Evans Allan Thomas

SEC source: 0001683168-26-007655 · ownership.xml · derivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 8 Consulting LLC

Disclosed balance after: 5,000,000

Underlying: Common Stock · 5,000,000 shares

Expires 2031-07-24

F1 · security: (1)?The warrants reported herein were granted in exchange for the Reporting Person's agreement to work for the Issuer without cash compensation after December 31, 2026, subject to shareholder approval. The grant was exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated thereunder, having been approved by the Compensation Committee of the Issuer's Board of Directors. The warrants shall vest in equal increments of 1,000,000 warrants, subject to the Issuer's common stock meeting the following price targets: $25, $40, $60, $80 and $100, which price targets shall be measured using an average closing price over a 20-consecutive trading day period, subject to any adjustments and the Reporting Person's continued employment with the Issuer or a subsidiary through the applicable vesting dates.

F1 · price: (1)?The warrants reported herein were granted in exchange for the Reporting Person's agreement to work for the Issuer without cash compensation after December 31, 2026, subject to shareholder approval. The grant was exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated thereunder, having been approved by the Compensation Committee of the Issuer's Board of Directors. The warrants shall vest in equal increments of 1,000,000 warrants, subject to the Issuer's common stock meeting the following price targets: $25, $40, $60, $80 and $100, which price targets shall be measured using an average closing price over a 20-consecutive trading day period, subject to any adjustments and the Reporting Person's continued employment with the Issuer or a subsidiary through the applicable vesting dates.

F1 · derivative.exercise_date: (1)?The warrants reported herein were granted in exchange for the Reporting Person's agreement to work for the Issuer without cash compensation after December 31, 2026, subject to shareholder approval. The grant was exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated thereunder, having been approved by the Compensation Committee of the Issuer's Board of Directors. The warrants shall vest in equal increments of 1,000,000 warrants, subject to the Issuer's common stock meeting the following price targets: $25, $40, $60, $80 and $100, which price targets shall be measured using an average closing price over a 20-consecutive trading day period, subject to any adjustments and the Reporting Person's continued employment with the Issuer or a subsidiary through the applicable vesting dates.

F2 · ownership.nature: The Reporting Person is the sole owner and holds voting and dispositive control of 8 Consulting LLC.

SEC source: 0001683168-26-004385 · ownership.xml · derivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,089,141

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 28, 2026, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligates the reporting person to deliver to the buyer up to 500,000 shares of Unusual Machines, Inc. common stock on the settlement date following the valuation date ofMay 28 2027 (or, at the reporting person's election, an equivalent amount of cash based on the market price of Unusual Machines, Inc. common stock on the valuation date). In exchange for assuming this obligation, the reporting person received a cash payment of $11,058,950 as of the date of entering into the contract. The reporting person pledged 500,000 shares of Unusual Machines, Inc. common stock (the "Pledged Shares") to secure his obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · derivative.exercise_price: cont from FN 1 - The number of shares of Unusual Machines, Inc. common stock to be delivered to the buyer on the settlement date in respect of the valuation date is to be determined as follows:(a) if the per-share volume weighted average price of Unusual Machines, Inc. common stock on the valuation date (the "Settlement Price") is less than or equal to $23.0812 (the "Floor Price"), the reporting person will deliver to the buyer 500,000 shares (such number of shares, the "Number of Shares"); (b) if the Settlement Price is between the Floor Price and $41.5461 (the "Cap Price"), the reporting person will deliver to the buyer a number of shares of Unusual Machines, Inc. common stock equal to the Number of Shares multiplied by a fraction,

F3 · derivative.exercise_price: cont from FN 2 - the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the purchaser a number of shares of Unusual Machine common stock equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F1 · kind: On May 28, 2026, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligates the reporting person to deliver to the buyer up to 500,000 shares of Unusual Machines, Inc. common stock on the settlement date following the valuation date ofMay 28 2027 (or, at the reporting person's election, an equivalent amount of cash based on the market price of Unusual Machines, Inc. common stock on the valuation date). In exchange for assuming this obligation, the reporting person received a cash payment of $11,058,950 as of the date of entering into the contract. The reporting person pledged 500,000 shares of Unusual Machines, Inc. common stock (the "Pledged Shares") to secure his obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · kind: cont from FN 1 - The number of shares of Unusual Machines, Inc. common stock to be delivered to the buyer on the settlement date in respect of the valuation date is to be determined as follows:(a) if the per-share volume weighted average price of Unusual Machines, Inc. common stock on the valuation date (the "Settlement Price") is less than or equal to $23.0812 (the "Floor Price"), the reporting person will deliver to the buyer 500,000 shares (such number of shares, the "Number of Shares"); (b) if the Settlement Price is between the Floor Price and $41.5461 (the "Cap Price"), the reporting person will deliver to the buyer a number of shares of Unusual Machines, Inc. common stock equal to the Number of Shares multiplied by a fraction,

F3 · kind: cont from FN 2 - the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the purchaser a number of shares of Unusual Machine common stock equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F1 · price: On May 28, 2026, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligates the reporting person to deliver to the buyer up to 500,000 shares of Unusual Machines, Inc. common stock on the settlement date following the valuation date ofMay 28 2027 (or, at the reporting person's election, an equivalent amount of cash based on the market price of Unusual Machines, Inc. common stock on the valuation date). In exchange for assuming this obligation, the reporting person received a cash payment of $11,058,950 as of the date of entering into the contract. The reporting person pledged 500,000 shares of Unusual Machines, Inc. common stock (the "Pledged Shares") to secure his obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · price: cont from FN 1 - The number of shares of Unusual Machines, Inc. common stock to be delivered to the buyer on the settlement date in respect of the valuation date is to be determined as follows:(a) if the per-share volume weighted average price of Unusual Machines, Inc. common stock on the valuation date (the "Settlement Price") is less than or equal to $23.0812 (the "Floor Price"), the reporting person will deliver to the buyer 500,000 shares (such number of shares, the "Number of Shares"); (b) if the Settlement Price is between the Floor Price and $41.5461 (the "Cap Price"), the reporting person will deliver to the buyer a number of shares of Unusual Machines, Inc. common stock equal to the Number of Shares multiplied by a fraction,

F3 · price: cont from FN 2 - the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the purchaser a number of shares of Unusual Machine common stock equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F1 · derivative.exercise_date: On May 28, 2026, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligates the reporting person to deliver to the buyer up to 500,000 shares of Unusual Machines, Inc. common stock on the settlement date following the valuation date ofMay 28 2027 (or, at the reporting person's election, an equivalent amount of cash based on the market price of Unusual Machines, Inc. common stock on the valuation date). In exchange for assuming this obligation, the reporting person received a cash payment of $11,058,950 as of the date of entering into the contract. The reporting person pledged 500,000 shares of Unusual Machines, Inc. common stock (the "Pledged Shares") to secure his obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · derivative.exercise_date: cont from FN 1 - The number of shares of Unusual Machines, Inc. common stock to be delivered to the buyer on the settlement date in respect of the valuation date is to be determined as follows:(a) if the per-share volume weighted average price of Unusual Machines, Inc. common stock on the valuation date (the "Settlement Price") is less than or equal to $23.0812 (the "Floor Price"), the reporting person will deliver to the buyer 500,000 shares (such number of shares, the "Number of Shares"); (b) if the Settlement Price is between the Floor Price and $41.5461 (the "Cap Price"), the reporting person will deliver to the buyer a number of shares of Unusual Machines, Inc. common stock equal to the Number of Shares multiplied by a fraction,

F3 · derivative.exercise_date: cont from FN 2 - the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the purchaser a number of shares of Unusual Machine common stock equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F1 · derivative.expiration_date: On May 28, 2026, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligates the reporting person to deliver to the buyer up to 500,000 shares of Unusual Machines, Inc. common stock on the settlement date following the valuation date ofMay 28 2027 (or, at the reporting person's election, an equivalent amount of cash based on the market price of Unusual Machines, Inc. common stock on the valuation date). In exchange for assuming this obligation, the reporting person received a cash payment of $11,058,950 as of the date of entering into the contract. The reporting person pledged 500,000 shares of Unusual Machines, Inc. common stock (the "Pledged Shares") to secure his obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · derivative.expiration_date: cont from FN 1 - The number of shares of Unusual Machines, Inc. common stock to be delivered to the buyer on the settlement date in respect of the valuation date is to be determined as follows:(a) if the per-share volume weighted average price of Unusual Machines, Inc. common stock on the valuation date (the "Settlement Price") is less than or equal to $23.0812 (the "Floor Price"), the reporting person will deliver to the buyer 500,000 shares (such number of shares, the "Number of Shares"); (b) if the Settlement Price is between the Floor Price and $41.5461 (the "Cap Price"), the reporting person will deliver to the buyer a number of shares of Unusual Machines, Inc. common stock equal to the Number of Shares multiplied by a fraction,

F3 · derivative.expiration_date: cont from FN 2 - the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the purchaser a number of shares of Unusual Machine common stock equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.

F4 · ownership.direct: The Common Stock was granted to 8 Consulting LLC. The reporting person is the sole owner and holds voting and dispositive control of 8 Consulting LLC. Prior to entering into the prepaid variable forward sale contract the Common Stock was transferred from 8 Consulting LLC to the reporting person.

SEC source: 0001493152-26-013704 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

SEC source: 0001683168-26-000559 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 8 Consulting LLC

Disclosed balance after: 1,423,650

F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock shall vest in four equal increments on March 15, 2026, May 20, 2026, August 19, 2026 and November 19, 2026, subject to continued service with the Company as of each applicable vesting date. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan.

F2 · ownership.nature: The Reporting Person is the sole owner and holds voting and dispositive control of 8 Consulting LLC.

SEC source: 0001493152-26-000174 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 8 Consulting LLC

Disclosed balance after: 103,550

F1 · shares: The restricted common stock was issued pursuant to the Issuer's 2025 Omnibus Equity Incentive Plan (the "Plan") and vests in three equal annual installments, with the first installment vesting on June 1, 2026 provided that the following conditions are met: (i) unless otherwise agreed to by the Issuer, a 10b5-1 plan shall have been accepted by a financial institution acceptable to the Reporting Person under which the Reporting Person shall undertake to sell the restricted common stock within two business days of the vesting date in an amount equal to a minimum of 35% of the number of shares then vesting and (ii) the Reporting Person shall not, without the prior written consent of the Issuer, make an election under the Plan to (A) have the Issuer withhold from delivery, any shares of common stock or other property or (B) deliver already owned unrestricted shares of common stock in lieu of cash payment of taxes by the Reporting Person.

F2 · ownership.nature: The Reporting Person is the sole owner and holds voting and dispositive control of 8 Consulting LLC.

SEC source: 0001683168-25-009445 · ownership.xml · derivative · entry 4

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,702 shares

Expires 2030-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The cashless exercise of the Common Stock Purchase Warrants was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors.

SEC source: 0001683168-25-009445 · ownership.xml · nonDerivative · entry 2

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,491

F2 · kind: The Reporting Person exercised warrants to purchase shares of the Issuer's common stock. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 11,087 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 54,702 shares.

SEC source: 0001683168-25-009445 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The cashless exercise of the Common Stock Purchase Warrants was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors.

SEC source: 0001683168-25-008612 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 8 Consulting LLC

Disclosed balance after: 1,203,650

F1 · security: The grant of shares of restricted common stock was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as it was approved by the Compensation Committee of the Board of Directors of the Issuer, which is comprised of three non-employee directors in accordance with Rule 16b-3(d).

F2 · ownership.nature: The Reporting Person is the sole owner and holds voting and dispositive control of 8 Consulting LLC.

SEC source: 0001683168-25-004895 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 8 Consulting LLC

Disclosed balance after: 953,650

F1 · security: The shares acquired were granted by the Issuer's Compensation Committee and were exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder.

F2 · security: The Common Stock was granted to 8 Consulting LLC. The Reporting Person is the sole owner and holds voting and dispositive control of 8 Consulting LLC.

SEC source: 0001683168-25-003230 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,789

F1 · security: The Reporting Person purchased the shares of common stock pursuant to a confidentially marketed public offering.

SEC source: 0001683168-25-000741 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 8 Consulting LLC

Disclosed balance after: 778,650

F1 · security: The shares of restricted common stock vest in equal quarterly increments of 50,000 shares over a one year period, with the first two quarters vesting on May 19, 2025. The grant was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as it was approved by the Compensation Committee of the Board of Directors of the Issuer, which is comprised of three non-employee directors in accordance with Rule 16b-3(d). The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan, as amended.

F2 · ownership.nature: The Reporting Person is the sole owner and holds voting and dispositive control of 8 Consulting LLC.

SEC source: 0001683168-24-007677 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 8 Consulting LLC

Disclosed balance after: 578,650

F1 · security: The shares of restricted common stock were granted by the Issuer as a bonus related to the Issuer's private placement which closed on October 30, 2024. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan, as amended.

F2 · ownership.nature: The shares were issued to 8 Consulting LLC, which the Reporting Person is the sole owner and holds voting and dispositive control.

SEC source: 0001683168-25-000022 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 8 Consulting LLC

Disclosed balance after: 578,650

F1 · security: On November 5, 2024, the Reporting Person was granted shares of restricted common stock by the Issuer as a bonus related to the Issuer's private placement which closed on October 30, 2024. The original grant was approved by the Issuer's Board of Directors and was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan, as amended.

F2 · ownership.nature: The shares were issued to 8 Consulting LLC, which the Reporting Person is the sole owner and holds voting and dispositive control.

SEC source: 0001683168-24-007511 · ownership.xml · derivative · entry 3

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,789

Underlying: Common Stock · 65,789 shares

Expires 2030-04-30

F3 · security: The warrants may not be exercised for 180 days after the Closing Date, so the Reporting Person is not deemed to be the beneficial owner of the underlying shares of common stock. The warrants contain beneficial ownership limitations preventing the Reporting Person from owning in excess of 4.99% or 9.99% of outstanding shares of common stock at any given time and, subject to shareholder approval, 19.99% of all current outstanding common stock currently outstanding or such lesser percentage required by the NYSE American without first obtaining stockholder approval in accordance with the NYSE American rules.

SEC source: 0001683168-24-007511 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,789

F1 · security: On October 29, 2024, the Issuer and the Reporting Person entered into a Securities Purchase Agreement (the "SPA"), pursuant to which the Reporting Person purchased 65,789 units, each unit consisting of one share of common stock and one warrant, from the Issuer in a private placement in reliance upon the exemption from registration contained in Section 4(a)(2) of the Securities Act of 1933 and Rule 506 promulgated thereunder. The transaction contemplated by the SPA closed on October 30, 2024 (the "Closing Date").

SEC source: 0001683168-24-003826 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

SEC source: 0001683168-24-002927 · ownership.xml · nonDerivative · entry 2

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 8 Consulting LLC

Disclosed balance after: 528,650

F3 · security: The May 2, 2024, grant was in exchange for a $50,000 compensation reduction.

F2 · ownership.nature: The shares are held by 8 Consulting LLC, which the Reporting Person is the sole owner and holds voting and dispositive control.

SEC source: 0001683168-24-008982 · ownership.xml · nonDerivative · entry 2

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 8 Consulting LLC

Disclosed balance after: 528,650

F3 · security: The May 2, 2024 grant was in exchange for a $50,000 compensation reduction.

F2 · ownership.nature: The shares are held by 8 Consulting LLC for which the Reporting Person is the owner and holds voting and dispositive control.

SEC source: 0001683168-24-002927 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 8 Consulting LLC

Disclosed balance after: 488,000

F1 · security: The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan. The shares are fully vested, but are subject to pro rata forfeiture from February 14, 2024 until February 14, 2025, in the event the Reporting Person is terminated or ends his services to the Issuer for any reason other than death or disability, as defined in the Internal Revenue Code.

F2 · ownership.nature: The shares are held by 8 Consulting LLC, which the Reporting Person is the sole owner and holds voting and dispositive control.

SEC source: 0001683168-24-008982 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 8 Consulting LLC

Disclosed balance after: 488,000

F1 · security: On April 30, 2024, the Reporting Person was granted shares of restricted common stock under the Issuer's 2022 Equity Incentive Plan. The original grant was approved by the Issuer's Board of Directors and was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder. The shares are fully vested, but are subject to pro rata forfeiture from February 14, 2024 until February 14, 2025, in the event the Reporting Person is terminated or ends his services to the Issuer for any reason other than death or disability, as defined in the Internal Revenue Code.

F2 · ownership.nature: The shares are held by 8 Consulting LLC for which the Reporting Person is the owner and holds voting and dispositive control.

SEC source: 0001554795-23-000313 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,443,945

F1 · security: Represents shares of common stock purchased on the open market.

SEC source: 0001554795-23-000165 · ownership.xml · derivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Common stock · 875,000 shares

Expires 2033-05-16

SEC source: 0001554795-23-000113 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,463,210

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,833 shares of restricted stock units which vested on March 31, 2023.

SEC source: 0001554795-23-000163 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,433,945

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 104,166 shares of restricted stock units which vested on March 20, 2023. Although the shares are being issued currently, they were awarded and vested as of March 20.

SEC source: 0001554795-23-000050 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471,203

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,833 shares of restricted stock units which vested on February 28, 2023.

SEC source: 0001554795-23-000027 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479,294

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,834 shares of restricted stock units which vestedon January 31, 2023.

SEC source: 0001554795-23-000002 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487,354

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,833 shares of restricted stock units which vested on December 30, 2022.

SEC source: 0001554795-22-000398 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485,242

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,834 shares of restricted stock units which vested on November 30th, 2022.

SEC source: 0001554795-22-000366 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,493,438

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,833 shares of restricted stock units which vestedon October 31, 2022.

SEC source: 0001554795-22-000356 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501,456

F1 · security: (1) Represents shares of common stock withheld to cover the tax withholding obligations of 20,833 shares of restricted stock units which vested on September 30, 2022.

SEC source: 0001554795-22-000328 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,524

F1 · security: Represents shares of common stock withheld to cover the tax withholding obligations of 20,833shares of restricted stock units which vested on August 31, 2022.

SEC source: 0001554795-22-000322 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,888

F1 · security: Shares awarded as executive compensation under the issuer's 2019 Equity Compensation Plan, with 50% of these shares vested on the date of grant and 50% vested upon the achievement of certain milestones and continued employment.

SEC source: 0001554795-22-000271 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,348,848

F1 · security: Represents vested restricted stock units, of which 7,365 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation.

SEC source: 0001554795-22-000259 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,213

SEC source: 0001554795-22-000261 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,213

F1 · security: Open market purchase.

SEC source: 0001554795-22-000257 · ownership.xml · nonDerivative · entry 4

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354,713

F4 · security: Represents vested restricted stock units, of which 7,364 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation.

SEC source: 0001554795-22-000257 · ownership.xml · nonDerivative · entry 3

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365,077

F3 · security: Represents vested restricted stock units, of which 9,373 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation.

SEC source: 0001554795-22-000257 · ownership.xml · nonDerivative · entry 2

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377,450

F2 · security: Represents vested restricted stock units, of which 3,123 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation.

SEC source: 0001554795-22-000257 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,573

F1 · security: Represents vested restricted stock units, of which 44,188 were withheld to cover tax withholding obligations and 80,812 were withheld to repay a loan obligation.

SEC source: 0001554795-22-000138 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,573

F1 · security: Represents vested restricted stock units, of which 7,364 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation.

SEC source: 0001554795-22-000115 · ownership.xml · nonDerivative · entry 2

Evans Allan Thomas · CIK 0001840143 · CEO of Fat Shark Holdings, Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,643,255

SEC source: 0001554795-22-000115 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · CEO of Fat Shark Holdings, Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,633,975

SEC source: 0001554795-22-000121 · ownership.xml · nonDerivative · entry 4

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518,937

SEC source: 0001554795-22-000121 · ownership.xml · nonDerivative · entry 3

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518,487

F3 · security: Represents vested restricted stock units, of which 7,364 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation

SEC source: 0001554795-22-000121 · ownership.xml · nonDerivative · entry 2

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528,851

F2 · security: Represents vested restricted stock units, of which 7,238 were withheld to cover tax withholding obligations and 3,000 were withheld to repay a loan obligation

SEC source: 0001554795-22-000121 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · COO, Red Cat Holdings, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,539,089

F1 · security: Represents shares of restricted stock which vested in 2021 but which were withheld to satisfy tax withholding obligations.

SEC source: 0001554795-21-000261 · ownership.xml · nonDerivative · entry 1

Evans Allan Thomas · CIK 0001840143 · CEO of Fat Shark Holdings, Ltd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,633,705