Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PANACEA LIFE SCIENCES HOLDINGS, INC.EXDI · Entity 9699 | Director | November 20, 2019 | November 22, 2019 |
| Red Cat Holdings, Inc.RCAT · Entity 4802 | Director · Chairman of the Board, CEO · 10% owner | September 15, 2025 | September 18, 2026 |
| Unusual Machines, Inc.UMAC · Entity 4878 | Director | June 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PANACEA LIFE SCIENCES HOLDINGS, INC.
Report date November 20, 2019 · Filed November 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,000 |
Reported balance
After 2019-11-20 transaction · row 1
1 source rowRow 1 · 2019-11-20 · Grant · Acquired 100,000 · Balance 100,000 F1: Award of restricted common stock that vests equally over 24 months commencing the date of grant, subject to the reporting person's continued service as director. |
| Options to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.20 · Expires 2029-01-11 | Direct | 250,000 |
Reported balance
Holding disclosure · report date 2019-11-20 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 250,000 F2: Reflects adjustment for the 1:8 reverse split of common stock, effective February 25, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted common stock that vests equally over 24 months commencing the date of grant, subject to the reporting person's continued service as director.
F2: Reflects adjustment for the 1:8 reverse split of common stock, effective February 25, 2019.
Red Cat Holdings, Inc.
Report date September 15, 2025 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,712,202 |
Ending reported balance
After 2026-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-15 · Other · Disposed 750,000 · Balance 11,862,202 F3: On September 15, 2026, the Reporting Person settled the September 2025 Contract described in footnotes 1 and 2 above. On September 15, 2026, the settlement price was the forward floor price of $9.14. Accordingly, the Reporting Person transferred to the purchaser all 750,000 of the Pledged Shares. Row 2 · 2026-09-15 · Sale · Disposed 150,000 · Balance 11,712,202 F6: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2026. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.64 to $7.89. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Forward Sale Contract (obligation to sell)SEC Table II · derivative / convertible security · Expires 2026-09-15 | Direct | 750,000 |
Reported balance
After 2025-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-09-15 · Other · Acquired 750,000 · Balance 750,000 F1: As previously reported on Form 144 filed by the Reporting Person on September 12, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated September 15, 2025 (the "September 2025 Contract"). The September 2025 Contract required the Reporting Person to deliver to the buyer up to 750,000 shares of the Issuer's common stock (the "Pledged Shares"), on September 15, 2026, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $6,565,293.75. The contract provides that the actual number shares of common stock to be delivered by the Reporting Person on the settlement date is determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $9.14 per share and forward cap price of $13.44 per share, with the aggregate number shares deliverable not to exceed 750,000 shares of common stock. F2: (continued from footnote 1) The Pledged Shares were held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurred under the pledge, the Reporting Person retained the right to vote the Pledged Shares, and dividends on the Pledged Shares were, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person. |
| Forward Sale Contract (obligation to sell)SEC Table II · derivative / convertible security · Expires 2026-09-15 | Direct | 0 |
Reported balance
After 2026-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-15 · Other · Disposed 750,000 · Balance 0 F3: On September 15, 2026, the Reporting Person settled the September 2025 Contract described in footnotes 1 and 2 above. On September 15, 2026, the settlement price was the forward floor price of $9.14. Accordingly, the Reporting Person transferred to the purchaser all 750,000 of the Pledged Shares. |
| Forward Sale Contract (obligation to sell)SEC Table II · derivative / convertible security · Expires 2027-01-25 | Direct | 1,500,000 |
Reported balance
After 2026-01-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-01-14 · Other · Acquired 1,500,000 · Balance 1,500,000 F4: As previously reported on Form 144 filed by the Reporting Person on December 29, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated January 14, 2026 (the "January 2026 Contract"). The January 2026 Contract required the Reporting Person to deliver to the buyer up to 1,500,000 shares of the Issuer's common stock (the "Pledged Shares"), on January 25, 2027, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $17,136,900.00. The actual number shares of common stock to be delivered by the Reporting Person on the settlement date will be determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $11.88 per share and forward cap price of $15.58 per share, with the aggregate number shares deliverable not to exceed 1,500,000 shares of common stock. F5: (continued from footnote 4) The Reporting Person has the right to elect to settle the January 2026 Contract in cash and thereby retain ownership of the Pledged Shares. The Pledged Shares are held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurs under the pledge, the Reporting Person retains the right to vote the Pledged Shares, and dividends on the Pledged Shares are, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: As previously reported on Form 144 filed by the Reporting Person on September 12, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated September 15, 2025 (the "September 2025 Contract"). The September 2025 Contract required the Reporting Person to deliver to the buyer up to 750,000 shares of the Issuer's common stock (the "Pledged Shares"), on September 15, 2026, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $6,565,293.75. The contract provides that the actual number shares of common stock to be delivered by the Reporting Person on the settlement date is determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $9.14 per share and forward cap price of $13.44 per share, with the aggregate number shares deliverable not to exceed 750,000 shares of common stock.
F2: (continued from footnote 1) The Pledged Shares were held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurred under the pledge, the Reporting Person retained the right to vote the Pledged Shares, and dividends on the Pledged Shares were, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person.
F3: On September 15, 2026, the Reporting Person settled the September 2025 Contract described in footnotes 1 and 2 above. On September 15, 2026, the settlement price was the forward floor price of $9.14. Accordingly, the Reporting Person transferred to the purchaser all 750,000 of the Pledged Shares.
F4: As previously reported on Form 144 filed by the Reporting Person on December 29, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated January 14, 2026 (the "January 2026 Contract"). The January 2026 Contract required the Reporting Person to deliver to the buyer up to 1,500,000 shares of the Issuer's common stock (the "Pledged Shares"), on January 25, 2027, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $17,136,900.00. The actual number shares of common stock to be delivered by the Reporting Person on the settlement date will be determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $11.88 per share and forward cap price of $15.58 per share, with the aggregate number shares deliverable not to exceed 1,500,000 shares of common stock.
F5: (continued from footnote 4) The Reporting Person has the right to elect to settle the January 2026 Contract in cash and thereby retain ownership of the Pledged Shares. The Pledged Shares are held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurs under the pledge, the Reporting Person retains the right to vote the Pledged Shares, and dividends on the Pledged Shares are, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person.
F6: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2026.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.64 to $7.89. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Unusual Machines, Inc.
Report date June 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,779,392 |
Ending reported balance
After 2026-06-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-05 · Sale · Disposed 15,000 · Balance 4,794,392 F1: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $26.92 to $27.06, inclusive. The Reporting Person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Row 2 · 2026-06-08 · Sale · Disposed 15,000 · Balance 4,779,392 F2: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $27.3301 to $27.615, inclusive. The Reporting Person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $26.92 to $27.06, inclusive. The Reporting Person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.
F2: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $27.3301 to $27.615, inclusive. The Reporting Person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 18, 2026 00:56 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | OtherForward Sale Contract (obligation to sell) · Derivative | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-043191 · ownership.xml · derivative · entry 4 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 750,000 shares Expires 2026-09-15 F3 · derivative.exercise_price: On September 15, 2026, the Reporting Person settled the September 2025 Contract described in footnotes 1 and 2 above. On September 15, 2026, the settlement price was the forward floor price of $9.14. Accordingly, the Reporting Person transferred to the purchaser all 750,000 of the Pledged Shares. F3 · kind: On September 15, 2026, the Reporting Person settled the September 2025 Contract described in footnotes 1 and 2 above. On September 15, 2026, the settlement price was the forward floor price of $9.14. Accordingly, the Reporting Person transferred to the purchaser all 750,000 of the Pledged Shares. Read SEC document |
| September 15, 2026 Filed Sep 18, 2026 00:56 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 150,000 | $7.74 | $1,161,000.00 |
DisclosureSEC source: 0001493152-26-043191 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,712,202 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2026. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.64 to $7.89. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 15, 2026 Filed Sep 18, 2026 00:56 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | OtherCommon Stock | 750,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-043191 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,862,202 F3 · kind: On September 15, 2026, the Reporting Person settled the September 2025 Contract described in footnotes 1 and 2 above. On September 15, 2026, the settlement price was the forward floor price of $9.14. Accordingly, the Reporting Person transferred to the purchaser all 750,000 of the Pledged Shares. F3 · price: On September 15, 2026, the Reporting Person settled the September 2025 Contract described in footnotes 1 and 2 above. On September 15, 2026, the settlement price was the forward floor price of $9.14. Accordingly, the Reporting Person transferred to the purchaser all 750,000 of the Pledged Shares. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 20:03 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 150,000 | $10.45 | $1,567,500.00 |
DisclosureSEC source: 0001628280-26-057937 · wk-form4_1787169799.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,612,202 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2026. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.26 to $10.75. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 15, 2026 Filed Jul 16, 2026 21:19 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 150,000 | $8.51 | $1,276,500.00 |
DisclosureSEC source: 0001628280-26-048517 · wk-form4_1784236760.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,762,202 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2026. F2 · price: Represents a weighted average sales price per share. The shares were sold at price ranges from $8.18 to $9.04. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 08, 2026 Filed Jun 9, 2026 23:01 UTC | Unusual Machines, Inc. UMAC · Entity 4878 | SaleCommon Stock | 15,000 | $27.42 | $411,300.00 |
DisclosureSEC source: 0001683168-26-004669 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,779,392 F2 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $27.3301 to $27.615, inclusive. The Reporting Person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 23:01 UTC | Unusual Machines, Inc. UMAC · Entity 4878 | SaleCommon Stock | 15,000 | $26.96 | $404,400.00 |
DisclosureSEC source: 0001683168-26-004669 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,794,392 F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $26.92 to $27.06, inclusive. The Reporting Person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:18 UTC | Unusual Machines, Inc. UMAC · Entity 4878 | GrantCommon Stock | 2,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-26-004264 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,345 F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested and subject to execution of the Issuer's standard Restricted Stock Agreement. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan. Read SEC document |
| April 06, 2026 Filed May 11, 2026 12:29 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionRestricted Stock Units · Derivative | 5,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-022145 · ownership.xml · derivative · entry 5 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,887 Underlying: Common stock · 5,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. Read SEC document |
| April 06, 2026 Filed May 11, 2026 12:29 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantRestricted Stock Units · Derivative | 21,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-022145 · ownership.xml · derivative · entry 4 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,182 Underlying: Common stock · 21,182 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. Read SEC document |
| April 06, 2026 Filed May 11, 2026 12:29 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantEmployee Stock Option (right to buy) · Derivative | 1,040,000 | $0.00 Strike: $13.06 | $0.00 |
DisclosureSEC source: 0001493152-26-022145 · ownership.xml · derivative · entry 3 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,040,000 Underlying: Common stock · 1,040,000 shares Expires 2036-04-05 F1 · derivative.exercise_date: The option vests in three equal annual installments on December 31, 2026, December 31, 2027 and December 31, 2028, and were granted as compensation in lieu of a base salary and participation in a traditional annual bonus plan. Read SEC document |
| April 06, 2026 Filed May 11, 2026 12:29 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 1,570 | $13.06 | $20,504.20 |
DisclosureSEC source: 0001493152-26-022145 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,912,202 Read SEC document |
| April 06, 2026 Filed May 11, 2026 12:29 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 5,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-022145 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,913,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On April 6, 2026, the reporting person was granted 21,182 restricted stock units. One-fourth of the restricted stock units vested on April 6, 2026, and the remaining restricted stock units will vest on December 31, 2026. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:10 UTC | Unusual Machines, Inc. UMAC · Entity 4878 | GrantCommon Stock | 1,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-26-001922 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,561 F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested and subject to execution of the Issuer's standard Restricted Stock Agreement. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan. Read SEC document |
| January 14, 2026 Filed Sep 18, 2026 00:56 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | OtherForward Sale Contract (obligation to sell) · Derivative | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-043191 · ownership.xml · derivative · entry 5 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common stock · 1,500,000 shares Expires 2027-01-25 F4 · derivative.exercise_price: As previously reported on Form 144 filed by the Reporting Person on December 29, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated January 14, 2026 (the "January 2026 Contract"). The January 2026 Contract required the Reporting Person to deliver to the buyer up to 1,500,000 shares of the Issuer's common stock (the "Pledged Shares"), on January 25, 2027, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $17,136,900.00. The actual number shares of common stock to be delivered by the Reporting Person on the settlement date will be determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $11.88 per share and forward cap price of $15.58 per share, with the aggregate number shares deliverable not to exceed 1,500,000 shares of common stock. F5 · derivative.exercise_price: (continued from footnote 4) The Reporting Person has the right to elect to settle the January 2026 Contract in cash and thereby retain ownership of the Pledged Shares. The Pledged Shares are held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurs under the pledge, the Reporting Person retains the right to vote the Pledged Shares, and dividends on the Pledged Shares are, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person. F4 · kind: As previously reported on Form 144 filed by the Reporting Person on December 29, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated January 14, 2026 (the "January 2026 Contract"). The January 2026 Contract required the Reporting Person to deliver to the buyer up to 1,500,000 shares of the Issuer's common stock (the "Pledged Shares"), on January 25, 2027, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $17,136,900.00. The actual number shares of common stock to be delivered by the Reporting Person on the settlement date will be determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $11.88 per share and forward cap price of $15.58 per share, with the aggregate number shares deliverable not to exceed 1,500,000 shares of common stock. F5 · kind: (continued from footnote 4) The Reporting Person has the right to elect to settle the January 2026 Contract in cash and thereby retain ownership of the Pledged Shares. The Pledged Shares are held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurs under the pledge, the Reporting Person retains the right to vote the Pledged Shares, and dividends on the Pledged Shares are, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person. F4 · price: As previously reported on Form 144 filed by the Reporting Person on December 29, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated January 14, 2026 (the "January 2026 Contract"). The January 2026 Contract required the Reporting Person to deliver to the buyer up to 1,500,000 shares of the Issuer's common stock (the "Pledged Shares"), on January 25, 2027, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $17,136,900.00. The actual number shares of common stock to be delivered by the Reporting Person on the settlement date will be determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $11.88 per share and forward cap price of $15.58 per share, with the aggregate number shares deliverable not to exceed 1,500,000 shares of common stock. F5 · price: (continued from footnote 4) The Reporting Person has the right to elect to settle the January 2026 Contract in cash and thereby retain ownership of the Pledged Shares. The Pledged Shares are held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurs under the pledge, the Reporting Person retains the right to vote the Pledged Shares, and dividends on the Pledged Shares are, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:17 UTC | Unusual Machines, Inc. UMAC · Entity 4878 | GrantCommon Stock | 3,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-26-000096 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 340,600 F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested and subject to execution of the Issuer's standard Restricted Stock Agreement. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan. Read SEC document |
| December 29, 2025 Filed Dec 31, 2025 22:44 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GiftCommon Stock | 4,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-059246 · wk-form4_1767221074.xml · nonDerivative · entry 3 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Jointly held by spouse and son Disclosed balance after: 4,750 F1 · kind: This transaction involved the reporting persons gift of 4,750 shares of RCAT common stock to his spouse and son, who will hold the shares jointly. The reporting person disclaims beneficial ownership of the securities held jointly by his spouse and son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 29, 2025 Filed Dec 31, 2025 22:44 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GiftCommon Stock | 4,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-059246 · wk-form4_1767221074.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,908,477 F1 · kind: This transaction involved the reporting persons gift of 4,750 shares of RCAT common stock to his spouse and son, who will hold the shares jointly. The reporting person disclaims beneficial ownership of the securities held jointly by his spouse and son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 29, 2025 Filed Dec 31, 2025 22:44 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GiftCommon Stock | 4,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-059246 · wk-form4_1767221074.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,913,227 Read SEC document |
| September 15, 2025 Filed Sep 18, 2026 00:56 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | OtherForward Sale Contract (obligation to sell) · Derivative | 750,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-043191 · ownership.xml · derivative · entry 3 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2026-09-15 F1 · derivative.exercise_price: As previously reported on Form 144 filed by the Reporting Person on September 12, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated September 15, 2025 (the "September 2025 Contract"). The September 2025 Contract required the Reporting Person to deliver to the buyer up to 750,000 shares of the Issuer's common stock (the "Pledged Shares"), on September 15, 2026, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $6,565,293.75. The contract provides that the actual number shares of common stock to be delivered by the Reporting Person on the settlement date is determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $9.14 per share and forward cap price of $13.44 per share, with the aggregate number shares deliverable not to exceed 750,000 shares of common stock. F2 · derivative.exercise_price: (continued from footnote 1) The Pledged Shares were held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurred under the pledge, the Reporting Person retained the right to vote the Pledged Shares, and dividends on the Pledged Shares were, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person. F1 · kind: As previously reported on Form 144 filed by the Reporting Person on September 12, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated September 15, 2025 (the "September 2025 Contract"). The September 2025 Contract required the Reporting Person to deliver to the buyer up to 750,000 shares of the Issuer's common stock (the "Pledged Shares"), on September 15, 2026, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $6,565,293.75. The contract provides that the actual number shares of common stock to be delivered by the Reporting Person on the settlement date is determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $9.14 per share and forward cap price of $13.44 per share, with the aggregate number shares deliverable not to exceed 750,000 shares of common stock. F2 · kind: (continued from footnote 1) The Pledged Shares were held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurred under the pledge, the Reporting Person retained the right to vote the Pledged Shares, and dividends on the Pledged Shares were, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person. F1 · price: As previously reported on Form 144 filed by the Reporting Person on September 12, 2025, the Reporting Person entered into a variable prepaid forward contract with an unaffiliated third-party dealer, dated September 15, 2025 (the "September 2025 Contract"). The September 2025 Contract required the Reporting Person to deliver to the buyer up to 750,000 shares of the Issuer's common stock (the "Pledged Shares"), on September 15, 2026, the settlement date. In exchange, the Reporting Person received an up-front cash payment of $6,565,293.75. The contract provides that the actual number shares of common stock to be delivered by the Reporting Person on the settlement date is determined based on the volume weighted average price of the Issuer's common stock at settlement relative to an agreed forward floor price of $9.14 per share and forward cap price of $13.44 per share, with the aggregate number shares deliverable not to exceed 750,000 shares of common stock. F2 · price: (continued from footnote 1) The Pledged Shares were held in a collateral account for the account of the Reporting Person, with the buyer or its affiliate having a security interest in such account. Unless and until an event of default or similar triggering event occurred under the pledge, the Reporting Person retained the right to vote the Pledged Shares, and dividends on the Pledged Shares were, subject to certain payment obligations to the buyer, ultimately for the account of the Reporting Person. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:11 UTC | Unusual Machines, Inc. UMAC · Entity 4878 | GrantCommon Stock | 2,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-006375 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,460 F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested and subject to execution of the Issuer's standard Restricted Stock Agreement. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan, as amended. Read SEC document |
| July 18, 2025 Filed Jul 23, 2025 00:47 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,316 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0001641172-25-020632 · ownership.xml · derivative · entry 6 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,316 shares Expires 2031-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2025 Filed Jul 23, 2025 00:47 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 416,667 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001641172-25-020632 · ownership.xml · derivative · entry 5 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,667 Underlying: Common Stock · 416,667 shares Expires 2033-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2025 Filed Jul 23, 2025 00:47 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 8,547 | $11.70 | $99,999.90 |
DisclosureSEC source: 0001641172-25-020632 · ownership.xml · nonDerivative · entry 4 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,917,977 F1 · balance_after: The amount of securities beneficially owned reflects only the number of shares of common stock held by the reporting person. Previously, the reporting person reported shares of common stock and derivative securities on an aggregate basis. The reporting person will file one or more amended reports to correct the number of non-derivative and derivative securities owned. Read SEC document |
| July 18, 2025 Filed Jul 23, 2025 00:47 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 25,316 | $3.95 | $99,998.20 |
DisclosureSEC source: 0001641172-25-020632 · ownership.xml · nonDerivative · entry 3 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,926,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount of securities beneficially owned reflects only the number of shares of common stock held by the reporting person. Previously, the reporting person reported shares of common stock and derivative securities on an aggregate basis. The reporting person will file one or more amended reports to correct the number of non-derivative and derivative securities owned. Read SEC document |
| July 18, 2025 Filed Jul 23, 2025 00:47 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 37,750 | $11.70 | $441,675.00 |
DisclosureSEC source: 0001641172-25-020632 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,901,208 F1 · balance_after: The amount of securities beneficially owned reflects only the number of shares of common stock held by the reporting person. Previously, the reporting person reported shares of common stock and derivative securities on an aggregate basis. The reporting person will file one or more amended reports to correct the number of non-derivative and derivative securities owned. Read SEC document |
| July 18, 2025 Filed Jul 23, 2025 00:47 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 416,667 | $1.06 | $441,667.02 |
DisclosureSEC source: 0001641172-25-020632 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,938,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount of securities beneficially owned reflects only the number of shares of common stock held by the reporting person. Previously, the reporting person reported shares of common stock and derivative securities on an aggregate basis. The reporting person will file one or more amended reports to correct the number of non-derivative and derivative securities owned. Read SEC document |
| May 22, 2025 Filed Apr 29, 2026 21:20 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantEmployee Stock Option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $6.73 | $0.00 |
DisclosureSEC source: 0001493152-26-019667 · ownership.xml · derivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2035-05-22 F1 · derivative.exercise_date: The reporting person was granted an option to purchase up to 1,000,000 shares of the Issuers common stock in lieu of receiving a base salary and participating in the Issuers traditional bonus plan. The option vests as follows: 50% on the first anniversary of the grant date, 25% on the second anniversary of the grant date, and 25% on the third anniversary of the grant date. Read SEC document |
| May 19, 2025 Filed May 21, 2025 20:03 UTC | Unusual Machines, Inc. UMAC · Entity 4878 | GrantCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-003916 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,152 F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested and subject to execution of the Issuer's standard Restricted Stock Agreement. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan, as amended. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 21:02 UTC | Unusual Machines, Inc. UMAC · Entity 4878 | GrantCommon Stock | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-000380 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,818 F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested and subject to execution of the Issuer's standard Restricted Stock Agreement. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan, as amended. Read SEC document |
| December 26, 2024 Filed Dec 26, 2024 21:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 28,756 | $13.97 | $401,721.32 |
DisclosureSEC source: 0001554795-24-000378 · ownership.xml · nonDerivative · entry 7 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,014,449 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.37 to $14.46 per share. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 24, 2024 Filed Dec 26, 2024 21:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 78,693 | $11.22 | $883,218.75 |
DisclosureSEC source: 0001554795-24-000378 · ownership.xml · nonDerivative · entry 6 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,043,205 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.6701 to $11.77 per share. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 21:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 392,551 | $11.34 | $4,452,117.17 |
DisclosureSEC source: 0001554795-24-000378 · ownership.xml · nonDerivative · entry 5 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,121,898 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.4522 to $13.8301 per share. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 322,327 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001554795-24-000378 · ownership.xml · derivative · entry 9 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 927,673 Underlying: Common Stock · 322,327 shares Expires 2033-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: On May 15, 2023, the reporting person was granted an option to purchase up to 1,250,000 shares of common stock at a price of $1.06 per share issued as compensation under the 2019 Equity Incentive Plan of Red Cat Holdings, Inc. These options vest at a rate of 1/3 per year over the course of 3 years after the date of grant, and are exercisable for up to 10 years. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 474,684 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0001554795-24-000378 · ownership.xml · derivative · entry 8 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,316 Underlying: Common Stock · 474,684 shares Expires 2031-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: On March 31, 2021, the reporting person was granted an option to purchase up to 500,000 shares of common stock at a price of $3.95 per share issued as compensation under the 2019 Equity Incentive Plan of Red Cat Holdings, Inc. The options are fully vested. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 31,783 | $10.75 | $341,667.25 |
DisclosureSEC source: 0001554795-24-000378 · ownership.xml · nonDerivative · entry 4 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,514,449 Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 322,327 | $1.06 | $341,666.62 |
DisclosureSEC source: 0001554795-24-000378 · ownership.xml · nonDerivative · entry 3 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,546,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 174,419 | $10.75 | $1,875,004.25 |
DisclosureSEC source: 0001554795-24-000378 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,223,905 Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 474,684 | $3.95 | $1,875,001.80 |
DisclosureSEC source: 0001554795-24-000378 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,398,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2024 Filed Dec 3, 2024 22:37 UTC | Unusual Machines, Inc. UMAC · Entity 4878 | SaleCommon Stock | 40,000 | $12.65 | $506,116.00 |
DisclosureSEC source: 0001683168-24-008494 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,984 F1 · security: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $12.325 to $13.10, inclusive. The reporting person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. Read SEC document |
| October 22, 2024 Filed Oct 24, 2024 21:00 UTC | Unusual Machines, Inc. UMAC · Entity 4878 | GrantCommon Stock | 6,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-007361 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,984 F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Board of Directors of the Issuer. The shares of restricted common stock are fully vested. The shares were granted under the Issuer's 2022 Equity Incentive Plan, as amended. Read SEC document |
| July 29, 2024 Filed Jul 30, 2024 20:03 UTC | Unusual Machines, Inc. UMAC · Entity 4878 | GrantCommon Stock | 5,587 | $1.79 | $10,000.73 |
DisclosureSEC source: 0001683168-24-005132 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,087 F1 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant and any issuances thereunder are exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Board of Directors of the Issuer. The restricted stock units are fully vested, subject to execution of the Company's standard Restricted Stock Unit Agreement which occurred on July 29, 2024. Shares of common stock will be delivered to the Reporting Person promptly upon vesting of the restricted stock units. The restricted stock units were granted under the Issuer's 2022 Equity Incentive Plan, as amended. Read SEC document |
| July 29, 2024 Filed Oct 24, 2024 21:02 UTC Amendment | Unusual Machines, Inc. UMAC · Entity 4878 | GrantCommon Stock | 5,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-007366 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,087 F1 · security: On July 30, 2024, the Reporting Person filed a Form 4, which inadvertently reported the securities as restricted stock units instead of shares of the Issuer's restricted common stock. The grant was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Board of Directors of the Issuer. The shares of restricted common stock were fully vested upon execution of the Company's standard Restricted Stock Agreement, which occurred on July 29, 2024. The shares of the Issuer's restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan, as amended. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:02 UTC | Unusual Machines, Inc. UMAC · Entity 4878 | GrantCommon Stock | 25,000 | $1.20 | $30,000.00 |
DisclosureSEC source: 0001683168-24-002923 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,500 F1 · security: The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan for services as a member of the board of directors and are fully vested. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:26 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GiftCommon Stock | 38,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001554795-24-000003 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,923,640 F1 · security: Shares were transferred as a tax free donation. Read SEC document |
| May 16, 2023 Filed May 18, 2023 21:21 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantOptions to purchase common stock · Derivative | 1,250,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001554795-23-000173 · ownership.xml · derivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,750,000 Underlying: Common stock · 1,250,000 shares Expires 2033-05-16 Read SEC document |
| January 06, 2023 Filed Jan 6, 2023 21:22 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 1,000 | $0.89 | $885.00 |
DisclosureSEC source: 0001554795-23-000004 · ownership.xml · nonDerivative · entry 3 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,962,007 Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:22 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 500 | $0.94 | $470.00 |
DisclosureSEC source: 0001554795-23-000004 · ownership.xml · nonDerivative · entry 2 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,961,007 Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:22 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 300 | $1.02 | $306.00 |
DisclosureSEC source: 0001554795-23-000004 · ownership.xml · nonDerivative · entry 1 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,960,507 Read SEC document |
| December 28, 2022 Filed Dec 28, 2022 21:53 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | PurchaseCommon Stock | 500 | $0.85 | $427.00 |
DisclosureSEC source: 0001554795-22-000411 · ownership.xml · nonDerivative · entry 3 Thompson Jeffrey M · CIK 0001397565 · Director · Chairman of the Board, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,960,207 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.