Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKY BRANDS, INC.RCKY · Entity 5833 | Director | October 01, 2018 | October 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKY BRANDS, INC.
Report date October 01, 2018 · Filed October 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, without par valueSEC Table I · non-derivative | Direct | 29,162 |
Reported balance
After 2018-10-01 transaction · row 1
1 source rowRow 1 · 2018-10-01 · Grant · Acquired 175 · Balance 29,162 |
| Common Stock, without par valueSEC Table I · non-derivative | IndirectMinor Children | 1,200 |
Reported balance
Holding disclosure · report date 2018-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,200 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2018 Filed Oct 3, 2018 18:52 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014308 · doc4.xml · nonDerivative · entry 1 ROUDA HARLEY E JR · CIK 0001260425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,162 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 12:43 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011117 · doc4.xml · nonDerivative · entry 1 ROUDA HARLEY E JR · CIK 0001260425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,987 Read SEC document |
| April 27, 2018 Filed May 1, 2018 18:58 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | SaleCommon Stock, without par value | 9,459 | $24.96 | $236,096.64 |
DisclosureSEC source: 0001225208-18-008316 · doc4.xml · nonDerivative · entry 1 ROUDA HARLEY E JR · CIK 0001260425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,686 F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $24.71 to $25.475. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:29 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 326 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007311 · doc4.xml · nonDerivative · entry 1 ROUDA HARLEY E JR · CIK 0001260425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,145 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:53 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $18.90 | $0.00 |
DisclosureSEC source: 0001225208-18-000687 · doc4.xml · derivative · entry 3 ROUDA HARLEY E JR · CIK 0001260425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock, without par value · 4,000 shares Expires 2023-01-02 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:53 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000687 · doc4.xml · nonDerivative · entry 1 ROUDA HARLEY E JR · CIK 0001260425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,819 Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 17:25 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015706 · doc4.xml · nonDerivative · entry 1 ROUDA HARLEY E JR · CIK 0001260425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,449 Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 19:05 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012098 · doc4.xml · nonDerivative · entry 1 ROUDA HARLEY E JR · CIK 0001260425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,927 Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 21:23 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007469 · doc4.xml · nonDerivative · entry 1 ROUDA HARLEY E JR · CIK 0001260425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,407 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001225208-17-000558 · doc4.xml · derivative · entry 3 ROUDA HARLEY E JR · CIK 0001260425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock, without par value · 2,000 shares Expires 2022-01-03 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:45 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000558 · doc4.xml · nonDerivative · entry 1 ROUDA HARLEY E JR · CIK 0001260425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,801 Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 18:10 UTC | ROCKY BRANDS, INC. RCKY · Entity 5833 | GrantCommon Stock, without par value | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040177 · doc4.xml · nonDerivative · entry 1 ROUDA HARLEY E JR · CIK 0001260425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,195 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.