Tapewire

Nasdaq · USD

RCAT

Red Cat Holdings, Inc.

Export transactions ↓
Tapewire entity
4802
SEC CIK
0000748268
Parsed reports
176

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2024 Filed May 22, 2024 20:06 UTC GrantCommon Stock 170,000 $0.00 $0.00
Disclosure

SEC source: 0001554795-24-000144 · ownership.xml · nonDerivative · entry 1

Freedman Joseph David · CIK 0001840083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,411

F1 · shares: Consists of 170,000 restricted shares of common stock granted under the Issuer's equity compensation plan, vesting in their entirety on May 6, 2026.

Read SEC document
May 06, 2024 Filed Jul 3, 2024 17:16 UTC
Funk Paul IIDirector
GrantCommon Stock 157,599 $0.00 $0.00
Disclosure

SEC source: 0001554795-24-000168 · ownership.xml · nonDerivative · entry 1

Funk Paul II · CIK 0002027952 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,599

F1 · security: Consists of 157,599 restricted stock units ("RSUs") subject to time-based vesting, vesting in full on May 6, 2026, subject to customary vesting acceleration terms in the event of death, disability, or change in control of Red Cat Holdings, Inc. (the "Issuer"). Each RSU is issued under and subject to the terms of the Red Cat Holdings, Inc. 2019 Equity Incentive Plan, and represents the right to receive, at settlement, one share of the Issuer's common stock.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:13 UTC
Matus George MichaelCEO, Teal subsidiary
Tax withholdingCommon Stock 8,575 $0.75 $6,431.25
Disclosure

SEC source: 0001554795-24-000041 · ownership.xml · nonDerivative · entry 1

Matus George Michael · CIK 0001883137 · CEO, Teal subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,620

F1 · security: Represents shares that have been withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 22:26 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
GiftCommon Stock 38,367 $0.00 $0.00
Disclosure

SEC source: 0001554795-24-000003 · ownership.xml · nonDerivative · entry 1

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,923,640

F1 · security: Shares were transferred as a tax free donation.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 20:49 UTC
Matus George MichaelCEO, Teal subsidiary
Tax withholdingCommon Stock 7,250 $0.89 $6,452.50
Disclosure

SEC source: 0001554795-23-000355 · ownership.xml · nonDerivative · entry 1

Matus George Michael · CIK 0001883137 · CEO, Teal subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,195

F1 · security: Represents shares that have been withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:30 UTC Tax withholdingCommon Stock 92 $0.97 $89.24
Disclosure

SEC source: 0001554795-23-000321 · ownership.xml · nonDerivative · entry 2

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,352

F1 · security: Represents the vesting of 3,906 restricted stock units, of which 92 were withheld by the Company to satisfy tax withholding obligations.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:30 UTC GrantCommon Stock 3,906 $0.97 $3,788.82
Disclosure

SEC source: 0001554795-23-000321 · ownership.xml · nonDerivative · entry 1

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,444

F1 · security: Represents the vesting of 3,906 restricted stock units, of which 92 were withheld by the Company to satisfy tax withholding obligations.

Read SEC document
September 27, 2023 Filed Sep 27, 2023 20:01 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
PurchaseCommon Stock 10,000 $0.97 $9,650.00
Disclosure

SEC source: 0001554795-23-000313 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,443,945

F1 · security: Represents shares of common stock purchased on the open market.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:49 UTC
Matus George MichaelCEO, Teal subsidiary
Tax withholdingCommon Stock 7,268 $0.96 $6,962.74
Disclosure

SEC source: 0001554795-23-000289 · ownership.xml · nonDerivative · entry 2

Matus George Michael · CIK 0001883137 · CEO, Teal subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,445

F2 · security: Represents shares that have been withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 04, 2023 Filed Aug 4, 2023 21:15 UTC GiftCommon Stock 118,000 $1.00 $118,000.00
Disclosure

SEC source: 0001554795-23-000245 · ownership.xml · nonDerivative · entry 3

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,538

Read SEC document
August 01, 2023 Filed Aug 4, 2023 21:15 UTC Tax withholdingCommon Stock 3,877 $0.85 $3,295.45
Disclosure

SEC source: 0001554795-23-000245 · ownership.xml · nonDerivative · entry 2

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,538

F1 · security: Represents the vesting of 30,000 restricted stock units, of which 705 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 29,295 shares of common stock.

Read SEC document
August 01, 2023 Filed Aug 4, 2023 21:15 UTC GrantCommon Stock 30,000 $0.85 $25,500.00
Disclosure

SEC source: 0001554795-23-000245 · ownership.xml · nonDerivative · entry 1

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,243

F1 · security: Represents the vesting of 30,000 restricted stock units, of which 705 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 29,295 shares of common stock.

Read SEC document
June 01, 2023 Filed Sep 5, 2023 20:49 UTC
Matus George MichaelCEO, Teal subsidiary
Tax withholdingCommon Stock 8,575 $0.95 $8,146.25
Disclosure

SEC source: 0001554795-23-000289 · ownership.xml · nonDerivative · entry 1

Matus George Michael · CIK 0001883137 · CEO, Teal subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,713

F1 · security: Represents shares that have been withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:30 UTC GrantCommon Stock 56,604 $0.00 $0.00
Disclosure

SEC source: 0001554795-23-000175 · ownership.xml · nonDerivative · entry 1

Liuzza Nicholas Reyland JR · CIK 0001264473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875,092

F1 · shares: 56,604 restricted stock units were granted as compensation under the company's 2019 Equity Incentive Plan. These shares of restricted stock will vest as follows: (i) 25% of the shares vested on May 16, 2023; and (ii) additional 25% portions will vest on each of November 16, 2023, February 16, 2024, and May 16, 2024.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:21 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
GrantOptions to purchase common stock · Derivative 1,250,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001554795-23-000173 · ownership.xml · derivative · entry 1

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750,000

Underlying: Common stock · 1,250,000 shares

Expires 2033-05-16

Read SEC document
May 16, 2023 Filed May 18, 2023 21:19 UTC GrantCommon stock 84,905 $0.00 $0.00
Disclosure

SEC source: 0001554795-23-000171 · ownership.xml · nonDerivative · entry 1

Moe Christopher R. · CIK 0001930171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,074

F1 · shares: 84,905 restricted stock units were granted as compensation under the company's 2019 Equity Incentive Plan. These shares of restricted stock will vest as follows: (i) 25% of the shares vested on May 16, 2023; and (ii) additional 25% portions will vest on each of November 16, 2023, February 16, 2024, and May 16, 2024.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:09 UTC GrantCommon Stock 56,604 $0.00 $0.00
Disclosure

SEC source: 0001554795-23-000169 · ownership.xml · nonDerivative · entry 1

Long Mary Beth · CIK 0001956286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,604

F1 · shares: 56,604 restricted stock units were granted as compensation under the company's 2019 Equity Incentive Plan. These shares of restricted stock will vest as follows: (i) 25% of the shares vested on May 16, 2023; and (ii) additional 25% portions will vest on each of November 16, 2023, February 16, 2024, and May 16, 2024.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:01 UTC GrantCommon Stock 84,905 $0.00 $0.00
Disclosure

SEC source: 0001554795-23-000167 · ownership.xml · nonDerivative · entry 1

Freedman Joseph David · CIK 0001840083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,509

F1 · shares: 84,905 restricted stock units were granted as compensation under the company's 2019 Equity Incentive Plan. These shares of restricted stock will vest as follows: (i) 25% of the shares vested on May 16, 2023; and (ii) additional 25% portions will vest on each of November 16, 2023, February 16, 2024, and May 16, 2024.

Read SEC document
May 16, 2023 Filed May 18, 2023 18:52 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
GrantOptions to purchase common stock · Derivative 875,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001554795-23-000165 · ownership.xml · derivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Common stock · 875,000 shares

Expires 2033-05-16

Read SEC document
May 16, 2023 Filed Jun 29, 2023 20:31 UTC Amendment GrantCommon Stock 84,905 $0.00 $0.00
Disclosure

SEC source: 0001554795-23-000194 · ownership.xml · nonDerivative · entry 2

Freedman Joseph David · CIK 0001840083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,411

F1 · shares: 84,905 restricted stock units were granted as compensation under the company's 2019 Equity Incentive Plan. These shares of restricted stock will vest as follows: (i) 25% of the shares vested on May 16, 2023; and (ii) additional 25% portions will vest on each of November 16, 2023, February 16, 2024, and May 16, 2024.

Read SEC document
May 01, 2023 Filed May 5, 2023 20:01 UTC Tax withholdingCommon Stock 3,877 $0.85 $3,295.45
Disclosure

SEC source: 0001554795-23-000152 · ownership.xml · nonDerivative · entry 2

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,243

F1 · security: Represents the vesting of 30,000 restricted stock units, of which 3,877 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 26,123 shares of common stock.

Read SEC document
May 01, 2023 Filed May 5, 2023 20:01 UTC GrantCommon Stock 30,000 $0.85 $25,500.00
Disclosure

SEC source: 0001554795-23-000152 · ownership.xml · nonDerivative · entry 1

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,120

F1 · security: Represents the vesting of 30,000 restricted stock units, of which 3,877 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 26,123 shares of common stock.

Read SEC document
March 31, 2023 Filed Apr 6, 2023 19:43 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
Tax withholdingCommon Stock 7,993 $1.04 $8,312.72
Disclosure

SEC source: 0001554795-23-000113 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,463,210

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,833 shares of restricted stock units which vested on March 31, 2023.

Read SEC document
March 20, 2023 Filed Mar 24, 2023 21:29 UTC SaleCommon Stock 50,000 $1.00 $50,000.00
Disclosure

SEC source: 0001554795-23-000080 · primary_doc.xml · nonDerivative · entry 4

Liuzza Nicholas Reyland JR · CIK 0001264473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 819,488

Read SEC document
March 20, 2023 Filed Mar 24, 2023 21:29 UTC SaleCommon Stock 50,000 $1.00 $50,000.00
Disclosure

SEC source: 0001554795-23-000080 · primary_doc.xml · nonDerivative · entry 3

Liuzza Nicholas Reyland JR · CIK 0001264473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,488

Read SEC document
March 20, 2023 Filed May 16, 2023 16:43 UTC Amendment
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
Tax withholdingCommon Stock 37,258 $1.06 $39,493.48
Disclosure

SEC source: 0001554795-23-000163 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,433,945

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 104,166 shares of restricted stock units which vested on March 20, 2023. Although the shares are being issued currently, they were awarded and vested as of March 20.

Read SEC document
March 09, 2023 Filed Mar 24, 2023 21:29 UTC SaleCommon Stock 76,090 $1.09 $82,938.10
Disclosure

SEC source: 0001554795-23-000080 · primary_doc.xml · nonDerivative · entry 2

Liuzza Nicholas Reyland JR · CIK 0001264473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 919,488

F1 · security: Represents the total of five separate transactions.

Read SEC document
March 01, 2023 Filed Mar 6, 2023 21:09 UTC
Matus George MichaelCEO, Teal subsidiary
Tax withholdingCommon Stock 8,625 $1.41 $12,161.25
Disclosure

SEC source: 0001554795-23-000052 · ownership.xml · nonDerivative · entry 1

Matus George Michael · CIK 0001883137 · CEO, Teal subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,288

F1 · security: Represents shares that have been withheld by the company to satisfy tax withholding obligations in connection with the vesting of 25,000 restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 6, 2023 21:07 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
Tax withholdingCommon Stock 8,091 $1.31 $10,599.21
Disclosure

SEC source: 0001554795-23-000050 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471,203

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,833 shares of restricted stock units which vested on February 28, 2023.

Read SEC document
February 01, 2023 Filed Feb 9, 2023 22:00 UTC Tax withholdingCommon Stock 7,305 $1.21 $8,839.05
Disclosure

SEC source: 0001554795-23-000029 · ownership.xml · nonDerivative · entry 2

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,120

F1 · security: Represents the vesting of 30,000 restricted stock units, of which 7,035 were withheld by the Company to satisfy tax withholding obligationsresulting in the net issuance of 22,965 shares of common stock.

Read SEC document
February 01, 2023 Filed Feb 9, 2023 22:00 UTC GrantCommon Stock 30,000 $1.21 $36,300.00
Disclosure

SEC source: 0001554795-23-000029 · ownership.xml · nonDerivative · entry 1

HERNON JOSEPH P · CIK 0001196100 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,155

F1 · security: Represents the vesting of 30,000 restricted stock units, of which 7,035 were withheld by the Company to satisfy tax withholding obligationsresulting in the net issuance of 22,965 shares of common stock.

Read SEC document
January 31, 2023 Filed Feb 6, 2023 22:05 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
Tax withholdingCommon Stock 8,060 $1.21 $9,752.60
Disclosure

SEC source: 0001554795-23-000027 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479,294

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,834 shares of restricted stock units which vestedon January 31, 2023.

Read SEC document
January 06, 2023 Filed Jan 6, 2023 21:22 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 1,000 $0.89 $885.00
Disclosure

SEC source: 0001554795-23-000004 · ownership.xml · nonDerivative · entry 3

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,962,007

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:22 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 500 $0.94 $470.00
Disclosure

SEC source: 0001554795-23-000004 · ownership.xml · nonDerivative · entry 2

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,961,007

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:22 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 300 $1.02 $306.00
Disclosure

SEC source: 0001554795-23-000004 · ownership.xml · nonDerivative · entry 1

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,960,507

Read SEC document
December 30, 2022 Filed Jan 3, 2023 22:14 UTC
Evans Allan ThomasCOO, Red Cat Holdings, Inc.
Tax withholdingCommon Stock 6,472 $0.94 $6,083.68
Disclosure

SEC source: 0001554795-23-000002 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487,354

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,833 shares of restricted stock units which vested on December 30, 2022.

Read SEC document
December 29, 2022 Filed Dec 29, 2022 21:48 UTC PurchaseCommon Stock 1,000 $0.88 $882.50
Disclosure

SEC source: 0001554795-22-000413 · ownership.xml · nonDerivative · entry 2

Freedman Joseph David · CIK 0001840083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,064

Read SEC document
December 28, 2022 Filed Dec 28, 2022 21:53 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 500 $0.85 $427.00
Disclosure

SEC source: 0001554795-22-000411 · ownership.xml · nonDerivative · entry 3

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,960,207

Read SEC document
December 28, 2022 Filed Dec 28, 2022 21:53 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 1,000 $0.86 $855.00
Disclosure

SEC source: 0001554795-22-000411 · ownership.xml · nonDerivative · entry 2

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,959,707

Read SEC document
December 28, 2022 Filed Dec 28, 2022 21:53 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 500 $0.81 $404.50
Disclosure

SEC source: 0001554795-22-000411 · ownership.xml · nonDerivative · entry 1

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,958,707

Read SEC document
December 28, 2022 Filed Jun 29, 2023 20:31 UTC Amendment GrantCommon Stock 17,442 $0.00 $0.00
Disclosure

SEC source: 0001554795-23-000194 · ownership.xml · nonDerivative · entry 1

Freedman Joseph David · CIK 0001840083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,506

Read SEC document
December 27, 2022 Filed Dec 29, 2022 21:48 UTC PurchaseCommon Stock 2,500 $0.83 $2,062.50
Disclosure

SEC source: 0001554795-22-000413 · ownership.xml · nonDerivative · entry 1

Freedman Joseph David · CIK 0001840083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,064

Read SEC document
December 23, 2022 Filed Dec 24, 2022 00:04 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 3,000 $0.79 $2,370.00
Disclosure

SEC source: 0001554795-22-000409 · ownership.xml · nonDerivative · entry 2

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,958,207

Read SEC document
December 23, 2022 Filed Mar 24, 2023 21:29 UTC GrantCommon Stock 1,350 $0.78 $1,053.00
Disclosure

SEC source: 0001554795-23-000080 · primary_doc.xml · nonDerivative · entry 1

Liuzza Nicholas Reyland JR · CIK 0001264473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 995,578

Read SEC document
December 22, 2022 Filed Dec 24, 2022 00:04 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 300 $0.81 $243.00
Disclosure

SEC source: 0001554795-22-000409 · ownership.xml · nonDerivative · entry 1

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,955,207

Read SEC document
December 21, 2022 Filed Dec 22, 2022 22:30 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 300 $0.83 $247.50
Disclosure

SEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 10

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,954,907

Read SEC document
December 21, 2022 Filed Dec 22, 2022 22:30 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 300 $0.87 $259.50
Disclosure

SEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 9

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,954,407

Read SEC document
December 20, 2022 Filed Dec 22, 2022 22:30 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 300 $0.91 $271.50
Disclosure

SEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 8

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,954,107

Read SEC document
December 20, 2022 Filed Dec 22, 2022 22:30 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 300 $0.92 $276.00
Disclosure

SEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 7

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,953,807

Read SEC document
December 20, 2022 Filed Dec 22, 2022 22:30 UTC
Thompson Jeffrey MDirector · Chairman of the Board, CEO · 10% owner
PurchaseCommon Stock 27 $0.91 $24.44
Disclosure

SEC source: 0001554795-22-000407 · ownership.xml · nonDerivative · entry 6

Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,953,507

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.