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Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2019 Filed Feb 1, 2019 19:37 UTC
Chen WendellDirector
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-006357 · doc4.xml · derivative · entry 3

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

Read SEC document
January 29, 2019 Filed Feb 1, 2019 19:37 UTC
Chen WendellDirector
Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-006357 · doc4.xml · nonDerivative · entry 2

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Feb 1, 2019 19:37 UTC
Chen WendellDirector
Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-006357 · doc4.xml · nonDerivative · entry 1

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Feb 5, 2019 21:24 UTC Amendment
Chen WendellDirector
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-007336 · doc4a.xml · derivative · entry 3

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

Read SEC document
January 29, 2019 Filed Feb 5, 2019 21:24 UTC Amendment
Chen WendellDirector
Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-007336 · doc4a.xml · nonDerivative · entry 2

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Feb 5, 2019 21:24 UTC Amendment
Chen WendellDirector
Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-007336 · doc4a.xml · nonDerivative · entry 1

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Feb 1, 2019 20:08 UTC GrantStock Options 6,000 $18.38 $110,280.00
Disclosure

SEC source: 0001209191-19-006365 · doc4.xml · nonDerivative · entry 1

KAY JACQUELINE B · CIK 0001233596 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
January 23, 2019 Filed Feb 1, 2019 20:11 UTC GrantStock Options 6,000 $18.38 $110,280.00
Disclosure

SEC source: 0001209191-19-006368 · doc4.xml · nonDerivative · entry 1

Mach Wilson · CIK 0001758146 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
January 23, 2019 Filed Feb 5, 2019 19:32 UTC Amendment GrantStock Options 6,000 $18.38 $110,280.00
Disclosure

SEC source: 0001209191-19-007252 · doc4a.xml · nonDerivative · entry 1

Mach Wilson · CIK 0001758146 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
November 09, 2018 Filed Nov 13, 2018 20:47 UTC Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-058184 · doc4.xml · derivative · entry 4

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 20:47 UTC Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-058184 · doc4.xml · derivative · entry 3

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2018-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 20:47 UTC Exercise / conversionStock Options 21,526 $9.29 $200,008.83
Disclosure

SEC source: 0001209191-18-058184 · doc4.xml · nonDerivative · entry 2

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 20:47 UTC Exercise / conversionCommon Stock, No Par Value 21,526 $9.29 $200,008.83
Disclosure

SEC source: 0001209191-18-058184 · doc4.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 6, 2018 16:51 UTC PurchaseCommon Stock, No Par Value 1,000 $21.52 $21,520.00
Disclosure

SEC source: 0001209191-18-057323 · doc4.xml · nonDerivative · entry 1

Mach Wilson · CIK 0001758146 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
November 06, 2018 Filed Nov 7, 2018 19:31 UTC
LIN CHUANG IDirector
Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001209191-18-057531 · doc4.xml · derivative · entry 6

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 19:31 UTC
LIN CHUANG IDirector
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-057531 · doc4.xml · derivative · entry 5

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 19:31 UTC
LIN CHUANG IDirector
Exercise / conversionCommon Stock, No Par Value 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001209191-18-057531 · doc4.xml · nonDerivative · entry 4

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 19:31 UTC
LIN CHUANG IDirector
Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-057531 · doc4.xml · nonDerivative · entry 3

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 19:31 UTC
LIN CHUANG IDirector
Exercise / conversionStock Options 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001209191-18-057531 · doc4.xml · nonDerivative · entry 2

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 19:31 UTC
LIN CHUANG IDirector
Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-057531 · doc4.xml · nonDerivative · entry 1

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 18:37 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-057090 · doc4.xml · derivative · entry 6

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 18:37 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-057090 · doc4.xml · derivative · entry 5

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2018-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 18:37 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionOption (right to buy) · Derivative 82,011 $9.29 Strike: $9.29 $762,005.21
Disclosure

SEC source: 0001209191-18-057090 · doc4.xml · derivative · entry 4

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,011 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 18:37 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionStock Options 103,537 $9.29 $962,014.04
Disclosure

SEC source: 0001209191-18-057090 · doc4.xml · nonDerivative · entry 2

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 18:37 UTC
Thian Yee PhongPresident/CEO
PurchaseCommon Stock, No Par Value 103,537 $9.29 $962,014.04
Disclosure

SEC source: 0001209191-18-057090 · doc4.xml · nonDerivative · entry 1

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,114

Read SEC document
November 01, 2018 Filed Nov 9, 2018 16:46 UTC Amendment
Thian Yee PhongPresident/CEO
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-057875 · doc4a.xml · derivative · entry 6

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.

Read SEC document
November 01, 2018 Filed Nov 9, 2018 16:46 UTC Amendment
Thian Yee PhongPresident/CEO
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-057875 · doc4a.xml · derivative · entry 5

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2018-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.

Read SEC document
November 01, 2018 Filed Nov 9, 2018 16:46 UTC Amendment
Thian Yee PhongPresident/CEO
Exercise / conversionOption (right to buy) · Derivative 82,011 $9.29 Strike: $9.29 $762,005.21
Disclosure

SEC source: 0001209191-18-057875 · doc4a.xml · derivative · entry 4

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,011 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

Read SEC document
November 01, 2018 Filed Nov 9, 2018 16:46 UTC Amendment
Thian Yee PhongPresident/CEO
Exercise / conversionStock Options 103,537 $9.29 $962,014.04
Disclosure

SEC source: 0001209191-18-057875 · doc4a.xml · nonDerivative · entry 2

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 9, 2018 16:46 UTC Amendment
Thian Yee PhongPresident/CEO
Exercise / conversionCommon Stock, No Par Value 103,537 $9.29 $962,014.04
Disclosure

SEC source: 0001209191-18-057875 · doc4a.xml · nonDerivative · entry 1

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Aug 19, 2020 00:33 UTC Amendment
Thian Yee PhongPresident/CEO
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-20-047368 · doc4a.xml · derivative · entry 6

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.

Read SEC document
November 01, 2018 Filed Aug 19, 2020 00:33 UTC Amendment
Thian Yee PhongPresident/CEO
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-20-047368 · doc4a.xml · derivative · entry 5

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2018-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.

Read SEC document
November 01, 2018 Filed Aug 19, 2020 00:33 UTC Amendment
Thian Yee PhongPresident/CEO
Exercise / conversionOption (right to buy) · Derivative 82,011 $9.29 Strike: $9.29 $762,005.21
Disclosure

SEC source: 0001209191-20-047368 · doc4a.xml · derivative · entry 4

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,011 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

Read SEC document
November 01, 2018 Filed Aug 19, 2020 00:33 UTC Amendment
Thian Yee PhongPresident/CEO
Exercise / conversionStock Options 103,537 $9.29 $962,014.04
Disclosure

SEC source: 0001209191-20-047368 · doc4a.xml · nonDerivative · entry 2

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Aug 19, 2020 00:33 UTC Amendment
Thian Yee PhongPresident/CEO
Exercise / conversionCommon Stock, No Par Value 103,537 $9.29 $962,014.04
Disclosure

SEC source: 0001209191-20-047368 · doc4a.xml · nonDerivative · entry 1

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 18:01 UTC Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-056458 · doc4.xml · derivative · entry 3

Thian Fui Ming · CIK 0001711520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 18:01 UTC Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-056458 · doc4.xml · nonDerivative · entry 2

Thian Fui Ming · CIK 0001711520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 18:01 UTC Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-056458 · doc4.xml · nonDerivative · entry 1

Thian Fui Ming · CIK 0001711520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 22:11 UTC Exercise / conversionOption (right to buy) · Derivative 10,250 $13.21 Strike: $13.21 $135,400.45
Disclosure

SEC source: 0001209191-18-056461 · doc4.xml · derivative · entry 3

Huang Pei Chin · CIK 0001711556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,250 shares

Expires 2024-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 22:11 UTC Exercise / conversionStock Options 10,250 $13.21 $135,400.45
Disclosure

SEC source: 0001209191-18-056461 · doc4.xml · nonDerivative · entry 2

Huang Pei Chin · CIK 0001711556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 22:11 UTC Exercise / conversionCommon Stock, No Par Value 10,250 $13.21 $135,400.45
Disclosure

SEC source: 0001209191-18-056461 · doc4.xml · nonDerivative · entry 1

Huang Pei Chin · CIK 0001711556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 13:31 UTC
Lin Ko-YenDirector
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-055284 · doc4.xml · derivative · entry 5

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 13:31 UTC
Lin Ko-YenDirector
Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-055284 · doc4.xml · nonDerivative · entry 3

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 15, 2018 Filed Oct 17, 2018 13:31 UTC
Lin Ko-YenDirector
Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-055284 · doc4.xml · nonDerivative · entry 1

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 26, 2018 Filed Sep 28, 2018 16:53 UTC Exercise / conversionOption (right to buy) · Derivative 4,036 $11.15 Strike: $11.15 $45,000.59
Disclosure

SEC source: 0001209191-18-052530 · doc4.xml · derivative · entry 3

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,036

Underlying: Common Stock · 8,072 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

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September 26, 2018 Filed Sep 28, 2018 16:53 UTC Exercise / conversionStock Options 4,036 $11.15 $45,000.59
Disclosure

SEC source: 0001209191-18-052530 · doc4.xml · nonDerivative · entry 2

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 16:53 UTC Exercise / conversionCommon Stock, No Par Value 4,036 $11.15 $45,000.59
Disclosure

SEC source: 0001209191-18-052530 · doc4.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 31, 2018 Filed Sep 5, 2018 23:11 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionOption (right to buy) · Derivative 150,000 $9.29 Strike: $9.29 $1,393,725.00
Disclosure

SEC source: 0001209191-18-049664 · doc4.xml · derivative · entry 5

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,010

Underlying: Common Stock · 232,010 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

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August 31, 2018 Filed Sep 5, 2018 23:11 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionStock Options 150,000 $9.29 $1,393,725.00
Disclosure

SEC source: 0001209191-18-049664 · doc4.xml · nonDerivative · entry 3

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 23:11 UTC
Thian Yee PhongPresident/CEO
SaleCommon Stock, No Par Value 150,000 $28.70 $4,305,000.00
Disclosure

SEC source: 0001209191-18-049664 · doc4.xml · nonDerivative · entry 2

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,577

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.