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Nasdaq · USD

RCKY

ROCKY BRANDS, INC.

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Tapewire entity
5833
SEC CIK
0000895456
Parsed reports
533

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202517
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202614
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 4, 2021 18:55 UTC GrantCommon Stock, without par value 168 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012703 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,366

Read SEC document
October 01, 2021 Filed Oct 4, 2021 18:55 UTC
BROOKS MIKEDirector
GrantCommon Stock, without par value 168 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012702 · doc4.xml · nonDerivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,232

Read SEC document
August 25, 2021 Filed Aug 27, 2021 15:54 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-21-011764 · doc4.xml · derivative · entry 2

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 15:54 UTC Exercise / conversionCommon Stock, without par value 2,000 $11.55 $23,100.00
Disclosure

SEC source: 0001225208-21-011764 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 16:40 UTC
Robertson Thomas D.EVP, CFO & Treasurer
Exercise / conversionStock Option (right to buy) · Derivative 5,400 $0.00 Strike: $10.35 $0.00
Disclosure

SEC source: 0001225208-21-011567 · doc4.xml · derivative · entry 4

Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Underlying: Common Stock, without par value · 5,400 shares

Expires 2027-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 16:40 UTC
Robertson Thomas D.EVP, CFO & Treasurer
Exercise / conversionStock Option (right to buy) · Derivative 100 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-21-011567 · doc4.xml · derivative · entry 3

Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock, without par value · 100 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 16:40 UTC
Robertson Thomas D.EVP, CFO & Treasurer
Exercise / conversionCommon Stock, without par value 100 $11.55 $1,155.00
Disclosure

SEC source: 0001225208-21-011567 · doc4.xml · nonDerivative · entry 2

Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 16:40 UTC
Robertson Thomas D.EVP, CFO & Treasurer
Exercise / conversionCommon Stock, without par value 5,400 $10.35 $55,890.00
Disclosure

SEC source: 0001225208-21-011567 · doc4.xml · nonDerivative · entry 1

Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 17:40 UTC
BROOKS MIKEDirector
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-21-010843 · doc4.xml · derivative · entry 2

BROOKS MIKE · CIK 0000904913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 17:40 UTC
BROOKS MIKEDirector
Exercise / conversionCommon Stock, without par value 2,000 $11.55 $23,100.00
Disclosure

SEC source: 0001225208-21-010843 · doc4.xml · nonDerivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 21:38 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-21-010796 · doc4.xml · derivative · entry 3

LOVELAND CURTIS A · CIK 0000905223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 2,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 21:38 UTC Exercise / conversionCommon Stock, without par value 2,000 $11.55 $23,100.00
Disclosure

SEC source: 0001225208-21-010796 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:26 UTC GrantCommon Stock, without par value 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010075 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,107

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:26 UTC GrantCommon Stock, without par value 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010074 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,045

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:26 UTC GrantCommon Stock, without par value 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010073 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,877

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:26 UTC GrantCommon Stock, without par value 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010072 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,223

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:26 UTC GrantCommon Stock, without par value 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010070 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,824

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:26 UTC GrantCommon Stock, without par value 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010071 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,812

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:25 UTC GrantCommon Stock, without par value 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010068 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,524

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:26 UTC GrantCommon Stock, without par value 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010069 · doc4.xml · nonDerivative · entry 1

Hahn Robyn R. · CIK 0001852978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:25 UTC GrantCommon Stock, without par value 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010067 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,198

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:25 UTC
BROOKS MIKEDirector
GrantCommon Stock, without par value 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010066 · doc4.xml · nonDerivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,064

Read SEC document
May 25, 2021 Filed May 27, 2021 12:58 UTC PurchaseCommon Stock, without par value 500 $53.00 $26,500.00
Disclosure

SEC source: 0001225208-21-008581 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 500

Read SEC document
May 18, 2021 Filed May 18, 2021 22:00 UTC
BROOKS MIKEDirector · Chairman of the Board
SaleCommon Stock, without par value 6,548 $55.38 $362,596.15
Disclosure

SEC source: 0001225208-21-008267 · doc4.xml · nonDerivative · entry 3

BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,921

F3 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $55.00 to $55.98. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
May 18, 2021 Filed May 18, 2021 22:00 UTC
BROOKS MIKEDirector · Chairman of the Board
SaleCommon Stock, without par value 5,523 $56.26 $310,700.23
Disclosure

SEC source: 0001225208-21-008267 · doc4.xml · nonDerivative · entry 2

BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,469

F2 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $56.00 to $56.64. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
May 18, 2021 Filed May 18, 2021 22:00 UTC
BROOKS MIKEDirector · Chairman of the Board
SaleCommon Stock, without par value 1,255 $57.19 $71,773.07
Disclosure

SEC source: 0001225208-21-008267 · doc4.xml · nonDerivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,992

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $57.00 to $57.49. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
May 14, 2021 Filed May 17, 2021 21:51 UTC SaleCommon Stock, without par value 370 $56.64 $20,956.80
Disclosure

SEC source: 0001225208-21-008239 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,055

Read SEC document
May 11, 2021 Filed May 13, 2021 20:44 UTC
BROOKS MIKEDirector · Chairman of the Board
SaleCommon Stock, without par value 3,000 $61.25 $183,750.00
Disclosure

SEC source: 0001225208-21-008124 · doc4.xml · nonDerivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,247

Read SEC document
May 10, 2021 Filed May 10, 2021 21:52 UTC
BROOKS MIKEDirector · Chairman of the Board
SaleCommon Stock, without par value 3,700 $64.97 $240,389.00
Disclosure

SEC source: 0001225208-21-007896 · doc4.xml · nonDerivative · entry 5

BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,247

F4 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $64.73 to $65.67. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
May 10, 2021 Filed May 10, 2021 21:52 UTC
BROOKS MIKEDirector · Chairman of the Board
SaleCommon Stock, without par value 2,300 $65.82 $151,386.00
Disclosure

SEC source: 0001225208-21-007896 · doc4.xml · nonDerivative · entry 4

BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,947

F3 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $65.80 to $65.98. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:52 UTC
BROOKS MIKEDirector · Chairman of the Board
SaleCommon Stock, without par value 8,000 $64.06 $512,480.00
Disclosure

SEC source: 0001225208-21-007896 · doc4.xml · nonDerivative · entry 3

BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,247

Read SEC document
May 07, 2021 Filed May 10, 2021 21:52 UTC
BROOKS MIKEDirector · Chairman of the Board
SaleCommon Stock, without par value 5,000 $65.92 $329,600.00
Disclosure

SEC source: 0001225208-21-007896 · doc4.xml · nonDerivative · entry 2

BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,247

F2 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $65.58 to $66.07. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
May 06, 2021 Filed May 10, 2021 21:52 UTC
BROOKS MIKEDirector · Chairman of the Board
SaleCommon Stock, without par value 2,000 $64.00 $128,000.00
Disclosure

SEC source: 0001225208-21-007896 · doc4.xml · nonDerivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,247

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $64.00 to $64.03. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 19:24 UTC
Dixon David P.President, Sourcing and Mfg
Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-21-006642 · doc4.xml · derivative · entry 4

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock, without par value · 400 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 19:24 UTC
Dixon David P.President, Sourcing and Mfg
Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-21-006642 · doc4.xml · derivative · entry 3

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, without par value · 1,000 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 19:24 UTC
Dixon David P.President, Sourcing and Mfg
Exercise / conversionCommon Stock, without par value 400 $11.55 $4,620.00
Disclosure

SEC source: 0001225208-21-006642 · doc4.xml · nonDerivative · entry 2

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 19:24 UTC
Dixon David P.President, Sourcing and Mfg
Exercise / conversionCommon Stock, without par value 1,000 $18.90 $18,900.00
Disclosure

SEC source: 0001225208-21-006642 · doc4.xml · nonDerivative · entry 1

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:28 UTC GrantCommon Stock, without par value 147 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006290 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,964

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:28 UTC GrantCommon Stock, without par value 147 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006289 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:28 UTC GrantCommon Stock, without par value 147 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006288 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,734

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:28 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 147 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006287 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,080

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:28 UTC GrantCommon Stock, without par value 147 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006286 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,669

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:28 UTC GrantCommon Stock, without par value 147 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006285 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,681

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:28 UTC GrantCommon Stock, without par value 147 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006284 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,381

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:28 UTC GrantCommon Stock, without par value 147 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006283 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,425

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:28 UTC GrantCommon Stock, without par value 147 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006282 · doc4.xml · nonDerivative · entry 1

Hahn Robyn R. · CIK 0001852978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147

Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:04 UTC GiftCommon Stock, without par value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005808 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,534

Read SEC document
March 17, 2021 Filed Mar 19, 2021 18:25 UTC
Simms RichardPresident of Operations
Exercise / conversionStock Option (right to buy) · Derivative 1,200 $0.00 Strike: $11.56 $0.00
Disclosure

SEC source: 0001225208-21-005667 · doc4.xml · derivative · entry 6

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 1,200 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 18:25 UTC
Simms RichardPresident of Operations
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-21-005667 · doc4.xml · derivative · entry 5

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock, without par value · 2,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 18:25 UTC
Simms RichardPresident of Operations
Exercise / conversionStock Option (right to buy) · Derivative 600 $0.00 Strike: $13.42 $0.00
Disclosure

SEC source: 0001225208-21-005667 · doc4.xml · derivative · entry 4

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 600 shares

Expires 2025-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.