Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Red Cat Holdings, Inc.RCAT · Entity 4802 | CFO | October 02, 2023 | October 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Red Cat Holdings, Inc.
Report date October 02, 2023 · Filed October 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 358,352 |
Last balance in matching sequence
After 2023-10-02 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-10-02 · Grant · Acquired 3,906 · Balance 358,444 F1: Represents the vesting of 3,906 restricted stock units, of which 92 were withheld by the Company to satisfy tax withholding obligations. Row 2 · 2023-10-02 · Tax withholding · Disposed 92 · Balance 358,352 F1: Represents the vesting of 3,906 restricted stock units, of which 92 were withheld by the Company to satisfy tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of 3,906 restricted stock units, of which 92 were withheld by the Company to satisfy tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2023 Filed Oct 4, 2023 20:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 92 | $0.97 | $89.24 |
DisclosureSEC source: 0001554795-23-000321 · ownership.xml · nonDerivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,352 F1 · security: Represents the vesting of 3,906 restricted stock units, of which 92 were withheld by the Company to satisfy tax withholding obligations. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 3,906 | $0.97 | $3,788.82 |
DisclosureSEC source: 0001554795-23-000321 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,444 F1 · security: Represents the vesting of 3,906 restricted stock units, of which 92 were withheld by the Company to satisfy tax withholding obligations. Read SEC document |
| August 04, 2023 Filed Aug 4, 2023 21:15 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GiftCommon Stock | 118,000 | $1.00 | $118,000.00 |
DisclosureSEC source: 0001554795-23-000245 · ownership.xml · nonDerivative · entry 3 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354,538 Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 21:15 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 3,877 | $0.85 | $3,295.45 |
DisclosureSEC source: 0001554795-23-000245 · ownership.xml · nonDerivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 472,538 F1 · security: Represents the vesting of 30,000 restricted stock units, of which 705 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 29,295 shares of common stock. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 21:15 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 30,000 | $0.85 | $25,500.00 |
DisclosureSEC source: 0001554795-23-000245 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,243 F1 · security: Represents the vesting of 30,000 restricted stock units, of which 705 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 29,295 shares of common stock. Read SEC document |
| May 01, 2023 Filed May 5, 2023 20:01 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 3,877 | $0.85 | $3,295.45 |
DisclosureSEC source: 0001554795-23-000152 · ownership.xml · nonDerivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,243 F1 · security: Represents the vesting of 30,000 restricted stock units, of which 3,877 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 26,123 shares of common stock. Read SEC document |
| May 01, 2023 Filed May 5, 2023 20:01 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 30,000 | $0.85 | $25,500.00 |
DisclosureSEC source: 0001554795-23-000152 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,120 F1 · security: Represents the vesting of 30,000 restricted stock units, of which 3,877 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 26,123 shares of common stock. Read SEC document |
| February 01, 2023 Filed Feb 9, 2023 22:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 7,305 | $1.21 | $8,839.05 |
DisclosureSEC source: 0001554795-23-000029 · ownership.xml · nonDerivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,120 F1 · security: Represents the vesting of 30,000 restricted stock units, of which 7,035 were withheld by the Company to satisfy tax withholding obligationsresulting in the net issuance of 22,965 shares of common stock. Read SEC document |
| February 01, 2023 Filed Feb 9, 2023 22:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 30,000 | $1.21 | $36,300.00 |
DisclosureSEC source: 0001554795-23-000029 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,155 F1 · security: Represents the vesting of 30,000 restricted stock units, of which 7,035 were withheld by the Company to satisfy tax withholding obligationsresulting in the net issuance of 22,965 shares of common stock. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 705 | $1.27 | $895.35 |
DisclosureSEC source: 0001554795-22-000369 · ownership.xml · nonDerivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,155 F2 · security: Represents shares withheld to satisfy tax withholding obligations. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 30,000 | $1.27 | $38,100.00 |
DisclosureSEC source: 0001554795-22-000369 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,860 F1 · security: Shares awarded as executive compensation under the issuer's 2019 Equity Compensation Plan. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:16 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 36,025 | $2.27 | $81,776.75 |
DisclosureSEC source: 0001554795-22-000320 · ownership.xml · nonDerivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,860 F2 · security: Represents shares withheld to satisfy tax withholding obligations. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:16 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 222,720 | $2.27 | $505,574.40 |
DisclosureSEC source: 0001554795-22-000320 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,885 F1 · security: Shares awarded as executive compensation under the issuer's 2019 Equity Compensation Plan, with 50% of these shares vested on the date of grant and 50% vested upon the achievement of certain milestones and continued employment. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 18:25 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 7,305 | $2.13 | $15,559.65 |
DisclosureSEC source: 0001554795-22-000267 · ownership.xml · nonDerivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,165 F1 · security: Represents the vesting of 30,000 restricted stock units, of which 7,305 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 22,695 shares of common stock. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 18:25 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 30,000 | $2.13 | $63,900.00 |
DisclosureSEC source: 0001554795-22-000267 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,470 F1 · security: Represents the vesting of 30,000 restricted stock units, of which 7,305 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 22,695 shares of common stock. Read SEC document |
| May 01, 2022 Filed May 3, 2022 21:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 9,165 | $2.03 | $18,604.95 |
DisclosureSEC source: 0001554795-22-000161 · ownership.xml · nonDerivative · entry 4 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,470 F2 · security: Represents the vesting of 30,000 restricted stock units, of which 9,165 were withheld by the Company to satisfy tax withholding obligations resulting in the next issuance of 20,835 shares of common stock. Read SEC document |
| May 01, 2022 Filed May 3, 2022 21:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 30,000 | $2.03 | $60,900.00 |
DisclosureSEC source: 0001554795-22-000161 · ownership.xml · nonDerivative · entry 3 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,635 F2 · security: Represents the vesting of 30,000 restricted stock units, of which 9,165 were withheld by the Company to satisfy tax withholding obligations resulting in the next issuance of 20,835 shares of common stock. Read SEC document |
| February 01, 2022 Filed May 3, 2022 21:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 7,035 | $1.80 | $12,663.00 |
DisclosureSEC source: 0001554795-22-000161 · ownership.xml · nonDerivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,635 F1 · security: Represents the vesting of 30,000 restricted stock units, of which 7,035 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 22,965 shares of common stock. Read SEC document |
| February 01, 2022 Filed May 3, 2022 21:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 30,000 | $1.80 | $54,000.00 |
DisclosureSEC source: 0001554795-22-000161 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,670 F1 · security: Represents the vesting of 30,000 restricted stock units, of which 7,035 were withheld by the Company to satisfy tax withholding obligations resulting in the net issuance of 22,965 shares of common stock. Read SEC document |
| November 01, 2021 Filed Jan 28, 2022 22:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 10,552 | $2.99 | $31,550.48 |
DisclosureSEC source: 0001554795-22-000035 · ownership.xml · nonDerivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,670 F1 · security: Represents the vesting of 45,000 restricted stock units, of which 10,552 were withheld by the Company to satisfy tax witholding obligations resulting in the net issuance of 34,448 shares. Read SEC document |
| November 01, 2021 Filed Jan 28, 2022 22:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 45,000 | $2.99 | $134,550.00 |
DisclosureSEC source: 0001554795-22-000035 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,222 F1 · security: Represents the vesting of 45,000 restricted stock units, of which 10,552 were withheld by the Company to satisfy tax witholding obligations resulting in the net issuance of 34,448 shares. Read SEC document |
| July 01, 2021 Filed Jul 8, 2021 21:15 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 375,000 | $2.51 | $941,250.00 |
DisclosureSEC source: 0001554795-21-000241 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 F1 · security: Reflects shares of common stock granted under the terms of employment agreement. 45,000 shares vest on November 1, 2021 with the remaining 330,000 vesting in quarterly installments of 30,000 beginning February 1, 2022, subject to continued employment. The shares will vest immediately upon a change in control as defined in the Company's 2019 Equity Incentive Plan. F2 · price: Represents closing stock price on date that restricted stock was awarded. Read SEC document |
| September 27, 2020 Filed Sep 29, 2021 21:16 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionStock Option · Derivative | 100,000 | $0.82 Strike: $0.82 | $82,000.00 |
DisclosureSEC source: 0001554795-21-000355 · ownership.xml · derivative · entry 2 HERNON JOSEPH P · CIK 0001196100 · CFO, Secretary and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 100,000 shares Expires 2030-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of 100,000 options exercised on a cashless basis resulting in the net issuance of 77,222 shares of common stock. Read SEC document |
| September 27, 2020 Filed Sep 29, 2021 21:16 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 77,222 | $3.60 | $277,999.20 |
DisclosureSEC source: 0001554795-21-000355 · ownership.xml · nonDerivative · entry 1 HERNON JOSEPH P · CIK 0001196100 · CFO, Secretary and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of 100,000 options exercised on a cashless basis resulting in the net issuance of 77,222 shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.