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person · Reporting owner

Hirsch Daniel J.

Disclosed activity across 9 companies

Tapewire entity
42586
SEC CIK
0001453077

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cascade Acquisition CorpCASU · Entity 145010Chief Operating Officer & CFONovember 19, 2020November 20, 2020
MACERICH COMAC · Entity 3712DirectorJune 01, 2026June 02, 2026
Nuburu, Inc.BURU · Entity 7846DirectorOctober 01, 2024October 04, 2024
Playa Hotels & Resorts N.V.PLYA · Entity 78181DirectorJanuary 02, 2020January 06, 2020
Ready Capital CorpRC · Entity 5999DirectorFebruary 22, 2024February 27, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cascade Acquisition Corp

Report date November 19, 2020 · Filed November 20, 2020

This filing explicitly reported no securities owned.

MACERICH CO

Report date June 01, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect91,898 Reported balance After 2026-06-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-01 · Grant · Acquired 6,720 · Balance 91,898

F1: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award date.

F2: Includes 2,922 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

Common StockSEC Table I · non-derivativeIndirectFamily Trust4,732 Reported balance Holding disclosure · report date 2026-06-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,732

Filing footnotes · ownership attribution and instrument terms

F1: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award date.

F2: Includes 2,922 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

Nuburu, Inc.

Report date October 01, 2024 · Filed October 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.45 · Expires 2034-10-01Direct13,889 Reported balance After 2024-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-10-01 · Grant · Acquired 13,889 · Balance 13,889

Playa Hotels & Resorts N.V.

Report date January 02, 2020 · Filed January 06, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect74,524 Reported balance After 2020-01-02 transaction · row 1
1 source row

Row 1 · 2020-01-02 · Grant · Acquired 9,470 · Balance 74,524

F1: Represents restricted Ordinary Shares granted to the reporting person pursuant to the issuer's 2017 Omnibus Incentive Plan. The shares will vest on the first anniversary of the grant date, subject to the reporting person's continued service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted Ordinary Shares granted to the reporting person pursuant to the issuer's 2017 Omnibus Incentive Plan. The shares will vest on the first anniversary of the grant date, subject to the reporting person's continued service as a director.

Ready Capital Corp

Report date February 22, 2024 · Filed February 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect116,788 Reported balance After 2024-02-22 transaction · row 1
1 source row

Row 1 · 2024-02-22 · Grant · Acquired 12,693 · Balance 116,788

F1: On February 22, 2024, the reporting person was awarded 12,693 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: On February 22, 2024, the reporting person was awarded 12,693 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Broadmark Realty Capital Inc.

Report date May 31, 2023 · Filed June 02, 2023

Section 16 reporting ended · disclosed 2023-06-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-05-31 transaction · row 1
1 source row

Row 1 · 2023-05-31 · Disposition to issuer · Disposed 206,532 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F2: Pursuant to the Agreement, at the Effective Time, each one share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to 0.47233 shares (the "Exchange Ratio") of Parent's common stock ("Parent Common Stock"), with fractional shares paid out in cash.

F4: Pursuant to the Agreement, at the Effective Time, each Issuer RSU outstanding, whether vested or unvested, was assumed by Parent and converted into an award of RSUs with respect to a number of shares of Parent Common Stock equal to the product of (i) the total number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (ii) the Exchange Ratio (rounded to the nearest whole share), on the same terms and conditions as were applicable to such RSUs as of immediately prior to the Effective Time.

F3: Includes 13,050 restricted stock units ("RSUs") unvested immediately prior to the Effective Time. Each RSU represented a contingent right to receive one share of Common Stock upon vesting.

Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2024-11-14Direct0 Reported balance After 2023-05-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-31 · Disposition to issuer · Disposed 259 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F5: Pursuant to the Agreement, following the Effective Time, each Issuer warrant representing the right to purchase shares of Common Stock ("Warrants") remained outstanding and entitles the Reporting Person to receive, upon the exercise of such Warrants, the number of shares of Parent Common Stock equal to the product of (i) the number of shares of Common Stock subject to such Warrants immediately prior to the Effective Time and (ii) the Exchange Ratio, on the same terms and conditions as were applicable to such Warrants as of immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F2: Pursuant to the Agreement, at the Effective Time, each one share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to 0.47233 shares (the "Exchange Ratio") of Parent's common stock ("Parent Common Stock"), with fractional shares paid out in cash.

F3: Includes 13,050 restricted stock units ("RSUs") unvested immediately prior to the Effective Time. Each RSU represented a contingent right to receive one share of Common Stock upon vesting.

F4: Pursuant to the Agreement, at the Effective Time, each Issuer RSU outstanding, whether vested or unvested, was assumed by Parent and converted into an award of RSUs with respect to a number of shares of Parent Common Stock equal to the product of (i) the total number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (ii) the Exchange Ratio (rounded to the nearest whole share), on the same terms and conditions as were applicable to such RSUs as of immediately prior to the Effective Time.

F5: Pursuant to the Agreement, following the Effective Time, each Issuer warrant representing the right to purchase shares of Common Stock ("Warrants") remained outstanding and entitles the Reporting Person to receive, upon the exercise of such Warrants, the number of shares of Parent Common Stock equal to the product of (i) the number of shares of Common Stock subject to such Warrants immediately prior to the Effective Time and (ii) the Exchange Ratio, on the same terms and conditions as were applicable to such Warrants as of immediately prior to the Effective Time.

Envoy Medical, Inc.

Report date September 29, 2023 · Filed October 04, 2023

Section 16 reporting ended · disclosed 2023-10-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect25,000 Reported balance After 2023-09-29 transaction · row 1
1 source row

Row 1 · 2023-09-29 · Conversion · Acquired 25,000 · Balance 25,000

F1: On September 29, 2023, in connection with the consummation of the business combination (the "Business Combination") between Anzu Special Acquisition Corp I ("Anzu") and Envoy Medical Corporation, each share of Class B Common Stock, par value $0.0001 per share, automatically converted into one share of Class A Common Stock, par value $0.0001 per share. In connection with the Business Combination, Mr. Hirsch resigned as Chief Financial Officer, Corporate Secretary, and Director of Anzu.

Class B Common Stock, par value $0.0001 per shareSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-09-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-09-29 · Conversion · Disposed 25,000 · Balance 0

F1: On September 29, 2023, in connection with the consummation of the business combination (the "Business Combination") between Anzu Special Acquisition Corp I ("Anzu") and Envoy Medical Corporation, each share of Class B Common Stock, par value $0.0001 per share, automatically converted into one share of Class A Common Stock, par value $0.0001 per share. In connection with the Business Combination, Mr. Hirsch resigned as Chief Financial Officer, Corporate Secretary, and Director of Anzu.

Filing footnotes · ownership attribution and instrument terms

F1: On September 29, 2023, in connection with the consummation of the business combination (the "Business Combination") between Anzu Special Acquisition Corp I ("Anzu") and Envoy Medical Corporation, each share of Class B Common Stock, par value $0.0001 per share, automatically converted into one share of Class A Common Stock, par value $0.0001 per share. In connection with the Business Combination, Mr. Hirsch resigned as Chief Financial Officer, Corporate Secretary, and Director of Anzu.

Nexvet Biopharma plc

Report date December 31, 2016 · Filed January 11, 2017

Section 16 reporting ended · disclosed 2017-01-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance Holding disclosure · report date 2016-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

F1: Daniel J. Hirsch ("Hirsch") previously filed Form 3s and Form 4s with respect to securities of the Issuer owned directly by Akubra Investors, LLC ("Akubra"), Bushranger Funding, LLC ("Bushranger"), Ute Holdings, LLC ("Ute" and, together with Akubra and Bushranger, the "Farallon SPVs").

F2: The members of Akubra are FCIP XR 2014, L.L.C. ("FCIP XR") and Noonday Special Situation Partners, L.P. ("NSSP") (each, a "Farallon Akubra Fund"). As the general partner of NSSP, NGP, L.L.C. (the "NSSP General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by NSSP as a Farallon Akubra Fund. The NSSP General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Akubra.

F3: As the manager of the NSSP General Partner, Farallon Capital Management, L.L.C. (the "Management Company") may be deemed to be a beneficial owner of the Issuer's securities held by NSSP as a Farallon Akubra Fund. The Management Company disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act, or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Akubra.

F4: The members of Bushranger are FCP XR 2014, L.L.C. ("FCP XR"), Farallon Capital Institutional Partners III, L.P. ("FCIP III"), and Farallon Capital AA Investors, L.P. ("FCAAI") (collectively, the "Farallon Bushranger Funds"). As the general partner of FCAAI, Farallon AA GP, L.L.C. (the "FCAAI General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FCAAI as a Farallon Bushranger Fund. The FCAAI General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act, or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Bushranger.

F5: The members of Ute are FCOI II SS 2014, Ltd. ("FCOI II SS"), Farallon Capital Institutional Partners II, L.P. ("FCIP II"), and Farallon Special Situation Partners VI, L.P. ("FSSP VI") (collectively, the "Farallon Ute Funds"). As the general partner of FSSP VI, Farallon Partners GP VI, L.L.C. (the "FSSP VI General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FSSP VI as a Farallon Ute Fund. The FSSP VI General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act, or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Ute.

F6: As the general partner of each of (a) the sole member of FCIP XR, (b) the sole member of FCP XR, (c) FCIP III, (d) the sole member of FCOI II SS and (e) FCIP II, Farallon Partners, L.L.C. (the "Farallon General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FCIP XR as a Farallon Akubra Fund, FCP XR and FCIP III as Farallon Bushranger Funds, and FCOI II SS and FCIP II as Farallon Ute Funds. The Farallon General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act, or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, the Farallon SPVs.

F7: Hirsch, as a managing member of both the Farallon General Partner and the Management Company, and as a manager of both the FCAAI General Partner and the FSSP VI General Partner, in each case with the power to exercise investment discretion, may have been deemed to be a beneficial owner of the Issuer's securities held by the Farallon SPVs. Effective as of December 31, 2016, in connection with his resignation as a managing member of both the Farallon General Partner and the Management Company, and as a manager of both the FCAAI General Partner and the FSSP VI General Partner, Hirsch may no longer be deemed a beneficial owner of any of the Issuer's securities deemed beneficially owned by each of the Farallon General Partner, the Management Company, the FCAAI General Partner and the FSSP VI General Partner.

F8: Hirsch and the other individuals identified in the prior Form 3s and Form 4s filed by the foregoing disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein or therein for purposes of Section 16 of the '34 Act, or otherwise, except to the extent of his or her pecuniary interest, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Daniel J. Hirsch ("Hirsch") previously filed Form 3s and Form 4s with respect to securities of the Issuer owned directly by Akubra Investors, LLC ("Akubra"), Bushranger Funding, LLC ("Bushranger"), Ute Holdings, LLC ("Ute" and, together with Akubra and Bushranger, the "Farallon SPVs").

F2: The members of Akubra are FCIP XR 2014, L.L.C. ("FCIP XR") and Noonday Special Situation Partners, L.P. ("NSSP") (each, a "Farallon Akubra Fund"). As the general partner of NSSP, NGP, L.L.C. (the "NSSP General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by NSSP as a Farallon Akubra Fund. The NSSP General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Akubra.

F3: As the manager of the NSSP General Partner, Farallon Capital Management, L.L.C. (the "Management Company") may be deemed to be a beneficial owner of the Issuer's securities held by NSSP as a Farallon Akubra Fund. The Management Company disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act, or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Akubra.

F4: The members of Bushranger are FCP XR 2014, L.L.C. ("FCP XR"), Farallon Capital Institutional Partners III, L.P. ("FCIP III"), and Farallon Capital AA Investors, L.P. ("FCAAI") (collectively, the "Farallon Bushranger Funds"). As the general partner of FCAAI, Farallon AA GP, L.L.C. (the "FCAAI General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FCAAI as a Farallon Bushranger Fund. The FCAAI General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act, or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Bushranger.

F5: The members of Ute are FCOI II SS 2014, Ltd. ("FCOI II SS"), Farallon Capital Institutional Partners II, L.P. ("FCIP II"), and Farallon Special Situation Partners VI, L.P. ("FSSP VI") (collectively, the "Farallon Ute Funds"). As the general partner of FSSP VI, Farallon Partners GP VI, L.L.C. (the "FSSP VI General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FSSP VI as a Farallon Ute Fund. The FSSP VI General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act, or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Ute.

F6: As the general partner of each of (a) the sole member of FCIP XR, (b) the sole member of FCP XR, (c) FCIP III, (d) the sole member of FCOI II SS and (e) FCIP II, Farallon Partners, L.L.C. (the "Farallon General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FCIP XR as a Farallon Akubra Fund, FCP XR and FCIP III as Farallon Bushranger Funds, and FCOI II SS and FCIP II as Farallon Ute Funds. The Farallon General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act, or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, the Farallon SPVs.

F7: Hirsch, as a managing member of both the Farallon General Partner and the Management Company, and as a manager of both the FCAAI General Partner and the FSSP VI General Partner, in each case with the power to exercise investment discretion, may have been deemed to be a beneficial owner of the Issuer's securities held by the Farallon SPVs. Effective as of December 31, 2016, in connection with his resignation as a managing member of both the Farallon General Partner and the Management Company, and as a manager of both the FCAAI General Partner and the FSSP VI General Partner, Hirsch may no longer be deemed a beneficial owner of any of the Issuer's securities deemed beneficially owned by each of the Farallon General Partner, the Management Company, the FCAAI General Partner and the FSSP VI General Partner.

F8: Hirsch and the other individuals identified in the prior Form 3s and Form 4s filed by the foregoing disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein or therein for purposes of Section 16 of the '34 Act, or otherwise, except to the extent of his or her pecuniary interest, if any.

TOWN SPORTS INTERNATIONAL HOLDINGS INC

Report date December 31, 2016 · Filed January 11, 2017

Section 16 reporting ended · disclosed 2017-01-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance Holding disclosure · report date 2016-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

F1: Daniel J. Hirsch ("Hirsch") previously filed Form 3s and Form 4s with respect to securities of the Issuer owned directly by Farallon Capital Partners, L.P., Farallon Capital Institutional Partners, L.P., Farallon Capital Institutional Partners II, L.P., Farallon Capital Institutional Partners III, L.P. and Farallon Capital Offshore Investors II, L.P. (collectively, the "Farallon Funds").

F2: As a managing member of Farallon Partners, L.L.C. ("FPLLC"), the general partner of each of the Farallon Funds, Hirsch may have been deemed a beneficial owner of the Issuer's securities deemed beneficially owned by FPLLC. Effective as of December 31, 2016, in connection with his resignation as managing member of FPLLC, Hirsch may no longer be deemed a beneficial owner of any of the Issuer's securities deemed beneficially owned by FPLLC.

F3: Hirsch and the other individuals identified in the prior Form 3s and Form 4s filed by the foregoing disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein or therein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except to the extent of his or her pecuniary interest, if any. FPLLC disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein or in such prior Form 3s and Form 4s for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing FPLLC's pro rata interest in, and interest in the profits of, the Farallon Funds.

Filing footnotes · ownership attribution and instrument terms

F1: Daniel J. Hirsch ("Hirsch") previously filed Form 3s and Form 4s with respect to securities of the Issuer owned directly by Farallon Capital Partners, L.P., Farallon Capital Institutional Partners, L.P., Farallon Capital Institutional Partners II, L.P., Farallon Capital Institutional Partners III, L.P. and Farallon Capital Offshore Investors II, L.P. (collectively, the "Farallon Funds").

F2: As a managing member of Farallon Partners, L.L.C. ("FPLLC"), the general partner of each of the Farallon Funds, Hirsch may have been deemed a beneficial owner of the Issuer's securities deemed beneficially owned by FPLLC. Effective as of December 31, 2016, in connection with his resignation as managing member of FPLLC, Hirsch may no longer be deemed a beneficial owner of any of the Issuer's securities deemed beneficially owned by FPLLC.

F3: Hirsch and the other individuals identified in the prior Form 3s and Form 4s filed by the foregoing disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein or therein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except to the extent of his or her pecuniary interest, if any. FPLLC disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein or in such prior Form 3s and Form 4s for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing FPLLC's pro rata interest in, and interest in the profits of, the Farallon Funds.

Transaction history

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The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2026 Filed Jun 2, 2026 20:23 UTC MACERICH CO MAC · Entity 3712 GrantCommon Stock 6,720 $0.00 $0.00
Disclosure

SEC source: 0001453077-26-000002 · wk-form4_1780431819.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,898

F1 · shares: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award date.

F2 · balance_after: Includes 2,922 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

Read SEC document
June 02, 2025 Filed Jun 5, 2025 00:30 UTC MACERICH CO MAC · Entity 3712 GrantCommon Stock 8,348 $0.00 $0.00
Disclosure

SEC source: 0000912242-25-000060 · wk-form4_1749083440.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,256

F1 · shares: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award date.

F2 · balance_after: Includes 2,802 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

Read SEC document
October 01, 2024 Filed Oct 4, 2024 14:39 UTC Nuburu, Inc. BURU · Entity 7846 GrantStock Option (right to buy) · Derivative 13,889 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0000950170-24-112754 · ownership.xml · derivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,889

Underlying: Common Stock · 13,889 shares

Expires 2034-10-01

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:00 UTC Nuburu, Inc. BURU · Entity 7846 GrantStock Option (right to buy) · Derivative 13,889 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0000950170-24-080650 · ownership.xml · derivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,889

Underlying: Common Stock · 13,889 shares

Expires 2034-07-01

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:18 UTC MACERICH CO MAC · Entity 3712 GrantCommon Stock 9,103 $0.00 $0.00
Disclosure

SEC source: 0000912242-24-000105 · wk-form4_1717460313.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,106

F1 · shares: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award date.

F2 · balance_after: Includes 3,088 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 20:30 UTC Nuburu, Inc. BURU · Entity 7846 GrantStock Option (right to buy) · Derivative 20,833 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0000950170-24-040237 · ownership.xml · derivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,833

Underlying: Common Stock · 20,833 shares

Expires 2034-04-01

Read SEC document
February 22, 2024 Filed Feb 27, 2024 02:38 UTC Ready Capital Corp RC · Entity 5999 GrantCommon stock 12,693 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-027765 · tm246309-13_4seq1.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,788

F1 · shares: On February 22, 2024, the reporting person was awarded 12,693 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:55 UTC Nuburu, Inc. BURU · Entity 7846 GrantStock Option (right to buy) · Derivative 41,667 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0000950170-24-002020 · ownership.xml · derivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2034-01-02

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September 29, 2023 Filed Oct 4, 2023 01:46 UTC Envoy Medical, Inc. COCH · Entity 7161 ConversionClass B Common Stock, par value $0.0001 per share · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018934 · form4.xml · derivative · entry 2

Hirsch Daniel J. · CIK 0001453077 · Director · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.0001 per share · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On September 29, 2023, in connection with the consummation of the business combination (the "Business Combination") between Anzu Special Acquisition Corp I ("Anzu") and Envoy Medical Corporation, each share of Class B Common Stock, par value $0.0001 per share, automatically converted into one share of Class A Common Stock, par value $0.0001 per share. In connection with the Business Combination, Mr. Hirsch resigned as Chief Financial Officer, Corporate Secretary, and Director of Anzu.

F1 · kind: On September 29, 2023, in connection with the consummation of the business combination (the "Business Combination") between Anzu Special Acquisition Corp I ("Anzu") and Envoy Medical Corporation, each share of Class B Common Stock, par value $0.0001 per share, automatically converted into one share of Class A Common Stock, par value $0.0001 per share. In connection with the Business Combination, Mr. Hirsch resigned as Chief Financial Officer, Corporate Secretary, and Director of Anzu.

F1 · price: On September 29, 2023, in connection with the consummation of the business combination (the "Business Combination") between Anzu Special Acquisition Corp I ("Anzu") and Envoy Medical Corporation, each share of Class B Common Stock, par value $0.0001 per share, automatically converted into one share of Class A Common Stock, par value $0.0001 per share. In connection with the Business Combination, Mr. Hirsch resigned as Chief Financial Officer, Corporate Secretary, and Director of Anzu.

F1 · derivative.exercise_date: On September 29, 2023, in connection with the consummation of the business combination (the "Business Combination") between Anzu Special Acquisition Corp I ("Anzu") and Envoy Medical Corporation, each share of Class B Common Stock, par value $0.0001 per share, automatically converted into one share of Class A Common Stock, par value $0.0001 per share. In connection with the Business Combination, Mr. Hirsch resigned as Chief Financial Officer, Corporate Secretary, and Director of Anzu.

F1 · derivative.expiration_date: On September 29, 2023, in connection with the consummation of the business combination (the "Business Combination") between Anzu Special Acquisition Corp I ("Anzu") and Envoy Medical Corporation, each share of Class B Common Stock, par value $0.0001 per share, automatically converted into one share of Class A Common Stock, par value $0.0001 per share. In connection with the Business Combination, Mr. Hirsch resigned as Chief Financial Officer, Corporate Secretary, and Director of Anzu.

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September 29, 2023 Filed Oct 4, 2023 01:46 UTC Envoy Medical, Inc. COCH · Entity 7161 ConversionClass A Common Stock, par value $0.0001 per share 25,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018934 · form4.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 29, 2023, in connection with the consummation of the business combination (the "Business Combination") between Anzu Special Acquisition Corp I ("Anzu") and Envoy Medical Corporation, each share of Class B Common Stock, par value $0.0001 per share, automatically converted into one share of Class A Common Stock, par value $0.0001 per share. In connection with the Business Combination, Mr. Hirsch resigned as Chief Financial Officer, Corporate Secretary, and Director of Anzu.

F1 · price: On September 29, 2023, in connection with the consummation of the business combination (the "Business Combination") between Anzu Special Acquisition Corp I ("Anzu") and Envoy Medical Corporation, each share of Class B Common Stock, par value $0.0001 per share, automatically converted into one share of Class A Common Stock, par value $0.0001 per share. In connection with the Business Combination, Mr. Hirsch resigned as Chief Financial Officer, Corporate Secretary, and Director of Anzu.

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August 31, 2023 Filed Sep 1, 2023 21:06 UTC Nuburu, Inc. BURU · Entity 7846 GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001209191-23-047982 · doc4.xml · derivative · entry 2

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2033-08-31

F2 · derivative.exercise_date: The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following January 31, 2023 beginning on February 1, 2023 such that 100% of the shares subject to this stock option will be vested on January 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.

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August 31, 2023 Filed Sep 1, 2023 21:06 UTC Nuburu, Inc. BURU · Entity 7846 GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001209191-23-047982 · doc4.xml · derivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-08-31

F1 · derivative.exercise_date: The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following June 16, 2023 beginning on July 1, 2023 such that 100% of the shares subject to this stock option will be vested on June 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.

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June 01, 2023 Filed Jun 6, 2023 01:34 UTC Ready Capital Corp RC · Entity 5999 GrantCommon stock 6,545 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-068241 · tm2317644-6_4seq1.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,095

F1 · shares: On June 1, 2023, the reporting person was awarded 6,545 Restricted Stock Units ("RSUs") under the 2013 Ready Capital Corporation Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. 935 RSUs will vest on June 30, 2023, 2,805 RSUs will vest on September 30, 2023, and the remaining 2,805 RSUs will vest on December 31, 2023.

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May 31, 2023 Filed Jun 2, 2023 22:32 UTC MACERICH CO MAC · Entity 3712 GrantCommon Stock 14,004 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033989 · doc4.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,915

F1 · shares: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F2 · balance_after: Includes 2,291 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

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May 31, 2023 Filed Jun 2, 2023 20:15 UTC Broadmark Realty Capital Inc. BRMK · Entity 112778 Disposition to issuerWarrants (Right to Buy) · Derivative 259 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001140361-23-028041 · form4.xml · derivative · entry 2

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 259 shares

Expires 2024-11-14

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F5 · kind: Pursuant to the Agreement, following the Effective Time, each Issuer warrant representing the right to purchase shares of Common Stock ("Warrants") remained outstanding and entitles the Reporting Person to receive, upon the exercise of such Warrants, the number of shares of Parent Common Stock equal to the product of (i) the number of shares of Common Stock subject to such Warrants immediately prior to the Effective Time and (ii) the Exchange Ratio, on the same terms and conditions as were applicable to such Warrants as of immediately prior to the Effective Time.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F5 · price: Pursuant to the Agreement, following the Effective Time, each Issuer warrant representing the right to purchase shares of Common Stock ("Warrants") remained outstanding and entitles the Reporting Person to receive, upon the exercise of such Warrants, the number of shares of Parent Common Stock equal to the product of (i) the number of shares of Common Stock subject to such Warrants immediately prior to the Effective Time and (ii) the Exchange Ratio, on the same terms and conditions as were applicable to such Warrants as of immediately prior to the Effective Time.

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May 31, 2023 Filed Jun 2, 2023 20:15 UTC Broadmark Realty Capital Inc. BRMK · Entity 112778 Disposition to issuerCommon Stock 206,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-028041 · form4.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F2 · kind: Pursuant to the Agreement, at the Effective Time, each one share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to 0.47233 shares (the "Exchange Ratio") of Parent's common stock ("Parent Common Stock"), with fractional shares paid out in cash.

F4 · kind: Pursuant to the Agreement, at the Effective Time, each Issuer RSU outstanding, whether vested or unvested, was assumed by Parent and converted into an award of RSUs with respect to a number of shares of Parent Common Stock equal to the product of (i) the total number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (ii) the Exchange Ratio (rounded to the nearest whole share), on the same terms and conditions as were applicable to such RSUs as of immediately prior to the Effective Time.

F3 · shares: Includes 13,050 restricted stock units ("RSUs") unvested immediately prior to the Effective Time. Each RSU represented a contingent right to receive one share of Common Stock upon vesting.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 26, 2023 (the "Agreement"), by and among Ready Capital Corporation, a Maryland corporation ("Parent"), RCC Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, effective May 31, 2023 (the "Effective Time"), the Issuer was merged with and into Merger Sub with Merger Sub continuing as the surviving company and a subsidiary of Parent.

F2 · price: Pursuant to the Agreement, at the Effective Time, each one share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was converted into the right to 0.47233 shares (the "Exchange Ratio") of Parent's common stock ("Parent Common Stock"), with fractional shares paid out in cash.

F4 · price: Pursuant to the Agreement, at the Effective Time, each Issuer RSU outstanding, whether vested or unvested, was assumed by Parent and converted into an award of RSUs with respect to a number of shares of Parent Common Stock equal to the product of (i) the total number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (ii) the Exchange Ratio (rounded to the nearest whole share), on the same terms and conditions as were applicable to such RSUs as of immediately prior to the Effective Time.

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April 18, 2023 Filed Apr 20, 2023 20:33 UTC Nuburu, Inc. BURU · Entity 7846 GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024991 · doc4.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. A total of one-eighth (1/8th) of the shares subject to this grant become vested on each Quarterly Vesting Date following the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. "Vesting Commencement Date" shall mean January 31, 2023. "Quarterly Vesting Date" shall mean each of January 31, April 30, July 31, and October 31.

F2 · balance_after: Includes 25,000 shares granted as RSUs. As of the transaction date, zero RSUs have vested.

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October 01, 2022 Filed Oct 4, 2022 21:03 UTC Envoy Medical, Inc. ANZU · Entity 7161 OtherClass B Common Stock, par value $0.0001 per share · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-020353 · form4.xml · derivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock, par value $0.0001 per share · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class B common stock, par value $0.0001 per share (the "Class B Founder Shares") of Anzu Special Acquisition Corp I (the "Issuer") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into shares of Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252861).

F2 · kind: On October 1, 2022, Anzu SPAC GP I LLC assigned 25,000 Class B Founder Shares to the reporting person for an aggregate consideration of $5,250.

F2 · price: On October 1, 2022, Anzu SPAC GP I LLC assigned 25,000 Class B Founder Shares to the reporting person for an aggregate consideration of $5,250.

F1 · derivative.exercise_date: The shares of Class B common stock, par value $0.0001 per share (the "Class B Founder Shares") of Anzu Special Acquisition Corp I (the "Issuer") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into shares of Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252861).

F1 · derivative.expiration_date: The shares of Class B common stock, par value $0.0001 per share (the "Class B Founder Shares") of Anzu Special Acquisition Corp I (the "Issuer") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into shares of Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252861).

F1 · derivative.underlying_shares: The shares of Class B common stock, par value $0.0001 per share (the "Class B Founder Shares") of Anzu Special Acquisition Corp I (the "Issuer") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into shares of Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252861).

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June 09, 2022 Filed Jun 13, 2022 20:49 UTC Broadmark Realty Capital Inc. BRMK · Entity 112778 GrantCommon Stock 13,050 $0.00 $0.00
Disclosure

SEC source: 0000950138-22-000157 · edgar.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,532

F1 · shares: Represents a grant of 13,050 restricted stock units ("RSUs") that will vest on the earlier to occur of (1) the one year anniversary of the date of the grant and (2) the election of directors at the first annual meeting of the Issuer's stockholders occurring after the date of the grant, with vesting accelerated in the event of death or disability or termination of service in connection with or within twenty-four (24) months following a change in control. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

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May 27, 2022 Filed Jun 1, 2022 23:22 UTC MACERICH CO MAC · Entity 3712 GrantCommon Stock 11,421 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033307 · doc4.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,620

F1 · shares: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F2 · balance_after: Includes 1,003 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

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June 10, 2021 Filed Jun 11, 2021 20:47 UTC Broadmark Realty Capital Inc. BRMK · Entity 112778 GrantCommon Stock 8,227 $0.00 $0.00
Disclosure

SEC source: 0000950138-21-000343 · edgar.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,482

F1 · shares: Represents a grant of 8,227 restricted stock units ("RSUs") that will vest on the earlier to occur of (1) the one year anniversary of the date of the grant and (2) the election of directors at the first annual meeting of the Issuer's stockholders occurring after the date of the grant, with vesting accelerated in the event of death or disability or termination of service in connection with or within twenty-four (24) months following a change in control. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

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May 28, 2021 Filed Jun 2, 2021 23:25 UTC MACERICH CO MAC · Entity 3712 GrantCommon Stock 8,485 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037432 · doc4.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,096

F1 · shares: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F2 · balance_after: Includes 901 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

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January 01, 2021 Filed Jan 6, 2021 00:43 UTC MACERICH CO MAC · Entity 3712 GrantPhantom Stock Units · Derivative 4,435.11 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001654 · doc4.xml · derivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,171.9

Underlying: Common Stock · 4,435.11 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1 for 1 basis.

F2 · derivative.exercise_date: The shares attributable to the phantom stock units generally first become distributable upon the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F2 · derivative.expiration_date: The shares attributable to the phantom stock units generally first become distributable upon the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F3 · balance_after: Includes 900.47 previously unreported phantom stock units accrued under the dividend reinvestment feature of the Plan.

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June 18, 2020 Filed Jun 22, 2020 22:54 UTC MACERICH CO MAC · Entity 3712 GrantCommon Stock 14,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038310 · doc4.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,809

F1 · shares: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F2 · balance_after: Includes 846 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

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June 16, 2020 Filed Jun 17, 2020 20:36 UTC Broadmark Realty Capital Inc. BRMK · Entity 112778 GrantCommon Stock 9,337 $0.00 $0.00
Disclosure

SEC source: 0000950138-20-000288 · edgar.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,950

F1 · shares: Represents a grant of 9,337 restricted stock units ("RSUs") that will vest on the earlier to occur of (1) the one year anniversary of the date of the grant and (2) the election of directors at the first annual meeting of the Issuer's stockholders occurring after the date of the grant, with vesting accelerated in the event of death or disability or termination of service in connection with a change in control. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · balance_after: Mr. Hirsch served as a consultant to Trinity Real Estate Investments LLC ("Trinity Investments") from January 2019 until November 2019 pursuant to a consulting agreement. Mr. Hirsch's consulting agreement provides for a success fee payable by Trinity Investments to Mr. Hirsch in connection with the completion of the Issuer's business combination on November 14, 2019, pursuant to which Mr. Hirsch will receive 137,305 shares of the Issuer's common stock (the "Common Stock") and 259 warrants to acquire one share of Common Stock (the "Warrants") issued by the Issuer held by HN Investors LLC and expected to be transferred to Trinity Investments following the expiration of the lock-up agreement to which HN Investors LLC is a party.

F3 · balance_after: These shares of Common Stock and the Warrants are expected to represent, in the aggregate, a less than 1% beneficial ownership interest by Mr. Hirsch in the Issuer. Instead of transferring these securities to Mr. Hirsch, Trinity Investments may, at its election, pay the success fee in cash in an amount equal to the value of these securities.

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March 23, 2020 Filed Mar 24, 2020 20:24 UTC Broadmark Realty Capital Inc. BRMK · Entity 112778 PurchaseCommon Stock 4,300 $5.92 $25,456.00
Disclosure

SEC source: 0000950138-20-000187 · edgar.xml · nonDerivative · entry 4

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,613

F1 · balance_after: Mr. Hirsch served as a consultant to Trinity Real Estate Investments LLC ("Trinity Investments") from January 2019 until November 2019 pursuant to a consulting agreement. Mr. Hirsch's consulting agreement provides for a success fee payable by Trinity Investments to Mr. Hirsch in connection with the completion of the Issuer's business combination on November 14, 2019, pursuant to which Mr. Hirsch will receive 137,305 shares of the Issuer's common stock (the "Common Stock") and 259 warrants (the "Warrants") issued by the Issuer held by HN Investors LLC and expected to be transferred to Trinity Investments following the expiration of the lock-up agreement to which HN Investors LLC is a party.

F2 · balance_after: These shares of Common Stock and the Warrants are expected to represent, in the aggregate, a less than 1% beneficial ownership interest by Mr. Hirsch in the Issuer. Instead of transferring these securities to Mr. Hirsch, Trinity Investments may, at its election, pay the success fee in cash in an amount equal to the value of these securities.

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March 23, 2020 Filed Mar 24, 2020 20:24 UTC Broadmark Realty Capital Inc. BRMK · Entity 112778 PurchaseCommon Stock 3,200 $5.93 $18,976.00
Disclosure

SEC source: 0000950138-20-000187 · edgar.xml · nonDerivative · entry 3

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,313

F1 · balance_after: Mr. Hirsch served as a consultant to Trinity Real Estate Investments LLC ("Trinity Investments") from January 2019 until November 2019 pursuant to a consulting agreement. Mr. Hirsch's consulting agreement provides for a success fee payable by Trinity Investments to Mr. Hirsch in connection with the completion of the Issuer's business combination on November 14, 2019, pursuant to which Mr. Hirsch will receive 137,305 shares of the Issuer's common stock (the "Common Stock") and 259 warrants (the "Warrants") issued by the Issuer held by HN Investors LLC and expected to be transferred to Trinity Investments following the expiration of the lock-up agreement to which HN Investors LLC is a party.

F2 · balance_after: These shares of Common Stock and the Warrants are expected to represent, in the aggregate, a less than 1% beneficial ownership interest by Mr. Hirsch in the Issuer. Instead of transferring these securities to Mr. Hirsch, Trinity Investments may, at its election, pay the success fee in cash in an amount equal to the value of these securities.

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March 23, 2020 Filed Mar 24, 2020 20:24 UTC Broadmark Realty Capital Inc. BRMK · Entity 112778 PurchaseCommon Stock 178 $5.93 $1,055.52
Disclosure

SEC source: 0000950138-20-000187 · edgar.xml · nonDerivative · entry 2

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,113

F1 · balance_after: Mr. Hirsch served as a consultant to Trinity Real Estate Investments LLC ("Trinity Investments") from January 2019 until November 2019 pursuant to a consulting agreement. Mr. Hirsch's consulting agreement provides for a success fee payable by Trinity Investments to Mr. Hirsch in connection with the completion of the Issuer's business combination on November 14, 2019, pursuant to which Mr. Hirsch will receive 137,305 shares of the Issuer's common stock (the "Common Stock") and 259 warrants (the "Warrants") issued by the Issuer held by HN Investors LLC and expected to be transferred to Trinity Investments following the expiration of the lock-up agreement to which HN Investors LLC is a party.

F2 · balance_after: These shares of Common Stock and the Warrants are expected to represent, in the aggregate, a less than 1% beneficial ownership interest by Mr. Hirsch in the Issuer. Instead of transferring these securities to Mr. Hirsch, Trinity Investments may, at its election, pay the success fee in cash in an amount equal to the value of these securities.

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March 23, 2020 Filed Mar 24, 2020 20:24 UTC Broadmark Realty Capital Inc. BRMK · Entity 112778 PurchaseCommon Stock 2,322 $5.80 $13,467.60
Disclosure

SEC source: 0000950138-20-000187 · edgar.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,935

F1 · balance_after: Mr. Hirsch served as a consultant to Trinity Real Estate Investments LLC ("Trinity Investments") from January 2019 until November 2019 pursuant to a consulting agreement. Mr. Hirsch's consulting agreement provides for a success fee payable by Trinity Investments to Mr. Hirsch in connection with the completion of the Issuer's business combination on November 14, 2019, pursuant to which Mr. Hirsch will receive 137,305 shares of the Issuer's common stock (the "Common Stock") and 259 warrants (the "Warrants") issued by the Issuer held by HN Investors LLC and expected to be transferred to Trinity Investments following the expiration of the lock-up agreement to which HN Investors LLC is a party.

F2 · balance_after: These shares of Common Stock and the Warrants are expected to represent, in the aggregate, a less than 1% beneficial ownership interest by Mr. Hirsch in the Issuer. Instead of transferring these securities to Mr. Hirsch, Trinity Investments may, at its election, pay the success fee in cash in an amount equal to the value of these securities.

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March 18, 2020 Filed Mar 20, 2020 20:26 UTC Broadmark Realty Capital Inc. BRMK · Entity 112778 PurchaseCommon Stock 5,000 $6.53 $32,650.00
Disclosure

SEC source: 0000950138-20-000181 · edgar.xml · nonDerivative · entry 2

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,613

F1 · balance_after: Mr. Hirsch served as a consultant to Trinity Real Estate Investments LLC ("Trinity Investments") from January 2019 until November 2019 pursuant to a consulting agreement. Mr. Hirsch's consulting agreement provides for a success fee payable by Trinity Investments to Mr. Hirsch in connection with the completion of the Issuer's business combination on November 14, 2019, pursuant to which Mr. Hirsch will receive 137,305 shares of the Issuer's common stock (the "Common Stock") and 259 warrants (the "Warrants") issued by the Issuer held by HN Investors LLC and expected to be transferred to Trinity Investments following the expiration of the lock-up agreement to which HN Investors LLC is a party.

F2 · balance_after: These shares of Common Stock and the Warrants are expected to represent, in the aggregate, a less than 1% beneficial ownership interest by Mr. Hirsch in the Issuer. Instead of transferring these securities to Mr. Hirsch, Trinity Investments may, at its election, pay the success fee in cash in an amount equal to the value of these securities.

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March 18, 2020 Filed Mar 20, 2020 20:26 UTC Broadmark Realty Capital Inc. BRMK · Entity 112778 PurchaseCommon Stock 15,000 $6.95 $104,250.00
Disclosure

SEC source: 0000950138-20-000181 · edgar.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,613

F1 · balance_after: Mr. Hirsch served as a consultant to Trinity Real Estate Investments LLC ("Trinity Investments") from January 2019 until November 2019 pursuant to a consulting agreement. Mr. Hirsch's consulting agreement provides for a success fee payable by Trinity Investments to Mr. Hirsch in connection with the completion of the Issuer's business combination on November 14, 2019, pursuant to which Mr. Hirsch will receive 137,305 shares of the Issuer's common stock (the "Common Stock") and 259 warrants (the "Warrants") issued by the Issuer held by HN Investors LLC and expected to be transferred to Trinity Investments following the expiration of the lock-up agreement to which HN Investors LLC is a party.

F2 · balance_after: These shares of Common Stock and the Warrants are expected to represent, in the aggregate, a less than 1% beneficial ownership interest by Mr. Hirsch in the Issuer. Instead of transferring these securities to Mr. Hirsch, Trinity Investments may, at its election, pay the success fee in cash in an amount equal to the value of these securities.

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February 03, 2020 Filed Feb 5, 2020 22:05 UTC Broadmark Realty Capital Inc. BRMK · Entity 112778 GrantCommon Stock 8,613 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-002410 · form4.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,613

F1 · shares: Represents a grant to Mr. Hirsch of 8,613 restricted stock units ("RSUs") that vest in full on November 14, 2020. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · balance_after: Mr. Hirsch served as a consultant to Trinity Real Estate Investments LLC ("Trinity Investments") from January 2019 until November 2019 pursuant to a consulting agreement. Mr. Hirsch's consulting agreement provides for a success fee payable by Trinity Investments to Mr. Hirsch in connection with the completion of the Issuer's business combination on November 14, 2019, pursuant to which Mr. Hirsch will receive 137,305 shares of the Issuer's common stock (the "Common Stock") and 259 warrants (the "Warrants") issued by the Issuer held by HN Investors LLC and expected to be transferred to Trinity Investments following the expiration of the lock-up agreement to which HN Investors LLC is a party.

F3 · balance_after: These shares of Common Stock and the Warrants are expected to represent, in the aggregate, a less than 1% beneficial ownership interest by Mr. Hirsch in the Issuer. Instead of transferring these securities to Mr. Hirsch, Trinity Investments may, at its election, pay the success fee in cash in an amount equal to the value of these securities.

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January 02, 2020 Filed Jan 6, 2020 16:51 UTC Playa Hotels & Resorts N.V. PLYA · Entity 78181 GrantOrdinary Shares 9,470 $0.00 $0.00
Disclosure

SEC source: 0001123292-20-000091 · edgar.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,524

F1 · shares: Represents restricted Ordinary Shares granted to the reporting person pursuant to the issuer's 2017 Omnibus Incentive Plan. The shares will vest on the first anniversary of the grant date, subject to the reporting person's continued service as a director.

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January 01, 2020 Filed Jan 3, 2020 22:56 UTC MACERICH CO MAC · Entity 3712 GrantPhantom Stock Units · Derivative 3,588.97 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001337 · doc4.xml · derivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,836.32

Underlying: Common Stock · 3,588.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1 for 1 basis.

F2 · derivative.exercise_date: The shares attributable to the phantom stock units generally first become distributable upon the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F2 · derivative.expiration_date: The shares attributable to the phantom stock units generally first become distributable upon the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F3 · balance_after: Includes 279.40 previously unreported phantom stock units accrued under the dividend reinvestment feature of the Plan.

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June 07, 2019 Filed Jun 11, 2019 23:21 UTC MACERICH CO MAC · Entity 3712 GrantCommon Stock 3,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036261 · doc4.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,932

F1 · kind: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F1 · price: Non-cash compensation - Award of restricted stock units under The Macerich Company 2003 Equity Incentive Plan ("2003 Plan"). The restricted stock units vest one year after the award.

F2 · balance_after: Includes 102 previously unreported restricted stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.

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February 08, 2019 Filed Feb 8, 2019 23:33 UTC MACERICH CO MAC · Entity 3712 GrantPhantom Stock Units · Derivative 250.07 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008735 · doc4.xml · derivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,967.95

Underlying: Common Stock · 250.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1 for 1 basis.

F2 · derivative.exercise_date: The shares attributable to the phantom stock units generally first become distributable upon the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F2 · derivative.expiration_date: The shares attributable to the phantom stock units generally first become distributable upon the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

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January 02, 2019 Filed Jan 4, 2019 16:43 UTC Playa Hotels & Resorts N.V. PLYA · Entity 78181 GrantOrdinary Shares 10,730 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000068 · edgar.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,054

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January 01, 2019 Filed Jan 4, 2019 01:38 UTC MACERICH CO MAC · Entity 3712 GrantPhantom Stock Units · Derivative 1,920.84 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001579 · doc4.xml · derivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,717.88

Underlying: Common Stock · 1,920.84 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1 for 1 basis.

F2 · derivative.exercise_date: The shares attributable to the phantom stock units generally first become distributable upon the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F2 · derivative.expiration_date: The shares attributable to the phantom stock units generally first become distributable upon the January 1 following the date of termination of service pursuant to an earlier election in accordance with the Plan terms.

F3 · balance_after: Includes 21.91 previously unreported phantom stock units accrued under the dividend reinvestment feature of the Plan.

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December 18, 2018 Filed Dec 21, 2018 01:02 UTC MACERICH CO MAC · Entity 3712 PurchaseCommon Stock 4,500 $44.63 $200,826.45
Disclosure

SEC source: 0001209191-18-063777 · doc4.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Hirsch Family Living Trust

Disclosed balance after: 6,020

F1 · price: The purchase price ranged from $44.610 to $44.631.

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June 21, 2018 Filed Jun 25, 2018 23:56 UTC MACERICH CO MAC · Entity 3712 GrantPhantom Stock Units · Derivative 775.13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009030 · edgar.xml · derivative · entry 2

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775.13

Underlying: Common Stock · 775.13 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1 for 1 basis.

F2 · derivative.exercise_date: The shares attributable to the phantom stock units first become distributable upon the January 1 following the date of termination of board service in a single lump sum pursuant to earlier elections in accordance with the Plan terms.

F2 · derivative.expiration_date: The shares attributable to the phantom stock units first become distributable upon the January 1 following the date of termination of board service in a single lump sum pursuant to earlier elections in accordance with the Plan terms.

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June 21, 2018 Filed Jun 25, 2018 23:56 UTC MACERICH CO MAC · Entity 3712 GrantCommon Stock 1,520 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009030 · edgar.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

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March 06, 2018 Filed Mar 8, 2018 16:23 UTC Playa Hotels & Resorts N.V. PLYA · Entity 78181 PurchaseOrdinary Shares 10,000 $10.60 $106,000.00
Disclosure

SEC source: 0001123292-18-000513 · edgar.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,324

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January 02, 2018 Filed Jan 4, 2018 16:34 UTC Playa Hotels & Resorts N.V. PLYA · Entity 78181 GrantOrdinary Shares 6,957 $0.00 $0.00
Disclosure

SEC source: 0001123292-18-000063 · edgar.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,324

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November 10, 2017 Filed Nov 13, 2017 16:17 UTC Playa Hotels & Resorts N.V. PLYA · Entity 78181 PurchaseOrdinary Shares 5,000 $10.42 $52,100.00
Disclosure

SEC source: 0001123292-17-001714 · edgar.xml · nonDerivative · entry 2

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,367

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.41 to $10.43; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Playa, or a security holder of Playa.

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November 09, 2017 Filed Nov 13, 2017 16:17 UTC Playa Hotels & Resorts N.V. PLYA · Entity 78181 PurchaseOrdinary Shares 25,000 $10.54 $263,500.00
Disclosure

SEC source: 0001123292-17-001714 · edgar.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,367

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.52 to $10.55; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Playa, or a security holder of Playa.

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May 26, 2017 Filed May 31, 2017 17:29 UTC Playa Hotels & Resorts N.V. PLYA · Entity 78181 GrantOrdinary Shares 7,367 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001061 · edgar.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,367

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.