEC document |
| May 26, 2026 Filed May 27, 2026 21:39 UTC |
Addas William DeanDirector
|
GrantCommon Stock | 16,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-038547 · wk-form4_1779917980.xml · nonDerivative · entry 1 Addas William Dean · CIK 0001343858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,972 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026. F2 · balance_after: The Reporting Person's Form 4 filings on January 7, 2026 inadvertently overstated the number of shares of common stock granted to the Reporting Person by 18 shares. The total amount reported in Column 5 corrects the balance of the Reporting Person's account. Read SEC document |
| May 26, 2026 Filed May 27, 2026 21:16 UTC |
Saltzman DavidDirector
|
GrantCommon Stock | 17,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001574248-26-000004 · wk-form4_1779916608.xml · nonDerivative · entry 1 Saltzman David · CIK 0001574248 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,527 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026. Read SEC document |
| May 26, 2026 Filed May 27, 2026 21:15 UTC |
Le Melle Patrice MDirector
|
GrantCommon Stock | 16,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001894131-26-000002 · wk-form4_1779916539.xml · nonDerivative · entry 1 Le Melle Patrice M · CIK 0001894131 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,523 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026. Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:18 UTC |
Saltzman DavidDirector
|
SaleCommon Stock | 66,748 | $9.26 | $618,086.48 |
DisclosureSEC source: 0001574248-26-000002 · wk-form4_1779481090.xml · nonDerivative · entry 2 Saltzman David · CIK 0001574248 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,248 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $9.2600-$9.2700 inclusive. The filing person undertakes to provide to Rithm Capital Corp., any security holder of Rithm Capital Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:18 UTC |
Saltzman DavidDirector
|
SaleCommon Stock | 14,174 | $9.19 | $130,259.06 |
DisclosureSEC source: 0001574248-26-000002 · wk-form4_1779481090.xml · nonDerivative · entry 1 Saltzman David · CIK 0001574248 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,996 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $9.1903-$9.1950 inclusive. The filing person undertakes to provide to Rithm Capital Corp., any security holder of Rithm Capital Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:13 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 2,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000013 · wk-form4_1785885182.xml · derivative · entry 5 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,817 Underlying: Common Stock · 2,114 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F7 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:13 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000013 · wk-form4_1785885182.xml · derivative · entry 4 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,888 Underlying: Common Stock · 820 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:13 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 819 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000013 · wk-form4_1785885182.xml · derivative · entry 3 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,926 Underlying: Common Stock · 819 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:13 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 2,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000013 · wk-form4_1785885182.xml · derivative · entry 2 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,679 Underlying: Common Stock · 2,085 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F4 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on February 23, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F4 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on February 23, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:13 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 521 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000013 · wk-form4_1785885182.xml · derivative · entry 1 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,040 Underlying: Common Stock · 521 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F3 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F3 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:12 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 7,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 5 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,802 Underlying: Common Stock · 7,248 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F7 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:12 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 21,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 4 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 845,798 Underlying: Common Stock · 21,081 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:12 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 4,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 3 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,590 Underlying: Common Stock · 4,685 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:12 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 50,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,023,848 Underlying: Common Stock · 50,444 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F4 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F4 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:12 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 2,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,690 Underlying: Common Stock · 2,802 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F3 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F3 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:16 UTC |
Zeiden DavidChief Legal Officer
|
Exercise / conversionClass B Profits Units of Rithm Capital Management LLC · Derivative | 9,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001991661-26-000007 · wk-form4_1772576205.xml · derivative · entry 3 Zeiden David · CIK 0001991661 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,808 Underlying: Common Stock · 9,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on May 1, 2024, which vested in two equal installments on January 1 of each of 2025 and 2026. F4 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on May 1, 2024, which vested in two equal installments on January 1 of each of 2025 and 2026. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:16 UTC |
Zeiden DavidChief Legal Officer
|
SaleCommon Stock | 9,217 | $10.11 | $93,156.22 |
DisclosureSEC source: 0001991661-26-000007 · wk-form4_1772576205.xml · nonDerivative · entry 2 Zeiden David · CIK 0001991661 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the filing person on November 26, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $10.0300-$10.3500 inclusive. The filing person undertakes to provide to Rithm Capital Corp., any security holder of Rithm Capital Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:16 UTC |
Zeiden DavidChief Legal Officer
|
Exercise / conversionCommon Stock | 9,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001991661-26-000007 · wk-form4_1772576205.xml · nonDerivative · entry 1 Zeiden David · CIK 0001991661 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2026 Filed Feb 25, 2026 22:57 UTC |
SANTORO NICOLA JRChief Financial Officer
|
Tax withholdingCommon Stock | 100,886 | $10.45 | $1,054,258.70 |
DisclosureSEC source: 0001571610-26-000009 · wk-form4_1772060251.xml · nonDerivative · entry 1 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,281 F1 · shares: Represents shares withheld to cover tax withholding obligations when 202,351 previously reported restricted stock units were settled on February 21, 2026. Read SEC document |
| February 21, 2026 Filed Feb 25, 2026 22:57 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 771,688 | $10.45 | $8,064,139.60 |
DisclosureSEC source: 0001591719-26-000005 · wk-form4_1772060229.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,445,798 F1 · shares: Represents shares withheld to cover tax withholding obligations when 1,416,540 previously reported restricted stock units settled on February 21, 2026. Read SEC document |
| February 20, 2026 Filed Mar 9, 2026 22:24 UTC |
Zeiden DavidChief Legal Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 30,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001991661-26-000009 · wk-form4_1773095058.xml · derivative · entry 1 Zeiden David · CIK 0001991661 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,718 Underlying: Common Stock · 30,718 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F2 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| February 20, 2026 Filed Mar 9, 2026 22:25 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 283,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000007 · wk-form4_1773095148.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,554 Underlying: Common Stock · 283,554 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F2 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| February 20, 2026 Filed Mar 9, 2026 22:25 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 82,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000011 · wk-form4_1773095099.xml · derivative · entry 1 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,703 Underlying: Common Stock · 82,703 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F2 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:05 UTC |
Zeiden DavidChief Legal Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 313 | $0.00 | $0.00 |
DisclosureSEC source: 0001991661-26-000005 · wk-form4_1770163544.xml · derivative · entry 2 Zeiden David · CIK 0001991661 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,270 Underlying: Common Stock · 313 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F4 · derivative.exercise_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F4 · derivative.expiration_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:05 UTC |
Zeiden DavidChief Legal Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 470 | $0.00 | $0.00 |
DisclosureSEC source: 0001991661-26-000005 · wk-form4_1770163544.xml · derivative · entry 1 Zeiden David · CIK 0001991661 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,907 Underlying: Common Stock · 470 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F3 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F3 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:27 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 16,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-005202 · wk-form4_1770164843.xml · derivative · entry 10 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 824,717 Underlying: Common Stock · 16,941 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F8 · derivative.exercise_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F8 · derivative.expiration_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:27 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 5,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-005202 · wk-form4_1770164843.xml · derivative · entry 9 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,905 Underlying: Common Stock · 5,647 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F7 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:27 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 40,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-005202 · wk-form4_1770164843.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,973,404 Underlying: Common Stock · 40,538 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:27 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 4,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-005202 · wk-form4_1770164843.xml · derivative · entry 7 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,888 Underlying: Common Stock · 4,504 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:27 UTC |
Nierenberg MichaelDirector · Chief Executive Officer
|
GrantCommon Stock | 29,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-005202 · wk-form4_1770164843.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,217,486 F1 · shares: Represents dividend equivalent rights accrued on existing time-based and performance-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 1,416,543 unvested restricted stock units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:04 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000007 · wk-form4_1770163472.xml · derivative · entry 5 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,068 Underlying: Common Stock · 658 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F8 · derivative.exercise_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units F8 · derivative.expiration_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:04 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 988 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000007 · wk-form4_1770163472.xml · derivative · entry 4 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,107 Underlying: Common Stock · 988 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F7 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:04 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 1,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000007 · wk-form4_1770163472.xml · derivative · entry 3 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,594 Underlying: Common Stock · 1,675 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on February 23, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on February 23, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:04 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 838 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000007 · wk-form4_1770163472.xml · derivative · entry 2 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,519 Underlying: Common Stock · 838 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:04 UTC |
SANTORO NICOLA JRChief Financial Officer
|
GrantCommon Stock | 4,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001571610-26-000007 · wk-form4_1770163472.xml · nonDerivative · entry 1 SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,167 F1 · shares: Represents dividend equivalent rights accrued on existing time-based and performance-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 202,353 unvested restricted stock units. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 22:02 UTC |
Zeiden DavidChief Legal Officer
|
GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 14,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001991661-26-000003 · wk-form4_1769119354.xml · derivative · entry 1 Zeiden David · CIK 0001991661 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,957 Underlying: Common Stock · 14,957 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profit Units of Rithm Capital Management LLC ("RCM") are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award arrangement. F2 · shares: Represents Class B Profit Units in RCM earned based on annual return on equity for the 2025 performance period, as certified by the Compensation Committee on January 20, 2026. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches. F3 · derivative.exercise_date: These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F3 · derivative.expiration_date: These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F4 · balance_after: The reported amount also includes 941 dividend equivalent rights accrued with respect to the earned Class B Profits Units. Dividend equivalent Class B Profits Units vest on the same schedule and are subject to the same terms and conditions as the underlying awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.