Ahlborn Andrew

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 13

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,310.83

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

F2 · kind: Reflects transactions with respect to shares held by the reporting person's IRA for tax planning purposes.

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 12

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,153,108.83

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

F2 · kind: Reflects transactions with respect to shares held by the reporting person's IRA for tax planning purposes.

F3 · kind: The reporting person has disgorged to the issuer the profit realized from the transactions executed on April 29, 2026 and May 29, 2026.

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 11

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,153,109.61

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

F2 · kind: Reflects transactions with respect to shares held by the reporting person's IRA for tax planning purposes.

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 10

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,310.83

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

F2 · kind: Reflects transactions with respect to shares held by the reporting person's IRA for tax planning purposes.

F3 · kind: The reporting person has disgorged to the issuer the profit realized from the transactions executed on April 29, 2026 and May 29, 2026.

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 9

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,295.47

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

SEC source: 0001628280-26-018988 · wk-form4_1773792086.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,148,872

F3 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 22, 2025, February 22, 2024 and February 12, 2023.

F4 · price: Represents the closing price of the Common Stock on March 13, 2026.

SEC source: 0001628280-26-016114 · wk-form4_1773090902.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,202,070

F2 · shares: On March 5, 2026, the reporting person was awarded 291,262 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan (the "Plan"). The shares will vest in equal installments of one-third on March 5, 2027, March 5, 2028 and March 5, 2029, conditioned upon the reporting person's continued employment (with certain exceptions).

SEC source: 0001628280-26-016114 · wk-form4_1773090902.xml · derivative · entry 3

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800,000

Underlying: Common Stock · 1,800,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Common Stock (or an equivalent cash payment, as further described in footnote (4) below).

F4 · derivative.exercise_date: On March 2, 2026, the reporting person was awarded a special performance-based retention award of 1,800,000 performance-based restricted stock units ("PSUs") under the Plan. The PSUs may vest in up to ten, approximately equal parts, provided that the 30-day volume weighted average price of the Common Stock equals or exceeds ten, approximately equally spaced milestones between specified points, and further conditioned upon the reporting person's continued employment (with certain exceptions). The PSUs (i) will be settled in shares of Common Stock if the stockholders of the Company approve at the 2026 annual meeting of stockholders ("2026 Annual Meeting") an amendment to the Plan to increase the pool of shares available for grant thereunder (the "Plan Amendment"), or (ii) if the Plan Amendment is not approved by the Company's stockholders at the 2026 Annual Meeting, then the PSUs will be settled in cash based upon the value per share of Common Stock on the applicable vesting date.

F4 · derivative.expiration_date: On March 2, 2026, the reporting person was awarded a special performance-based retention award of 1,800,000 performance-based restricted stock units ("PSUs") under the Plan. The PSUs may vest in up to ten, approximately equal parts, provided that the 30-day volume weighted average price of the Common Stock equals or exceeds ten, approximately equally spaced milestones between specified points, and further conditioned upon the reporting person's continued employment (with certain exceptions). The PSUs (i) will be settled in shares of Common Stock if the stockholders of the Company approve at the 2026 annual meeting of stockholders ("2026 Annual Meeting") an amendment to the Plan to increase the pool of shares available for grant thereunder (the "Plan Amendment"), or (ii) if the Plan Amendment is not approved by the Company's stockholders at the 2026 Annual Meeting, then the PSUs will be settled in cash based upon the value per share of Common Stock on the applicable vesting date.

SEC source: 0001628280-26-016114 · wk-form4_1773090902.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 910,808

F1 · shares: On March 2, 2026, the reporting person was awarded a special time-based retention award of 600,000 shares of restricted Common Stock under the Plan. The shares will vest on December 31, 2028, conditioned upon the reporting person's continued employment (with certain exceptions).

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 8

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,236.28

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 7

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,223.76

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

SEC source: 0001628280-26-018988 · wk-form4_1773792086.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,176,822

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 3, 2025.

F2 · price: Represents the closing price of the Common Stock on December 23, 2025.

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 6

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,172.23

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 5

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,061.41

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 4

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,149,607.09

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 3

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,149,534.09

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,149,230.05

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

SEC source: 0001628280-26-039790 · wk-form4_1780430859.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,149,159.97

F1 · kind: Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

SEC source: 0001104659-25-023954 · tm259222-1_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,808

SEC source: 0001104659-25-016999 · tm257584-3_4seq1.xml · derivative · entry 5

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 19,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

F4 · derivative.exercise_date: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

F4 · derivative.expiration_date: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

SEC source: 0001104659-25-016999 · tm257584-3_4seq1.xml · nonDerivative · entry 4

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,808

F5 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of PSUs as described in footnote (4) hereof.

F3 · price: Represents the closing price of the Common Stock on February 21, 2025.

SEC source: 0001104659-25-016999 · tm257584-3_4seq1.xml · nonDerivative · entry 3

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

F4 · price: Reflects performance stock units ("PSUs") earned on February 22, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. All of the PSUs earned converted to fully-vested shares of Common Stock on February 22, 2025.

SEC source: 0001104659-25-016999 · tm257584-3_4seq1.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,314

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 22, 2024.

F3 · price: Represents the closing price of the Common Stock on February 21, 2025.

SEC source: 0001104659-25-016999 · tm257584-3_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,269

F1 · shares: On February 22, 2025, the reporting person was awarded 89,286 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-third on February 22, 2026, February 22, 2027 and February 22, 2028.

SEC source: 0001104659-25-014058 · tm256726-2_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,983

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on February 12, 2025.

SEC source: 0001104659-25-009663 · tm255595-2_4seq1.xml · derivative · entry 3

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 148,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

SEC source: 0001104659-25-009663 · tm255595-2_4seq1.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,999

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F3 · price: Represents the closing price of the Common Stock on February 3, 2025.

SEC source: 0001104659-25-009663 · tm255595-2_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

F1 · price: Reflects performance stock units ("PSUs") earned on February 3, 2025, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting. Two-thirds of the PSUs earned converted to fully-vested shares of Common Stock on February 3, 2025, and the remaining one-third of the PSUs earned converted to restricted shares of Common Stock on February 3, 2025, which will vest on December 31, 2025, subject to the reporting person's continued service with the Issuer on such date, subject to certain exceptions.

SEC source: 0001104659-24-027769 · tm246309-14_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,753

F1 · shares: On February 22, 2024, the reporting person was awarded 44,150 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-third on February 22, 2025, February 22, 2026 and February 22, 2027.

SEC source: 0001104659-24-023853 · tm246309-2_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,603

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on February 12, 2024.

SEC source: 0001104659-24-003427 · tm243230-3_4seq1.xml · derivative · entry 3

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

SEC source: 0001104659-24-003427 · tm243230-3_4seq1.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,012

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F3 · price: Represents the closing price of the Common Stock on January 9, 2024.

SEC source: 0001104659-24-003427 · tm243230-3_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

F1 · price: Reflects performance stock units ("PSUs") earned on January 9, 2024, under the Ready Capital Corporation 2013 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each PSU at vesting.

SEC source: 0001104659-23-022109 · tm236100-11_4seq1.xml · nonDerivative · entry 3

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,967

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F4 · price: Represents the closing price of the Common Stock on February 13, 2023.

SEC source: 0001104659-23-022109 · tm236100-11_4seq1.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,167

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock.

F3 · price: Represents the closing price of the Common Stock on February 10, 2023.

SEC source: 0001104659-23-022109 · tm236100-11_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,247

F1 · price: On February 12, 2023, the reporting person was awarded 30,817 Restricted Stock Units ("RSUs") under the 2013 Ready Capital Corporation Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting. Pursuant to the terms of the award agreement, the RSUs will vest in equal installments of one-third on February 12, 2024, February 12, 2025 and February 12, 2026. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

SEC source: 0001104659-22-096022 · tm2224794-1_4seq1.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,430

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.74 to $13.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001104659-22-096022 · tm2224794-1_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,465

SEC source: 0001104659-22-031573 · tm228681-1_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,930

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 1,557 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on March 4, 2022.

SEC source: 0001104659-22-023888 · tm226526-10_4seq1.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,574

F2 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 7,693 shares of Common Stock.

F3 · price: Represents the closing price of the Common Stock on February 11, 2022.

SEC source: 0001104659-22-023888 · tm226526-10_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,755

F1 · price: On February 12, 2022, the reporting person was awarded 26,427 Restricted Stock Units ("RSUs") under the 2012 Ready Capital Corporation Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting. Pursuant to the terms of the award agreement, the RSUs will vest in equal installments of one-third on February 12, 2023, February 12, 2024 and February 12, 2025. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.

SEC source: 0001104659-21-033838 · tm219174-1_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,328

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 2,760 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on March 5, 2021.

SEC source: 0001104659-21-024967 · tm217125-1_4seq1.xml · nonDerivative · entry 2

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,412

F5 · price: On February 12, 2021, the reporting person was awarded 12,379 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-third on February 12, 2022, February 12, 2023 and February 12, 2024. The reporting person will receive dividends on the unvested shares of restricted Common Stock.

F3 · balance_after: On March 11, 2020, the Issuer's Board of Directors declared a quarterly cash dividend of $0.40 per share of Common Stock. On March 20, 2020, the Issuer announced that the dividend will be paid in a combination of cash and Common Stock on April 30, 2020 to common stockholders of record as of the close of business of March 31, 2020. As a result, the Reporting Person received approximately 1,139 shares of Common Stock.

F4 · balance_after: Reflects the withholding of an aggregate of 937 shares of Common Stock by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with prior vesting of Common Stock previously granted and reported on prior Forms 4.

SEC source: 0001104659-21-024967 · tm217125-1_4seq1.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,033

F1 · shares: Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 3,566 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on February 12, 2021.

F3 · balance_after: On March 11, 2020, the Issuer's Board of Directors declared a quarterly cash dividend of $0.40 per share of Common Stock. On March 20, 2020, the Issuer announced that the dividend will be paid in a combination of cash and Common Stock on April 30, 2020 to common stockholders of record as of the close of business of March 31, 2020. As a result, the Reporting Person received approximately 1,139 shares of Common Stock.

F4 · balance_after: Reflects the withholding of an aggregate of 937 shares of Common Stock by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with prior vesting of Common Stock previously granted and reported on prior Forms 4.

SEC source: 0001104659-20-036978 · a4.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,250

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.3239 to $6.415, inclusive on March 19, 2020. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 7,077 shares of unvested restricted Common Stock that were previously granted to the reporting person under the 2012 Ready Capital Corporation Equity Incentive Plan.

SEC source: 0001104659-20-022857 · a4.xml · nonDerivative · entry 1

Ahlborn Andrew · CIK 0001778219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,978

F1 · price: On February 14, 2020, the reporting person was awarded 10,698 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-third on February 14, 2021, February 14, 2022 and February 14, 2023. The reporting person will receive dividends on the unvested shares of restricted Common Stock.

F2 · balance_after: Includes 7,077 shares of unvested restricted Common Stock that were previously granted to the reporting person under the 2012 Ready Capital Corporation Equity Incentive Plan.