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Ready Capital Corp

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Tapewire entity
5999
SEC CIK
0001527590
Parsed reports
196

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202612
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2026 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
SaleCommon Stock 2,798 $1.81 $5,064.38
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 13

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,310.83

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

F2 · kind: Reflects transactions with respect to shares held by the reporting person's IRA for tax planning purposes.

Read SEC document
May 29, 2026 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
SaleCommon Stock 0.78 $1.82 $1.42
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 12

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,153,108.83

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

F2 · kind: Reflects transactions with respect to shares held by the reporting person's IRA for tax planning purposes.

F3 · kind: The reporting person has disgorged to the issuer the profit realized from the transactions executed on April 29, 2026 and May 29, 2026.

Read SEC document
May 29, 2026 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
PurchaseCommon Stock 2,798.78 $1.82 $5,093.78
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 11

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,153,109.61

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

F2 · kind: Reflects transactions with respect to shares held by the reporting person's IRA for tax planning purposes.

Read SEC document
April 29, 2026 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
OtherCommon Stock 15.36 $1.81 $27.80
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 10

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,310.83

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

F2 · kind: Reflects transactions with respect to shares held by the reporting person's IRA for tax planning purposes.

F3 · kind: The reporting person has disgorged to the issuer the profit realized from the transactions executed on April 29, 2026 and May 29, 2026.

Read SEC document
April 29, 2026 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
OtherCommon Stock 59.19 $1.88 $111.28
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 9

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,295.47

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

Read SEC document
March 13, 2026 Filed Mar 18, 2026 00:01 UTC
Ahlborn AndrewChief Financial Officer
Tax withholdingCommon Stock 27,950 $1.74 $48,633.00
Disclosure

SEC source: 0001628280-26-018988 · wk-form4_1773792086.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,148,872

F3 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 22, 2025, February 22, 2024 and February 12, 2023.

F4 · price: Represents the closing price of the Common Stock on March 13, 2026.

Read SEC document
March 13, 2026 Filed Mar 18, 2026 00:03 UTC
Scali DominickChief Credit Officer
Tax withholdingCommon Stock 26,313 $1.74 $45,784.62
Disclosure

SEC source: 0001628280-26-018991 · wk-form4_1773792204.xml · nonDerivative · entry 3

Scali Dominick · CIK 0002118440 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 698,499

F3 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 22, 2025, February 22, 2024 and February 12, 2023.

F4 · price: Represents the closing price of the Common Stock on March 13, 2026.

Read SEC document
March 06, 2026 Filed Mar 9, 2026 21:16 UTC PurchaseCommon Stock 30,000 $1.95 $58,410.00
Disclosure

SEC source: 0001628280-26-016116 · wk-form4_1773090989.xml · nonDerivative · entry 3

NATHAN GILBERT E · CIK 0001657622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,358

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.9199 to $1.9902, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 21:15 UTC
Ahlborn AndrewChief Financial Officer
GrantCommon Stock 291,262 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-016114 · wk-form4_1773090902.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,202,070

F2 · shares: On March 5, 2026, the reporting person was awarded 291,262 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan (the "Plan"). The shares will vest in equal installments of one-third on March 5, 2027, March 5, 2028 and March 5, 2029, conditioned upon the reporting person's continued employment (with certain exceptions).

Read SEC document
March 05, 2026 Filed Mar 9, 2026 17:17 UTC GrantCommon Stock 58,252 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-016123 · wk-form4_1773091060.xml · nonDerivative · entry 1

REESE J MITCHELL · CIK 0001212662 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · J. Mitchell Reese Jr. Trust, UA 5/5/1999

Disclosed balance after: 177,168

F1 · shares: On March 5, 2026, the reporting person was awarded 58,252 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

F2 · balance_after: The reporting person owns the shares of Common Stock of the issuer through the J. Mitchell Reese Jr. Trust, UA 5/5/1999. The reporting person serves as the trustee and sole beneficiary of the trust and has sole voting and investment power with respect to the securities held by the trust.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 21:18 UTC GrantCommon Stock 58,252 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-016124 · wk-form4_1773091084.xml · nonDerivative · entry 1

Sinai Todd M. · CIK 0001630507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,520

F1 · shares: On March 5, 2026, the reporting person was awarded 58,252 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 21:16 UTC GrantCommon Stock 58,252 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-016119 · wk-form4_1773091009.xml · nonDerivative · entry 1

Marshall Meredith · CIK 0001956757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,346

F1 · shares: On March 5, 2026, the reporting person was awarded 58,252 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 21:17 UTC GrantCommon Stock 58,252 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-016120 · wk-form4_1773091033.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,790

F1 · shares: On March 5, 2026, the reporting person was awarded 58,252 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 21:16 UTC GrantCommon Stock 58,252 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-016116 · wk-form4_1773090989.xml · nonDerivative · entry 2

NATHAN GILBERT E · CIK 0001657622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,358

F1 · shares: On March 5, 2026, the reporting person was awarded 58,252 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 21:16 UTC PurchaseCommon Stock 10,000 $2.02 $20,200.00
Disclosure

SEC source: 0001628280-26-016116 · wk-form4_1773090989.xml · nonDerivative · entry 1

NATHAN GILBERT E · CIK 0001657622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,106

Read SEC document
March 05, 2026 Filed Mar 18, 2026 00:03 UTC
Scali DominickChief Credit Officer
GrantCommon Stock 194,175 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-018991 · wk-form4_1773792204.xml · nonDerivative · entry 2

Scali Dominick · CIK 0002118440 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,812

F2 · shares: On March 5, 2026, the reporting person was awarded 194,175 shares of restricted Common Stock under the Plan. The shares will vest in equal installments of one-third on March 5, 2027, March 5, 2028 and March 5, 2029, conditioned upon the reporting person's continued employment (with certain exceptions).

Read SEC document
March 02, 2026 Filed Mar 9, 2026 21:15 UTC
Ahlborn AndrewChief Financial Officer
GrantPerformance Stock Units · Derivative 1,800,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-016114 · wk-form4_1773090902.xml · derivative · entry 3

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800,000

Underlying: Common Stock · 1,800,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Common Stock (or an equivalent cash payment, as further described in footnote (4) below).

F4 · derivative.exercise_date: On March 2, 2026, the reporting person was awarded a special performance-based retention award of 1,800,000 performance-based restricted stock units ("PSUs") under the Plan. The PSUs may vest in up to ten, approximately equal parts, provided that the 30-day volume weighted average price of the Common Stock equals or exceeds ten, approximately equally spaced milestones between specified points, and further conditioned upon the reporting person's continued employment (with certain exceptions). The PSUs (i) will be settled in shares of Common Stock if the stockholders of the Company approve at the 2026 annual meeting of stockholders ("2026 Annual Meeting") an amendment to the Plan to increase the pool of shares available for grant thereunder (the "Plan Amendment"), or (ii) if the Plan Amendment is not approved by the Company's stockholders at the 2026 Annual Meeting, then the PSUs will be settled in cash based upon the value per share of Common Stock on the applicable vesting date.

F4 · derivative.expiration_date: On March 2, 2026, the reporting person was awarded a special performance-based retention award of 1,800,000 performance-based restricted stock units ("PSUs") under the Plan. The PSUs may vest in up to ten, approximately equal parts, provided that the 30-day volume weighted average price of the Common Stock equals or exceeds ten, approximately equally spaced milestones between specified points, and further conditioned upon the reporting person's continued employment (with certain exceptions). The PSUs (i) will be settled in shares of Common Stock if the stockholders of the Company approve at the 2026 annual meeting of stockholders ("2026 Annual Meeting") an amendment to the Plan to increase the pool of shares available for grant thereunder (the "Plan Amendment"), or (ii) if the Plan Amendment is not approved by the Company's stockholders at the 2026 Annual Meeting, then the PSUs will be settled in cash based upon the value per share of Common Stock on the applicable vesting date.

Read SEC document
March 02, 2026 Filed Mar 9, 2026 21:15 UTC
Ahlborn AndrewChief Financial Officer
GrantCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-016114 · wk-form4_1773090902.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 910,808

F1 · shares: On March 2, 2026, the reporting person was awarded a special time-based retention award of 600,000 shares of restricted Common Stock under the Plan. The shares will vest on December 31, 2028, conditioned upon the reporting person's continued employment (with certain exceptions).

Read SEC document
March 02, 2026 Filed Mar 18, 2026 00:03 UTC
Scali DominickChief Credit Officer
GrantPerformance Stock Units · Derivative 1,050,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-018991 · wk-form4_1773792204.xml · derivative · entry 4

Scali Dominick · CIK 0002118440 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050,000

Underlying: Common Stock · 1,050,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Common Stock (or an equivalent cash payment, as further described in footnote (6) below).

F6 · derivative.exercise_date: On March 2, 2026, the reporting person was awarded a special performance-based retention award of 1,050,000 performance-based restricted stock units ("PSUs") under the Plan. The PSUs may vest in up to ten, approximately equal parts, provided that the 30-day volume weighted average price of the Common Stock equals or exceeds ten, approximately equally spaced milestones between specified points, and further conditioned upon the reporting person's continued employment (with certain exceptions). The PSUs (i) will be settled in shares of Common Stock if the stockholders of the Company approve at the 2026 annual meeting of stockholders ("2026 Annual Meeting") an amendment to the Plan to increase the pool of shares available for grant thereunder (the "Plan Amendment"), or (ii) if the Plan Amendment is not approved by the Company's stockholders at the 2026 Annual Meeting, then the PSUs will be settled in cash based upon the value per share of Common Stock on the applicable vesting date.

F6 · derivative.expiration_date: On March 2, 2026, the reporting person was awarded a special performance-based retention award of 1,050,000 performance-based restricted stock units ("PSUs") under the Plan. The PSUs may vest in up to ten, approximately equal parts, provided that the 30-day volume weighted average price of the Common Stock equals or exceeds ten, approximately equally spaced milestones between specified points, and further conditioned upon the reporting person's continued employment (with certain exceptions). The PSUs (i) will be settled in shares of Common Stock if the stockholders of the Company approve at the 2026 annual meeting of stockholders ("2026 Annual Meeting") an amendment to the Plan to increase the pool of shares available for grant thereunder (the "Plan Amendment"), or (ii) if the Plan Amendment is not approved by the Company's stockholders at the 2026 Annual Meeting, then the PSUs will be settled in cash based upon the value per share of Common Stock on the applicable vesting date.

Read SEC document
March 02, 2026 Filed Mar 18, 2026 00:03 UTC
Scali DominickChief Credit Officer
GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-018991 · wk-form4_1773792204.xml · nonDerivative · entry 1

Scali Dominick · CIK 0002118440 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530,637

F1 · shares: On March 2, 2026, the reporting person was awarded a special time-based retention award of 350,000 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan (the "Plan"). The shares will vest on December 31, 2028, conditioned upon the reporting person's continued employment (with certain exceptions).

Read SEC document
January 29, 2026 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
OtherCommon Stock 12.52 $2.21 $27.67
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 8

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,236.28

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

Read SEC document
January 29, 2026 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
OtherCommon Stock 51.53 $2.14 $110.27
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 7

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,223.76

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

Read SEC document
December 24, 2025 Filed Mar 18, 2026 00:01 UTC
Ahlborn AndrewChief Financial Officer
Tax withholdingCommon Stock 25,248 $2.23 $56,303.04
Disclosure

SEC source: 0001628280-26-018988 · wk-form4_1773792086.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,176,822

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 3, 2025.

F2 · price: Represents the closing price of the Common Stock on December 23, 2025.

Read SEC document
October 30, 2025 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
PurchaseCommon Stock 110.82 $3.00 $332.46
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 6

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,172.23

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

Read SEC document
October 30, 2025 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
PurchaseCommon Stock 454.32 $2.91 $1,322.07
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 5

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,061.41

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

Read SEC document
July 30, 2025 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
PurchaseCommon Stock 73 $4.43 $323.39
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 4

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,149,607.09

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

Read SEC document
July 30, 2025 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
PurchaseCommon Stock 304.04 $4.10 $1,246.56
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 3

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,149,534.09

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

Read SEC document
April 29, 2025 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
PurchaseCommon Stock 70.08 $4.49 $314.66
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,149,230.05

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

Read SEC document
April 29, 2025 Filed Jun 2, 2026 20:07 UTC
Ahlborn AndrewChief Financial Officer
PurchaseCommon Stock 287.97 $4.09 $1,177.80
Disclosure

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,149,159.97

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 20:10 UTC
Ahlborn AndrewChief Financial Officer
PurchaseCommon Stock 10,000 $5.04 $50,395.00
Disclosure

SEC source: 0001104659-25-023954 · tm259222-1_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,808

Read SEC document
March 10, 2025 Filed Mar 11, 2025 20:30 UTC
Taylor GaryChief Operating Officer
PurchaseCommon Stock 10,000 $5.23 $52,300.00
Disclosure

SEC source: 0001104659-25-022576 · tm258850-1_4seq1.xml · nonDerivative · entry 1

Taylor Gary · CIK 0001773584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,097

Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:30 UTC PurchaseCommon stock 5,000 $5.12 $25,590.00
Disclosure

SEC source: 0001104659-25-022992 · tm258977-1_4seq1.xml · nonDerivative · entry 1

NATHAN GILBERT E · CIK 0001657622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,106

Read SEC document
March 07, 2025 Filed Mar 10, 2025 23:00 UTC
Zausmer AdamChief Credit Officer
PurchaseCommon Stock 10,000 $5.42 $54,200.00
Disclosure

SEC source: 0001104659-25-022265 · tm258788-1_4seq1.xml · nonDerivative · entry 1

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,105

Read SEC document
March 06, 2025 Filed Mar 6, 2025 21:00 UTC
Capasse Thomas EDirector · CEO and CIO
PurchaseCommon Stock 90,000 $4.99 $449,100.00
Disclosure

SEC source: 0001104659-25-021450 · tm258488-2_4seq1.xml · nonDerivative · entry 2

Capasse Thomas E · CIK 0001469065 · Director · CEO and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,925

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.865 to $5.04. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 21:00 UTC
Capasse Thomas EDirector · CEO and CIO
PurchaseCommon Stock 10,000 $4.80 $47,980.00
Disclosure

SEC source: 0001104659-25-021450 · tm258488-2_4seq1.xml · nonDerivative · entry 1

Capasse Thomas E · CIK 0001469065 · Director · CEO and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,925

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.795 to $4.7999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 16:30 UTC
Ross Jack J.Director · President
PurchaseCommon Stock 5,000 $4.85 $24,245.00
Disclosure

SEC source: 0001104659-25-021391 · tm258488-1_4seq1.xml · nonDerivative · entry 1

Ross Jack J. · CIK 0001469109 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,264

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.845 to $4.85. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: The Reporting Person owns the shares of Common Stock of the Issuer through the Mr. Jack J. Ross and Mrs. Robin J. Ross JTWROS, a joint tenant account of the Reporting Person and his wife.

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February 22, 2025 Filed Feb 25, 2025 22:35 UTC
Ahlborn AndrewChief Financial Officer
Exercise / conversionPerformance Stock Units · Derivative 19,894 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-016999 · tm257584-3_4seq1.xml · derivative · entry 5

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 19,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

F4 · derivative.exercise_date: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

F4 · derivative.expiration_date: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

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February 22, 2025 Filed Feb 25, 2025 22:35 UTC
Ahlborn AndrewChief Financial Officer
Tax withholdingCommon Stock 9,400 $6.72 $63,168.00
Disclosure

SEC source: 0001104659-25-016999 · tm257584-3_4seq1.xml · nonDerivative · entry 4

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,808

F5 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of PSUs as described in footnote (4) hereof.

F3 · price: Represents the closing price of the Common Stock on February 21, 2025.

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February 22, 2025 Filed Feb 25, 2025 22:35 UTC
Ahlborn AndrewChief Financial Officer
Exercise / conversionCommon Stock 19,894 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-016999 · tm257584-3_4seq1.xml · nonDerivative · entry 3

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

F4 · price: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

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February 22, 2025 Filed Feb 25, 2025 22:35 UTC
Ahlborn AndrewChief Financial Officer
Tax withholdingCommon Stock 6,955 $6.72 $46,737.60
Disclosure

SEC source: 0001104659-25-016999 · tm257584-3_4seq1.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,314

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 22, 2024.

F3 · price: Represents the closing price of the Common Stock on February 21, 2025.

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February 22, 2025 Filed Feb 25, 2025 22:35 UTC
Ahlborn AndrewChief Financial Officer
GrantCommon Stock 89,286 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-016999 · tm257584-3_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,269

F1 · shares: On February 22, 2025, the reporting person was awarded 89,286 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-third on February 22, 2026, February 22, 2027 and February 22, 2028.

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February 22, 2025 Filed Feb 25, 2025 17:37 UTC GrantCommon stock 17,857 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-017001 · tm257584-5_4seq1.xml · nonDerivative · entry 1

REESE J MITCHELL · CIK 0001212662 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · J. Mitchell Reese Jr. Trust, UA 5/5/1999

Disclosed balance after: 118,916

F1 · shares: On February 22, 2025, the reporting person was awarded 17,857 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

F2 · balance_after: The reporting person owns the shares of Common Stock of the issuer through the J. Mitchell Reese Jr. Trust, UA 5/5/1999. The reporting person serves as the trustee and sole beneficiary of the trust and has sole voting and investment power with respect to the securities held by the trust.

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February 22, 2025 Filed Feb 25, 2025 22:39 UTC GrantCommon stock 17,857 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-017004 · tm257584-8_4seq1.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,538

F1 · shares: On February 22, 2025, the reporting person was awarded 17,857 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

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February 22, 2025 Filed Feb 25, 2025 22:38 UTC GrantCommon stock 17,857 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-017003 · tm257584-7_4seq1.xml · nonDerivative · entry 1

NATHAN GILBERT E · CIK 0001657622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,106

F1 · shares: On February 22, 2025, the reporting person was awarded 17,857 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025.

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February 22, 2025 Filed Feb 25, 2025 22:38 UTC GrantCommon stock 17,857 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-017002 · tm257584-6_4seq1.xml · nonDerivative · entry 1

Marshall Meredith · CIK 0001956757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,094

F1 · shares: On February 22, 2025, the reporting person was awarded 17,857 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025.

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February 22, 2025 Filed Feb 25, 2025 22:35 UTC GrantCommon stock 17,857 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-017000 · tm257584-4_4seq1.xml · nonDerivative · entry 1

Sinai Todd M. · CIK 0001630507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,268

F1 · shares: On February 22, 2025, the reporting person was awarded 17,857 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

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February 22, 2025 Filed Feb 25, 2025 22:34 UTC
Zausmer AdamChief Credit Officer
Exercise / conversionPerformance Stock Units · Derivative 19,894 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-016998 · tm257584-2_4seq1.xml · derivative · entry 5

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 19,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

F4 · derivative.exercise_date: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

F4 · derivative.expiration_date: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

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February 22, 2025 Filed Feb 25, 2025 22:34 UTC
Zausmer AdamChief Credit Officer
Tax withholdingCommon Stock 9,162 $6.72 $61,568.64
Disclosure

SEC source: 0001104659-25-016998 · tm257584-2_4seq1.xml · nonDerivative · entry 4

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,105

F5 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of PSUs as described in footnote (4) hereof.

F3 · price: Represents the closing price of the Common Stock on February 21, 2025.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 22:34 UTC
Zausmer AdamChief Credit Officer
Exercise / conversionCommon Stock 19,894 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-016998 · tm257584-2_4seq1.xml · nonDerivative · entry 3

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

F4 · price: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 22:34 UTC
Zausmer AdamChief Credit Officer
Tax withholdingCommon Stock 6,778 $6.72 $45,548.16
Disclosure

SEC source: 0001104659-25-016998 · tm257584-2_4seq1.xml · nonDerivative · entry 2

Zausmer Adam · CIK 0001874130 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,373

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 22, 2024.

F3 · price: Represents the closing price of the Common Stock on February 21, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.