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Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2019 Filed Sep 11, 2019 23:33 UTC Exercise / conversionOption (right to buy) · Derivative 20,588 $9.29 Strike: $9.29 $191,293.40
Disclosure

SEC source: 0001209191-19-049233 · doc4.xml · derivative · entry 4

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,588 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant.

Read SEC document
September 11, 2019 Filed Sep 11, 2019 23:33 UTC Exercise / conversionStock Options 20,588 $9.29 $191,293.40
Disclosure

SEC source: 0001209191-19-049233 · doc4.xml · nonDerivative · entry 3

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 11, 2019 23:33 UTC Exercise / conversionCommon Stock, No Par Value 20,588 $19.99 $411,554.12
Disclosure

SEC source: 0001209191-19-049233 · doc4.xml · nonDerivative · entry 2

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 11, 2019 23:33 UTC Exercise / conversionCommon Stock, No Par Value 20,588 $9.29 $191,293.40
Disclosure

SEC source: 0001209191-19-049233 · doc4.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 00:10 UTC PurchaseCommon Stock, No Par Value 115,000 $20.00 $2,300,000.00
Disclosure

SEC source: 0001209191-19-049238 · doc4.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,717

Read SEC document
August 30, 2019 Filed Apr 28, 2020 23:39 UTC
Kao JamesDirector
GiftCommon Stock, No Par Value 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-026054 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,876

F1 · price: Gift

Read SEC document
August 30, 2019 Filed Apr 28, 2020 23:41 UTC GiftCommon Stock, No Par Value 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-026055 · doc4.xml · nonDerivative · entry 1

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,063

F1 · price: Gift

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:30 UTC
Kao JamesDirector
Exercise / conversionOption (right to buy) · Derivative 10,000 $18.25 Strike: $18.25 $182,500.00
Disclosure

SEC source: 0001209191-19-047263 · doc4.xml · derivative · entry 6

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:30 UTC
Kao JamesDirector
Exercise / conversionOption (right to buy) · Derivative 10,000 $17.08 Strike: $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-047263 · doc4.xml · derivative · entry 5

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:30 UTC
Kao JamesDirector
Exercise / conversionStock Options 10,000 $18.25 $182,500.00
Disclosure

SEC source: 0001209191-19-047263 · doc4.xml · nonDerivative · entry 4

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:30 UTC
Kao JamesDirector
Exercise / conversionStock Options 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-047263 · doc4.xml · nonDerivative · entry 3

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:30 UTC
Kao JamesDirector
Exercise / conversionCommon Stock, No Par Value 10,000 $18.25 $182,500.00
Disclosure

SEC source: 0001209191-19-047263 · doc4.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:30 UTC
Kao JamesDirector
Exercise / conversionCommon Stock, No Par Value 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-047263 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Mar 5, 2020 02:23 UTC Amendment
Kao JamesDirector
Exercise / conversionOption (right to buy) · Derivative 10,000 $18.25 Strike: $18.25 $182,500.00
Disclosure

SEC source: 0001209191-20-016435 · doc4a.xml · derivative · entry 6

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Read SEC document
August 21, 2019 Filed Mar 5, 2020 02:23 UTC Amendment
Kao JamesDirector
Exercise / conversionOption (right to buy) · Derivative 10,000 $17.08 Strike: $17.08 $170,800.00
Disclosure

SEC source: 0001209191-20-016435 · doc4a.xml · derivative · entry 5

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

Read SEC document
August 21, 2019 Filed Mar 5, 2020 02:23 UTC Amendment
Kao JamesDirector
Exercise / conversionStock Options 10,000 $18.25 $182,500.00
Disclosure

SEC source: 0001209191-20-016435 · doc4a.xml · nonDerivative · entry 4

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Mar 5, 2020 02:23 UTC Amendment
Kao JamesDirector
Exercise / conversionStock Options 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-20-016435 · doc4a.xml · nonDerivative · entry 3

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Mar 5, 2020 02:23 UTC Amendment
Kao JamesDirector
Exercise / conversionCommon Stock, No Par Value 10,000 $18.25 $182,500.00
Disclosure

SEC source: 0001209191-20-016435 · doc4a.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Mar 5, 2020 02:23 UTC Amendment
Kao JamesDirector
Exercise / conversionCommon Stock, No Par Value 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-20-016435 · doc4a.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2019 Filed Aug 19, 2020 01:18 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionRestricted Stock Shares · Derivative 14,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047382 · doc4.xml · derivative · entry 4

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,950

Underlying: Restricted Stock · 14,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/3 of this restricted stock grant vested on August 15, 2019 and thereafter 1/3 of this restricted stock grant will vest on August 15, 2020 and August 15, 2021.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock shares vest.

Read SEC document
August 15, 2019 Filed Aug 19, 2020 01:18 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionRestricted Stock Shares 14,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047382 · doc4.xml · nonDerivative · entry 2

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2019 Filed Aug 19, 2020 01:18 UTC
Thian Yee PhongPresident/CEO
Exercise / conversionCommon Stock, No Par Value 14,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047382 · doc4.xml · nonDerivative · entry 1

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent the first vesting of the three equal annual installments beginning one year after the 08/15/2018 date of grant.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionOption (right to buy) · Derivative 10,000 $18.25 Strike: $18.25 $182,500.00
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · derivative · entry 18

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionOption (right to buy) · Derivative 10,000 $17.08 Strike: $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · derivative · entry 17

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionOption (right to buy) · Derivative 10,250 $13.21 Strike: $13.21 $135,400.45
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · derivative · entry 16

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,250 shares

Expires 2024-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · derivative · entry 15

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · derivative · entry 14

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · derivative · entry 13

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionStock Options 10,000 $18.25 $182,500.00
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 12

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionStock Options 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 11

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionStock Options 10,250 $13.21 $135,400.45
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 10

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionStock Options 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 9

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionStock Options 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 8

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 7

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionCommon Stock, No Par Value 10,000 $18.25 $182,500.00
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 6

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionCommon Stock, No Par Value 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 5

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionCommon Stock, No Par Value 10,250 $13.21 $135,400.45
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 4

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionCommon Stock, No Par Value 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 3

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionCommon Stock, No Par Value 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 2

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 17:27 UTC
Kao Ruey ChyrFormer Director
Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-043966 · doc4.xml · nonDerivative · entry 1

Kao Ruey Chyr · CIK 0001711559 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2019 Filed Jul 20, 2019 00:18 UTC
Huang Pei ChinFormer Director
Exercise / conversionOption (right to buy) · Derivative 10,000 $17.08 Strike: $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-042844 · doc4.xml · derivative · entry 3

Huang Pei Chin · CIK 0001711556 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

Read SEC document
July 19, 2019 Filed Jul 20, 2019 00:18 UTC
Huang Pei ChinFormer Director
Exercise / conversionStock Options 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-042844 · doc4.xml · nonDerivative · entry 2

Huang Pei Chin · CIK 0001711556 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2019 Filed Jul 20, 2019 00:18 UTC
Huang Pei ChinFormer Director
Exercise / conversionCommon Stock, No Par Value 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-042844 · doc4.xml · nonDerivative · entry 1

Huang Pei Chin · CIK 0001711556 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2019 Filed Jul 20, 2019 00:09 UTC
Huang Pei ChinFormer Director
Exercise / conversionOption (right to buy) · Derivative 10,000 $18.25 Strike: $18.25 $182,500.00
Disclosure

SEC source: 0001209191-19-042839 · doc4.xml · derivative · entry 3

Huang Pei Chin · CIK 0001711556 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Read SEC document
July 19, 2019 Filed Jul 20, 2019 00:09 UTC
Huang Pei ChinFormer Director
Exercise / conversionStock Options 10,000 $18.25 $182,500.00
Disclosure

SEC source: 0001209191-19-042839 · doc4.xml · nonDerivative · entry 2

Huang Pei Chin · CIK 0001711556 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2019 Filed Jul 20, 2019 00:09 UTC
Huang Pei ChinFormer Director
Exercise / conversionCommon Stock, No Par Value 10,000 $18.25 $182,500.00
Disclosure

SEC source: 0001209191-19-042839 · doc4.xml · nonDerivative · entry 1

Huang Pei Chin · CIK 0001711556 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2019 Filed Jul 20, 2019 00:07 UTC
Huang Pei ChinFormer Director
Exercise / conversionOption (right to buy) · Derivative 10,000 $18.25 Strike: $18.25 $182,500.00
Disclosure

SEC source: 0001209191-19-042837 · doc4.xml · derivative · entry 3

Huang Pei Chin · CIK 0001711556 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Read SEC document
July 19, 2019 Filed Jul 20, 2019 00:07 UTC
Huang Pei ChinFormer Director
Exercise / conversionStock Options 10,000 $18.25 $182,500.00
Disclosure

SEC source: 0001209191-19-042837 · doc4.xml · nonDerivative · entry 2

Huang Pei Chin · CIK 0001711556 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2019 Filed Jul 20, 2019 00:07 UTC
Huang Pei ChinFormer Director
Exercise / conversionCommon Stock, No Par Value 10,000 $18.25 $182,500.00
Disclosure

SEC source: 0001209191-19-042837 · doc4.xml · nonDerivative · entry 1

Huang Pei Chin · CIK 0001711556 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 17, 2019 18:49 UTC Exercise / conversionOption (right to buy) · Derivative 3,333 $18.25 Strike: $18.25 $60,827.25
Disclosure

SEC source: 0001209191-19-037363 · doc4.xml · derivative · entry 3

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2026-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.