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Nasdaq · USD

RCKY

ROCKY BRANDS, INC.

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Tapewire entity
5833
SEC CIK
0000895456
Parsed reports
533

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202517
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202614
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2018 Filed Jan 4, 2018 21:52 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-18-000682 · doc4.xml · derivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 4,000 shares

Expires 2023-01-02

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC GrantCommon Stock, without par value 370 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000682 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,040

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Simms RichardPresident of Operations
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-18-000680 · doc4.xml · derivative · entry 5

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2028-01-02

F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Simms RichardPresident of Operations
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000680 · doc4.xml · derivative · entry 4

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock, without par value · 750 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Simms RichardPresident of Operations
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000680 · doc4.xml · derivative · entry 3

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock, without par value · 750 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Simms RichardPresident of Operations
Exercise / conversionRestricted Stock Unit · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000680 · doc4.xml · derivative · entry 2

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 500 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Simms RichardPresident of Operations
Exercise / conversionCommon Stock, without par value 2,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000680 · doc4.xml · nonDerivative · entry 1

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-18-000681 · doc4.xml · derivative · entry 2

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 4,000 shares

Expires 2023-01-02

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC GrantCommon Stock, without par value 370 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000681 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,784

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Dixon David P.President, Sourcing and Mfg
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-18-000678 · doc4.xml · derivative · entry 3

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2028-01-02

F2 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Dixon David P.President, Sourcing and Mfg
Exercise / conversionRestricted Stock Unit · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000678 · doc4.xml · derivative · entry 2

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 250 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Dixon David P.President, Sourcing and Mfg
Exercise / conversionCommon Stock, without par value 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000678 · doc4.xml · nonDerivative · entry 1

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Brooks JasonPresident and CEO
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-18-000679 · doc4.xml · derivative · entry 7

Brooks Jason · CIK 0001516425 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2028-01-02

F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Brooks JasonPresident and CEO
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000679 · doc4.xml · derivative · entry 6

Brooks Jason · CIK 0001516425 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock, without par value · 750 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Brooks JasonPresident and CEO
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000679 · doc4.xml · derivative · entry 5

Brooks Jason · CIK 0001516425 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock, without par value · 750 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Brooks JasonPresident and CEO
Exercise / conversionRestricted Stock Unit · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000679 · doc4.xml · derivative · entry 4

Brooks Jason · CIK 0001516425 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 500 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Brooks JasonPresident and CEO
Exercise / conversionCommon Stock, without par value 2,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000679 · doc4.xml · nonDerivative · entry 1

Brooks Jason · CIK 0001516425 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:52 UTC
Wortham ByronPresident, Core Brands
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-18-000677 · doc4.xml · derivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2028-01-02

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 17:25 UTC GrantCommon Stock, without par value 522 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015707 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,293

Read SEC document
October 02, 2017 Filed Oct 3, 2017 17:25 UTC GrantCommon Stock, without par value 522 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015706 · doc4.xml · nonDerivative · entry 1

ROUDA HARLEY E JR · CIK 0001260425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,449

Read SEC document
October 02, 2017 Filed Oct 3, 2017 17:25 UTC GrantCommon Stock, without par value 522 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015705 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,141

Read SEC document
October 02, 2017 Filed Oct 3, 2017 17:25 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 522 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015704 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,069

Read SEC document
October 02, 2017 Filed Oct 3, 2017 17:25 UTC GrantCommon Stock, without par value 522 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015703 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,641

Read SEC document
October 02, 2017 Filed Oct 3, 2017 17:25 UTC GrantCommon Stock, without par value 522 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015702 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,170

Read SEC document
October 02, 2017 Filed Oct 3, 2017 17:25 UTC GrantCommon Stock, without par value 522 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015701 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,670

Read SEC document
October 02, 2017 Filed Oct 3, 2017 17:25 UTC GrantCommon Stock, without par value 522 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015700 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,414

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:25 UTC PurchaseCommon Stock, without par value 5,000 $13.80 $69,000.00
Disclosure

SEC source: 0001225208-17-014398 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,619

F1 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $13.55 to $13.95. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:05 UTC GrantCommon Stock, without par value 520 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012099 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,771

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:05 UTC GrantCommon Stock, without par value 520 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012098 · doc4.xml · nonDerivative · entry 1

ROUDA HARLEY E JR · CIK 0001260425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,927

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:05 UTC GrantCommon Stock, without par value 520 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012097 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,619

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:05 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 520 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012096 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,547

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:05 UTC GrantCommon Stock, without par value 520 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012095 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,648

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:05 UTC GrantCommon Stock, without par value 520 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012094 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,119

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:05 UTC GrantCommon Stock, without par value 520 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012093 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,148

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:05 UTC GrantCommon Stock, without par value 520 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012092 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,892

Read SEC document
June 01, 2017 Filed Jun 5, 2017 17:39 UTC
Brooks JasonPresident and CEO
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.25 $0.00
Disclosure

SEC source: 0001225208-17-010870 · doc4.xml · derivative · entry 1

Brooks Jason · CIK 0001516425 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, without par value · 10,000 shares

Expires 2027-06-01

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
May 22, 2017 Filed May 23, 2017 18:00 UTC PurchaseCommon Stock, without par value 5,000 $13.65 $68,250.00
Disclosure

SEC source: 0001225208-17-010274 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,099

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:14 UTC GrantCommon Stock, without par value 599 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007737 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:14 UTC GrantCommon Stock, without par value 599 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007736 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:23 UTC GrantCommon Stock, without par value 606 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007470 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,251

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:23 UTC GrantCommon Stock, without par value 606 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007469 · doc4.xml · nonDerivative · entry 1

ROUDA HARLEY E JR · CIK 0001260425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,407

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:23 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 606 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007468 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,027

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:23 UTC GrantCommon Stock, without par value 606 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007467 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,128

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:23 UTC GrantCommon Stock, without par value 606 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007466 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,628

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:23 UTC GrantCommon Stock, without par value 606 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007465 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,372

Read SEC document
March 17, 2017 Filed Feb 26, 2019 00:19 UTC GiftCommon Stock, without par value 800 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003580 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,926

Read SEC document
March 10, 2017 Filed Apr 4, 2018 16:29 UTC GiftCommon Stock, without par value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007307 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,522

Read SEC document
March 09, 2017 Filed Mar 15, 2017 20:56 UTC
Robertson Thomas D.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 11,500 $0.00 Strike: $10.35 $0.00
Disclosure

SEC source: 0001225208-17-006304 · doc4.xml · derivative · entry 1

Robertson Thomas D. · CIK 0001700768 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock, without par value · 11,500 shares

Expires 2027-03-09

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:45 UTC
MCDONALD JAMES EEVP, CFO and Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000552 · doc4.xml · derivative · entry 6

MCDONALD JAMES E · CIK 0001216612 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock, without par value · 750 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 16:45 UTC
MCDONALD JAMES EEVP, CFO and Treasurer
Exercise / conversionCommon Stock, without par value 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000552 · doc4.xml · nonDerivative · entry 2

MCDONALD JAMES E · CIK 0001216612 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.