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Nasdaq · USD

RCKY

ROCKY BRANDS, INC.

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Tapewire entity
5833
SEC CIK
0000895456
Parsed reports
533

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202517
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202614
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2020 Filed Nov 9, 2020 23:27 UTC
Dixon David P.President, Sourcing and Mfg
Exercise / conversionStock Option (right to buy) · Derivative 1,200 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-20-013269 · doc4.xml · derivative · entry 4

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock, without par value · 1,200 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 23:27 UTC
Dixon David P.President, Sourcing and Mfg
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-20-013269 · doc4.xml · derivative · entry 3

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock, without par value · 2,000 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 23:27 UTC
Dixon David P.President, Sourcing and Mfg
Exercise / conversionCommon Stock, without par value 1,200 $11.55 $13,860.00
Disclosure

SEC source: 0001225208-20-013269 · doc4.xml · nonDerivative · entry 2

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 23:27 UTC
Dixon David P.President, Sourcing and Mfg
Exercise / conversionCommon Stock, without par value 2,000 $18.90 $37,800.00
Disclosure

SEC source: 0001225208-20-013269 · doc4.xml · nonDerivative · entry 1

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:13 UTC GrantCommon Stock, without par value 302 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012032 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:13 UTC GrantCommon Stock, without par value 302 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012031 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,540

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:13 UTC GrantCommon Stock, without par value 302 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012030 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,302

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:13 UTC GrantCommon Stock, without par value 302 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012026 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,249

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:13 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 302 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012029 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,648

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:13 UTC GrantCommon Stock, without par value 302 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012028 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,720

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:13 UTC GrantCommon Stock, without par value 302 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012027 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,249

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:13 UTC GrantCommon Stock, without par value 302 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012025 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,993

Read SEC document
September 16, 2020 Filed Mar 10, 2021 19:48 UTC GrantCommon Stock, without par value 5 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005028 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,423

Read SEC document
September 10, 2020 Filed Sep 10, 2020 15:03 UTC PurchaseCommon Stock, without par value 82 $25.30 $2,074.60
Disclosure

SEC source: 0001225208-20-011385 · doc4.xml · nonDerivative · entry 2

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Read SEC document
September 09, 2020 Filed Sep 10, 2020 15:03 UTC PurchaseCommon Stock, without par value 6,500 $25.34 $164,710.00
Disclosure

SEC source: 0001225208-20-011385 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,918

F1 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $24.75 to $25.45. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 15:17 UTC
Robertson Thomas D.EVP, CFO & Treasurer
Exercise / conversionStock Option (right to buy) · Derivative 1,500 $0.00 Strike: $10.35 $0.00
Disclosure

SEC source: 0001225208-20-010601 · doc4.xml · derivative · entry 4

Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, without par value · 1,500 shares

Expires 2027-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 15:17 UTC
Robertson Thomas D.EVP, CFO & Treasurer
Exercise / conversionStock Option (right to buy) · Derivative 300 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001225208-20-010601 · doc4.xml · derivative · entry 3

Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock, without par value · 300 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 15:17 UTC
Robertson Thomas D.EVP, CFO & Treasurer
Exercise / conversionCommon Stock, without par value 300 $11.55 $3,465.00
Disclosure

SEC source: 0001225208-20-010601 · doc4.xml · nonDerivative · entry 2

Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 15:17 UTC
Robertson Thomas D.EVP, CFO & Treasurer
Exercise / conversionCommon Stock, without par value 1,500 $10.35 $15,525.00
Disclosure

SEC source: 0001225208-20-010601 · doc4.xml · nonDerivative · entry 1

Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 01:38 UTC GrantCommon Stock, without par value 364 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009343 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230

Read SEC document
July 01, 2020 Filed Jul 2, 2020 01:38 UTC GrantCommon Stock, without par value 364 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009342 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,238

Read SEC document
July 01, 2020 Filed Jul 2, 2020 01:37 UTC GrantCommon Stock, without par value 364 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009341 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,418

Read SEC document
July 01, 2020 Filed Jul 2, 2020 01:37 UTC GrantCommon Stock, without par value 364 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009339 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,418

Read SEC document
July 01, 2020 Filed Jul 2, 2020 01:37 UTC GrantCommon Stock, without par value 364 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009338 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,947

Read SEC document
July 01, 2020 Filed Jul 2, 2020 01:37 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 364 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009340 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,346

Read SEC document
July 01, 2020 Filed Jul 2, 2020 01:36 UTC GrantCommon Stock, without par value 364 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009337 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,947

Read SEC document
July 01, 2020 Filed Jul 2, 2020 01:36 UTC GrantCommon Stock, without par value 364 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009336 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,691

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:51 UTC GrantCommon Stock, without par value 387 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005981 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:51 UTC GrantCommon Stock, without par value 387 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005980 · doc4.xml · nonDerivative · entry 1

STEWART JAMES L · CIK 0001216614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,874

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:51 UTC GrantCommon Stock, without par value 387 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005979 · doc4.xml · nonDerivative · entry 1

Moore Robert Burton Jr. · CIK 0001703142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,054

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:51 UTC
LOVELAND CURTIS ADirector · Secretary
GrantCommon Stock, without par value 387 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005978 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,982

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:51 UTC GrantCommon Stock, without par value 387 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005977 · doc4.xml · nonDerivative · entry 1

Jordan William L · CIK 0001349868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,054

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:51 UTC GrantCommon Stock, without par value 387 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005976 · doc4.xml · nonDerivative · entry 1

Haning G Courtney · CIK 0001290422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,583

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:51 UTC GrantCommon Stock, without par value 387 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005975 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,583

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:51 UTC GrantCommon Stock, without par value 387 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005974 · doc4.xml · nonDerivative · entry 1

CORLETT GLEN E · CIK 0001188615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,327

Read SEC document
March 17, 2020 Filed Mar 19, 2020 14:56 UTC
LOVELAND CURTIS ADirector · Secretary
PurchaseCommon Stock, without par value 1,000 $19.00 $19,000.00
Disclosure

SEC source: 0001225208-20-005385 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Keogh account.

Disclosed balance after: 11,000

Read SEC document
March 13, 2020 Filed Mar 16, 2020 17:44 UTC
LOVELAND CURTIS ADirector · Secretary
PurchaseCommon Stock, without par value 7,000 $20.00 $140,000.00
Disclosure

SEC source: 0001225208-20-005134 · doc4.xml · nonDerivative · entry 1

LOVELAND CURTIS A · CIK 0000905223 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Keogh account.

Disclosed balance after: 10,000

Read SEC document
January 04, 2020 Filed Jan 6, 2020 17:00 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionRestricted Stock Unit · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000422 · doc4.xml · derivative · entry 3

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 250 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2020 Filed Jan 6, 2020 17:00 UTC
Wortham ByronPresident, Core Brands
Exercise / conversionCommon Stock, without par value 250 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000422 · doc4.xml · nonDerivative · entry 1

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2020 Filed Jan 6, 2020 17:00 UTC
Simms RichardPresident of Operations
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000421 · doc4.xml · derivative · entry 3

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 750 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2020 Filed Jan 6, 2020 17:00 UTC
Simms RichardPresident of Operations
Exercise / conversionCommon Stock, without par value 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000421 · doc4.xml · nonDerivative · entry 1

Simms Richard · CIK 0001516233 · President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2020 Filed Jan 6, 2020 16:59 UTC
Brooks JasonDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000420 · doc4.xml · derivative · entry 3

Brooks Jason · CIK 0001516425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, without par value · 750 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 04, 2020 Filed Jan 6, 2020 16:59 UTC
Brooks JasonDirector · President and CEO
Exercise / conversionCommon Stock, without par value 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000420 · doc4.xml · nonDerivative · entry 1

Brooks Jason · CIK 0001516425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:00 UTC
Wortham ByronPresident, Core Brands
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $29.43 $0.00
Disclosure

SEC source: 0001225208-20-000422 · doc4.xml · derivative · entry 2

Wortham Byron · CIK 0001709433 · President, Core Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2030-01-02

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:00 UTC
Dixon David P.President, Sourcing and Mfg
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $29.43 $0.00
Disclosure

SEC source: 0001225208-20-000432 · doc4.xml · derivative · entry 1

Dixon David P. · CIK 0001709434 · President, Sourcing and Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2030-01-02

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:00 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $29.43 $0.00
Disclosure

SEC source: 0001225208-20-000425 · doc4.xml · derivative · entry 2

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 4,000 shares

Expires 2025-01-02

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:00 UTC GrantCommon Stock, without par value 254 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000425 · doc4.xml · nonDerivative · entry 1

Finn Michael L · CIK 0001290423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,196

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:00 UTC
Robertson Thomas D.EVP, CFO & Treasurer
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $29.43 $0.00
Disclosure

SEC source: 0001225208-20-000433 · doc4.xml · derivative · entry 1

Robertson Thomas D. · CIK 0001700768 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, without par value · 5,000 shares

Expires 2030-01-02

F1 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:00 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $29.43 $0.00
Disclosure

SEC source: 0001225208-20-000431 · doc4.xml · derivative · entry 2

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, without par value · 4,000 shares

Expires 2025-01-02

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:00 UTC GrantCommon Stock, without par value 254 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000431 · doc4.xml · nonDerivative · entry 1

Winbigler Tracie A. · CIK 0001788123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.