RC

SEC source: 0001104659-25-016998 · tm257584-2_4seq1.xml · nonDerivative · entry 1

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,151

F1 · shares: On February 22, 2025, the reporting person was awarded 89,286 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-third on February 22, 2026, February 22, 2027 and February 22, 2028.

SEC source: 0001104659-25-016997 · tm257584-1_4seq1.xml · derivative · entry 5

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 17,241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

F4 · derivative.exercise_date: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

F4 · derivative.expiration_date: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

SEC source: 0001104659-25-016997 · tm257584-1_4seq1.xml · nonDerivative · entry 4

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,097

F5 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of PSUs as described in footnote (4) hereof.

F3 · price: Represents the closing price of the Common Stock on February 21, 2025.

SEC source: 0001104659-25-016997 · tm257584-1_4seq1.xml · nonDerivative · entry 3

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

F4 · price: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

SEC source: 0001104659-25-016997 · tm257584-1_4seq1.xml · nonDerivative · entry 2

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,003

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 22, 2024.

F3 · price: Represents the closing price of the Common Stock on February 21, 2025.

SEC source: 0001104659-25-016997 · tm257584-1_4seq1.xml · nonDerivative · entry 1

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,958

F1 · shares: On February 22, 2025, the reporting person was awarded 59,524 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-third on February 22, 2026, February 22, 2027 and February 22, 2028.

SEC source: 0001104659-25-014058 · tm256726-2_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,983

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on February 12, 2025.

SEC source: 0001104659-25-014065 · tm256726-3_4seq1.xml · nonDerivative · entry 1

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,434

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on February 12, 2025.

SEC source: 0001104659-25-014044 · tm256726-1_4seq1.xml · nonDerivative · entry 1

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,865

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on February 12, 2025.

SEC source: 0001104659-25-009663 · tm255595-2_4seq1.xml · derivative · entry 3

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 148,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

SEC source: 0001104659-25-009663 · tm255595-2_4seq1.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,999

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F3 · price: Represents the closing price of the Common Stock on February 3, 2025.

SEC source: 0001104659-25-009663 · tm255595-2_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

F1 · price: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

SEC source: 0001104659-25-009666 · tm255595-3_4seq1.xml · derivative · entry 3

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

SEC source: 0001104659-25-009666 · tm255595-3_4seq1.xml · nonDerivative · entry 2

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,895

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F3 · price: Represents the closing price of the Common Stock on February 3, 2025.

SEC source: 0001104659-25-009666 · tm255595-3_4seq1.xml · nonDerivative · entry 1

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

F1 · price: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

SEC source: 0001104659-25-009661 · tm255595-1_4seq1.xml · derivative · entry 3

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 148,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

SEC source: 0001104659-25-009661 · tm255595-1_4seq1.xml · nonDerivative · entry 2

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,652

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F3 · price: Represents the closing price of the Common Stock on February 3, 2025.

SEC source: 0001104659-25-009661 · tm255595-1_4seq1.xml · nonDerivative · entry 1

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

F1 · price: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

SEC source: 0001104659-24-066169 · tm2415804-1_4seq1.xml · nonDerivative · entry 1

NATHAN GILBERT E · CIK 0001657622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,249

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.2799 to $8.2993. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

SEC source: 0001104659-24-038951 · tm249854-1_4seq1.xml · nonDerivative · entry 2

NATHAN GILBERT E · CIK 0001657622 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 7,000

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.115 to $9.12. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: These shares were purchased by the reporting person's spouse. The reporting person may be deemed to have beneficial ownership of these shares.

SEC source: 0001104659-24-038951 · tm249854-1_4seq1.xml · nonDerivative · entry 1

NATHAN GILBERT E · CIK 0001657622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,249

SEC source: 0001104659-24-035392 · tm248163-2_4seq1.xml · nonDerivative · entry 1

NATHAN GILBERT E · CIK 0001657622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,099

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.645 to $8.65. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

SEC source: 0001104659-24-031582 · tm248163-1_4seq1.xml · nonDerivative · entry 1

LUEBBERS KEVIN M · CIK 0001191838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,925

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.425 to $8.4299. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

SEC source: 0001104659-24-027773 · tm246309-11_4seq1.xml · nonDerivative · entry 1

Mayfield Pinkie Dent · CIK 0001927411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,402

F1 · shares: On February 22, 2024, the reporting person was awarded 12,693 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

SEC source: 0001104659-24-027771 · tm246309-9_4seq1.xml · nonDerivative · entry 1

Petro Andrea · CIK 0001818600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,587

F1 · shares: On February 22, 2024, the reporting person was awarded 12,693 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

SEC source: 0001104659-24-027769 · tm246309-14_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,753

F1 · shares: On February 22, 2024, the reporting person was awarded 44,150 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-third on February 22, 2025, February 22, 2026 and February 22, 2027.

SEC source: 0001104659-24-027765 · tm246309-13_4seq1.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,788

F1 · shares: On February 22, 2024, the reporting person was awarded 12,693 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

SEC source: 0001104659-24-027770 · tm246309-5_4seq1.xml · nonDerivative · entry 1

FILIPPS FRANK P · CIK 0001188562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,025

F1 · shares: On February 22, 2024, the reporting person was awarded 12,693 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

SEC source: 0001104659-24-027776 · tm246309-12_4seq1.xml · nonDerivative · entry 1

LUEBBERS KEVIN M · CIK 0001191838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,925

F1 · shares: On February 22, 2024, the reporting person was awarded 12,693 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

SEC source: 0001104659-24-027767 · tm246309-8_4seq1.xml · nonDerivative · entry 1

REESE J MITCHELL · CIK 0001212662 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · J. Mitchell Reese Jr. Trust, UA 5/5/1999

Disclosed balance after: 101,059

F1 · shares: On February 22, 2024, the reporting person was awarded 12,693 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

F2 · balance_after: The reporting person owns the shares of Common Stock of the issuer through the J. Mitchell Reese Jr. Trust, UA 5/5/1999. The reporting person serves as the trustee and sole beneficiary of the trust and has sole voting and investment power with respect to the securities held by the trust.

SEC source: 0001104659-24-027775 · tm246309-16_4seq1.xml · nonDerivative · entry 1

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,219

F1 · shares: On February 22, 2024, the reporting person was awarded 44,150 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-third on February 22, 2025, February 22, 2026 and February 22, 2027.

SEC source: 0001104659-24-027774 · tm246309-15_4seq1.xml · nonDerivative · entry 1

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,798

F1 · shares: On February 22, 2024, the reporting person was awarded 44,150 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-third on February 22, 2025, February 22, 2026 and February 22, 2027.

SEC source: 0001104659-24-027772 · tm246309-6_4seq1.xml · nonDerivative · entry 1

Marshall Meredith · CIK 0001956757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,237

F1 · shares: On February 22, 2024, the reporting person was awarded 12,693 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

SEC source: 0001104659-24-027766 · tm246309-4_4seq1.xml · nonDerivative · entry 1

Sinai Todd M. · CIK 0001630507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,411

F1 · shares: On February 22, 2024, the reporting person was awarded 12,693 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

SEC source: 0001104659-24-027768 · tm246309-10_4seq1.xml · nonDerivative · entry 1

NATHAN GILBERT E · CIK 0001657622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,099

F1 · shares: On February 22, 2024, the reporting person was awarded 12,693 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

SEC source: 0001104659-24-027764 · tm246309-7_4seq1.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,681

F1 · shares: On February 22, 2024, the reporting person was awarded 12,693 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

SEC source: 0001104659-24-023853 · tm246309-2_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,603

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on February 12, 2024.

SEC source: 0001104659-24-023859 · tm246309-3_4seq1.xml · nonDerivative · entry 1

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,648

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on February 12, 2024.

SEC source: 0001104659-24-023851 · tm246309-1_4seq1.xml · nonDerivative · entry 1

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,069

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on February 12, 2024.

SEC source: 0001104659-24-003427 · tm243230-3_4seq1.xml · derivative · entry 3

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

SEC source: 0001104659-24-003427 · tm243230-3_4seq1.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,012

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F3 · price: Represents the closing price of the Common Stock on January 9, 2024.

SEC source: 0001104659-24-003427 · tm243230-3_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

F1 · price: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

SEC source: 0001104659-24-003426 · tm243230-2_4seq1.xml · derivative · entry 3

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

SEC source: 0001104659-24-003426 · tm243230-2_4seq1.xml · nonDerivative · entry 2

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,966

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F3 · price: Represents the closing price of the Common Stock on January 9, 2024.

SEC source: 0001104659-24-003426 · tm243230-2_4seq1.xml · nonDerivative · entry 1

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

F1 · price: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

SEC source: 0001104659-24-003425 · tm243230-1_4seq1.xml · derivative · entry 3

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

SEC source: 0001104659-24-003425 · tm243230-1_4seq1.xml · nonDerivative · entry 2

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,469

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F3 · price: Represents the closing price of the Common Stock on January 9, 2024.

SEC source: 0001104659-24-003425 · tm243230-1_4seq1.xml · nonDerivative · entry 1

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

F1 · price: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

SEC source: 0001104659-23-107542 · tm2327996-1_4seq1.xml · nonDerivative · entry 1

Petro Andrea · CIK 0001818600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,894

F1 · shares: On October 5, 2023, the reporting person was awarded 2,844 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest on December 31, 2023. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

SEC source: 0001104659-23-092702 · tm2323974-1_4seq1.xml · nonDerivative · entry 3

Capasse Thomas E · CIK 0001469065 · Director · CEO and CIO

10b5-1 filing: No plan indicated

Ownership: Indirect · Edward J Capasse Irrevocable Trust

Disclosed balance after: 0

F2 · kind: Reflects the liquidation of the trust in connection with the death of the Reporting Person's father. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F3 · price: Reflects the weighted average sale price. The Reporting Person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The Reporting Person reported on a single line all such transactions that occurred within a one-dollar price range. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or a shareholder of the Issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $10.66 to $10.77.

F1 · ownership.nature: Prior to the death of the Reporting Person's father, these shares were held in a trust for the benefit of the Reporting Person's father, and the Reporting Person's father was trustee of the trust. In connection with the Reporting Person's father's death, the shares were transferred to an irrevocable family trust of which the Reporting Person is trustee and members of the Reporting Person's immediate family are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.