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Nasdaq · USD

RCKY

ROCKY BRANDS, INC.

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Tapewire entity
5833
SEC CIK
0000895456
Parsed reports
533

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202517
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202614
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2024 Filed Oct 2, 2024 21:10 UTC GrantCommon Stock, without par value 564 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009042 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,233

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:34 UTC GrantCommon Stock, without par value 487 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007229 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,669

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:34 UTC GrantCommon Stock, without par value 487 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007228 · doc4.xml · nonDerivative · entry 1

Smith Dwight Eric · CIK 0001335265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,269

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:34 UTC GrantCommon Stock, without par value 487 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007227 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,004

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:34 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
GrantCommon Stock, without par value 487 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007226 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,291

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:34 UTC GrantCommon Stock, without par value 487 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007225 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,374

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:34 UTC GrantCommon Stock, without par value 487 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007224 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,173

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:33 UTC GrantCommon Stock, without par value 487 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007223 · doc4.xml · nonDerivative · entry 1

Hahn Robyn R. · CIK 0001852978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,852

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:33 UTC GrantCommon Stock, without par value 487 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007222 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,086

Read SEC document
June 11, 2024 Filed Jun 12, 2024 21:12 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $29.43 $0.00
Disclosure

SEC source: 0001225208-24-006766 · doc4.xml · derivative · entry 4

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2025-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 21:12 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
SaleCommon Stock, without par value 4,000 $37.00 $148,000.00
Disclosure

SEC source: 0001225208-24-006766 · doc4.xml · nonDerivative · entry 2

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,804

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $37 to $37.07. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 21:12 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
Exercise / conversionCommon Stock, without par value 4,000 $29.43 $117,720.00
Disclosure

SEC source: 0001225208-24-006766 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 21:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $29.43 $0.00
Disclosure

SEC source: 0001225208-24-006725 · doc4.xml · derivative · entry 5

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2025-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 21:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $28.07 $0.00
Disclosure

SEC source: 0001225208-24-006725 · doc4.xml · derivative · entry 4

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 5,000 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 21:15 UTC SaleCommon Stock, without par value 9,000 $38.82 $349,380.00
Disclosure

SEC source: 0001225208-24-006725 · doc4.xml · nonDerivative · entry 3

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,517

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $38.195 to $39.13. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 21:15 UTC Exercise / conversionCommon Stock, without par value 4,000 $29.43 $117,720.00
Disclosure

SEC source: 0001225208-24-006725 · doc4.xml · nonDerivative · entry 2

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 21:15 UTC Exercise / conversionCommon Stock, without par value 5,000 $28.07 $140,350.00
Disclosure

SEC source: 0001225208-24-006725 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2024 Filed May 8, 2024 22:58 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
SaleCommon Stock, without par value 1,147 $35.40 $40,603.80
Disclosure

SEC source: 0001225208-24-005856 · doc4.xml · nonDerivative · entry 6

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in Keogh account.

Disclosed balance after: 4,781

F6 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $35.09 to $35.99. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
May 07, 2024 Filed May 8, 2024 22:58 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
SaleCommon Stock, without par value 979 $35.15 $34,410.87
Disclosure

SEC source: 0001225208-24-005856 · doc4.xml · nonDerivative · entry 3

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,804

F3 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $35.08 to $35.33. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
May 06, 2024 Filed May 8, 2024 22:58 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
SaleCommon Stock, without par value 3,472 $35.33 $122,665.76
Disclosure

SEC source: 0001225208-24-005856 · doc4.xml · nonDerivative · entry 5

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in Keogh account.

Disclosed balance after: 5,928

F5 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $35.00 to $35.92. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
May 06, 2024 Filed May 8, 2024 22:58 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
SaleCommon Stock, without par value 1,600 $36.50 $58,400.00
Disclosure

SEC source: 0001225208-24-005856 · doc4.xml · nonDerivative · entry 4

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in Keogh account.

Disclosed balance after: 9,400

F4 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $36.21 to $36.74. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
May 06, 2024 Filed May 8, 2024 22:58 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
SaleCommon Stock, without par value 2,161 $35.43 $76,564.23
Disclosure

SEC source: 0001225208-24-005856 · doc4.xml · nonDerivative · entry 2

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,783

F2 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $35.00 to $35.98. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
May 06, 2024 Filed May 8, 2024 22:58 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
SaleCommon Stock, without par value 354 $36.35 $12,867.90
Disclosure

SEC source: 0001225208-24-005856 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,944

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $36.07 to $36.54. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:12 UTC SaleCommon Stock, without par value 5,000 $32.78 $163,900.00
Disclosure

SEC source: 0001225208-24-005606 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,686

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:12 UTC GrantCommon Stock, without par value 663 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004824 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,182

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:12 UTC GrantCommon Stock, without par value 663 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004823 · doc4.xml · nonDerivative · entry 1

Smith Dwight Eric · CIK 0001335265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,782

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:11 UTC GrantCommon Stock, without par value 663 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004818 · doc4.xml · nonDerivative · entry 1

Hahn Robyn R. · CIK 0001852978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,365

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:12 UTC GrantCommon Stock, without par value 663 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004822 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,517

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:12 UTC GrantCommon Stock, without par value 663 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004819 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,686

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:11 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
GrantCommon Stock, without par value 663 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004821 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,298

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:11 UTC GrantCommon Stock, without par value 663 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004820 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,887

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:11 UTC GrantCommon Stock, without par value 663 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004817 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,599

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:56 UTC
LOVELAND CURTIS ADirector · Assistant Secretary
GrantCommon Stock, without par value 596 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000273 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,635

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:56 UTC GrantCommon Stock, without par value 596 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000274 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,854

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:56 UTC GrantCommon Stock, without par value 596 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000272 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,224

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:56 UTC GrantCommon Stock, without par value 596 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000276 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,519

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:56 UTC GrantCommon Stock, without par value 596 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000271 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,023

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:56 UTC GrantCommon Stock, without par value 596 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000275 · doc4.xml · nonDerivative · entry 1

Smith Dwight Eric · CIK 0001335265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,119

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:56 UTC GrantCommon Stock, without par value 596 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000270 · doc4.xml · nonDerivative · entry 1

Hahn Robyn R. · CIK 0001852978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,702

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:56 UTC GrantCommon Stock, without par value 596 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000269 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,936

Read SEC document
January 01, 2024 Filed Apr 2, 2024 21:12 UTC
Wortham ByronSVP Georgia Boot & Durango
GrantRestricted Stock Unit · Derivative 2,650 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004827 · doc4.xml · derivative · entry 1

Wortham Byron · CIK 0001709433 · SVP Georgia Boot & Durango

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,650

Underlying: Common Stock, without par value · 2,650 shares

Expires 2027-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2024 Filed Apr 2, 2024 21:12 UTC
Robertson Thomas D.COO, CFO & Treasurer
GrantRestricted Stock Unit · Derivative 2,982 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004826 · doc4.xml · derivative · entry 1

Robertson Thomas D. · CIK 0001700768 · COO, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,982

Underlying: Common Stock, without par value · 2,982 shares

Expires 2027-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2024 Filed Apr 2, 2024 21:12 UTC
Brooks JasonDirector · Chmn, President and CEO
GrantRestricted Stock Unit · Derivative 3,313 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004825 · doc4.xml · derivative · entry 1

Brooks Jason · CIK 0001516425 · Director · Chmn, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,313

Underlying: Common Stock, without par value · 3,313 shares

Expires 2027-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
December 13, 2023 Filed Dec 14, 2023 20:13 UTC
BROOKS MIKEDirector
SaleCommon Stock, without par value 4,000 $29.27 $117,080.00
Disclosure

SEC source: 0001225208-23-011082 · doc4.xml · nonDerivative · entry 2

BROOKS MIKE · CIK 0000904913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,170

Read SEC document
December 12, 2023 Filed Dec 14, 2023 20:13 UTC Amendment
LOVELAND CURTIS ADirector · Assistant Secretary
SaleCommon Stock, without par value 4,000 $30.52 $122,080.00
Disclosure

SEC source: 0001225208-23-011083 · doc4a.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,039

F1 · date: This Form 4 is being amended to correct the date of sale from 12/11/23 to 12/12/23.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 20:13 UTC
BROOKS MIKEDirector
Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-23-011082 · doc4.xml · derivative · entry 3

BROOKS MIKE · CIK 0000904913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 20:13 UTC
BROOKS MIKEDirector
Exercise / conversionCommon Stock, without par value 4,000 $26.00 $104,000.00
Disclosure

SEC source: 0001225208-23-011082 · doc4.xml · nonDerivative · entry 1

BROOKS MIKE · CIK 0000904913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 21:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001225208-23-010959 · doc4.xml · derivative · entry 3

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 4,000 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 21:05 UTC SaleCommon Stock, without par value 4,000 $31.11 $124,459.20
Disclosure

SEC source: 0001225208-23-010959 · doc4.xml · nonDerivative · entry 2

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,258

Read SEC document
December 11, 2023 Filed Dec 12, 2023 21:05 UTC Exercise / conversionCommon Stock, without par value 4,000 $26.00 $104,000.00
Disclosure

SEC source: 0001225208-23-010959 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.