Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RBB BancorpRBB · Entity 5572 | EVP | January 23, 2019 | February 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RBB Bancorp
Report date January 23, 2019 · Filed February 05, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table I · non-derivative | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2019-01-23 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 6,000 |
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-23 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 0 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.38 · Expires 2029-01-23 | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2019-01-23 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 6,000 F1: These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2019 Filed Feb 1, 2019 20:08 UTC | RBB Bancorp RBB · Entity 5572 | GrantStock Options | 6,000 | $18.38 | $110,280.00 |
DisclosureSEC source: 0001209191-19-006365 · doc4.xml · nonDerivative · entry 1 KAY JACQUELINE B · CIK 0001233596 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.