Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Red Cat Holdings, Inc.RCAT · Entity 4802 | Director | October 02, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Red Cat Holdings, Inc.
Report date October 02, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 868 |
Reported balance
After 2026-10-02 transaction · row 1
1 source rowRow 1 · 2026-10-02 · Exercise / conversion · Acquired 868 · Balance 868 F1: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On October 2, 2025, the reporting person was granted 868 restricted stock units, which vested on October 2, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-10-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-02 · Exercise / conversion · Disposed 868 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On October 2, 2025, the reporting person was granted 868 restricted stock units, which vested on October 2, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On October 2, 2025, the reporting person was granted 868 restricted stock units, which vested on October 2, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2026 Filed Oct 6, 2026 20:12 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionRestricted Stock Units · Derivative | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-065236 · wk-form4_1791317560.xml · derivative · entry 2 Funk Paul II · CIK 0002027952 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On October 2, 2025, the reporting person was granted 868 restricted stock units, which vested on October 2, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On October 2, 2025, the reporting person was granted 868 restricted stock units, which vested on October 2, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On October 2, 2025, the reporting person was granted 868 restricted stock units, which vested on October 2, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 02, 2026 Filed Oct 6, 2026 20:12 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-065236 · wk-form4_1791317560.xml · nonDerivative · entry 1 Funk Paul II · CIK 0002027952 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On October 2, 2025, the reporting person was granted 868 restricted stock units, which vested on October 2, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 21:16 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 165,028 | $11.50 | $1,897,822.00 |
DisclosureSEC source: 0001493152-26-028723 · ownership.xml · nonDerivative · entry 1 Funk Paul II · CIK 0002027952 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.46 to $11.58, inclusive. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 30, 2026 Filed May 5, 2026 00:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionRestricted Stock Units · Derivative | 7,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-021196 · ownership.xml · derivative · entry 2 Funk Paul II · CIK 0002027952 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On May 22, 2025, the reporting person was granted 7,429 restricted stock units. The restricted stock units vested on April 30, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On May 22, 2025, the reporting person was granted 7,429 restricted stock units. The restricted stock units vested on April 30, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On May 22, 2025, the reporting person was granted 7,429 restricted stock units. The restricted stock units vested on April 30, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On May 22, 2025, the reporting person was granted 7,429 restricted stock units. The restricted stock units vested on April 30, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| April 30, 2026 Filed May 5, 2026 00:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 7,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-021196 · ownership.xml · nonDerivative · entry 1 Funk Paul II · CIK 0002027952 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On May 22, 2025, the reporting person was granted 7,429 restricted stock units. The restricted stock units vested on April 30, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 02, 2025 Filed Oct 7, 2025 00:08 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantRestricted Stock Units · Derivative | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-097225 · tm2528136-1_4seq1.xml · derivative · entry 1 Funk Paul II · CIK 0002027952 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 868 Underlying: Common Stock · 868 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. F2 · derivative.exercise_date: The restricted stock units vest 10/2/2025. F2 · derivative.expiration_date: The restricted stock units vest 10/2/2025. Read SEC document |
| May 22, 2025 Filed Apr 29, 2026 21:14 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantRestricted Stock Units · Derivative | 7,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-019651 · ownership.xml · derivative · entry 1 Funk Paul II · CIK 0002027952 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,429 Underlying: Common Stock · 7,429 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. F2 · derivative.exercise_date: The restricted stock units vest on April 30, 2026. F2 · derivative.expiration_date: The restricted stock units vest on April 30, 2026. Read SEC document |
| May 06, 2024 Filed Jul 3, 2024 17:16 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 157,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001554795-24-000168 · ownership.xml · nonDerivative · entry 1 Funk Paul II · CIK 0002027952 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,599 F1 · security: Consists of 157,599 restricted stock units ("RSUs") subject to time-based vesting, vesting in full on May 6, 2026, subject to customary vesting acceleration terms in the event of death, disability, or change in control of Red Cat Holdings, Inc. (the "Issuer"). Each RSU is issued under and subject to the terms of the Red Cat Holdings, Inc. 2019 Equity Incentive Plan, and represents the right to receive, at settlement, one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.