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FreightCar America, Inc.

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6251
SEC CIK
0001320854
Parsed reports
221

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2019 Filed Jan 23, 2019 18:10 UTC
BAUN THEODORE W.Chief Commercial Officer
Tax withholdingCommon Stock 1,768 $7.49 $13,233.48
Disclosure

SEC source: 0000899243-19-001748 · doc4.xml · nonDerivative · entry 1

BAUN THEODORE W. · CIK 0001443910 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,303

F1 · kind: Represents the exercise of a tax withholding right in connection with the vesting of 5,108 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 00:26 UTC
Vlamis Georgia LVP, Gen Counsel, Corp Sec & HR
Tax withholdingCommon Stock 982 $7.49 $7,350.27
Disclosure

SEC source: 0000899243-19-001772 · doc4.xml · nonDerivative · entry 2

Vlamis Georgia L · CIK 0001659973 · VP, Gen Counsel, Corp Sec & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,478

F2 · kind: Represents the exercise of a tax withholding right in connection with the vesting of 2,838 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 00:26 UTC
Vlamis Georgia LVP, Gen Counsel, Corp Sec & HR
Tax withholdingCommon Stock 162 $9.45 $1,530.90
Disclosure

SEC source: 0000899243-19-001772 · doc4.xml · nonDerivative · entry 1

Vlamis Georgia L · CIK 0001659973 · VP, Gen Counsel, Corp Sec & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,460

F1 · kind: Represents the exercise of a tax withholding right in connection with the vesting of 468 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 19:37 UTC
BAUN THEODORE W.Chief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 35,750 $0.00 Strike: $7.41 $0.00
Disclosure

SEC source: 0000899243-19-001323 · doc4.xml · derivative · entry 2

BAUN THEODORE W. · CIK 0001443910 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,750

Underlying: Common stock · 35,750 shares

Expires 2029-01-14

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 14, 2020.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 19:37 UTC
BAUN THEODORE W.Chief Commercial Officer
GrantCommon Stock 16,543 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001323 · doc4.xml · nonDerivative · entry 1

BAUN THEODORE W. · CIK 0001443910 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,071

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 14, 2019 and will vest on January 14, 2022. The restricted shares are subject to certain restrictions (including possible forfeiture)

F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 19:39 UTC
MALIEKEL JOSEPH JVP, Corp Controller and PAO
GrantEmployee Stock Option (right to buy) · Derivative 7,790 $0.00 Strike: $7.41 $0.00
Disclosure

SEC source: 0000899243-19-001326 · doc4.xml · derivative · entry 2

MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,790

Underlying: Common stock · 7,790 shares

Expires 2029-01-14

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 14, 2020.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 19:39 UTC
MALIEKEL JOSEPH JVP, Corp Controller and PAO
GrantCommon Stock 8,411 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001326 · doc4.xml · nonDerivative · entry 1

MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,053.674

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 14, 2019 and will vest on January 14, 2022. The restricted shares are subject to certain restrictions (including possible forfeiture)

F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

Read SEC document
January 14, 2019 Filed Jan 17, 2019 00:40 UTC
KOHNKE MATTHEW SVP, Finance, CFO, Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 27,578 $0.00 Strike: $7.41 $0.00
Disclosure

SEC source: 0000899243-19-001327 · doc4.xml · derivative · entry 2

KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,578

Underlying: Common stock · 27,578 shares

Expires 2029-01-14

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 14, 2020.

Read SEC document
January 14, 2019 Filed Jan 17, 2019 00:40 UTC
KOHNKE MATTHEW SVP, Finance, CFO, Treasurer
GrantCommon Stock 12,762 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001327 · doc4.xml · nonDerivative · entry 1

KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,993

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 14, 2019 and will vest on January 14, 2022. The restricted shares are subject to certain restrictions (including possible forfeiture)

F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

Read SEC document
January 14, 2019 Filed Jan 17, 2019 00:36 UTC
Vlamis Georgia LVP, Gen Counsel, Corp Sec & HR
GrantEmployee Stock Option (right to buy) · Derivative 27,349 $0.00 Strike: $7.41 $0.00
Disclosure

SEC source: 0000899243-19-001322 · doc4.xml · derivative · entry 2

Vlamis Georgia L · CIK 0001659973 · VP, Gen Counsel, Corp Sec & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,349

Underlying: Common stock · 27,349 shares

Expires 2029-01-14

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan.

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 14, 2020.

Read SEC document
January 14, 2019 Filed Jan 17, 2019 00:36 UTC
Vlamis Georgia LVP, Gen Counsel, Corp Sec & HR
GrantCommon Stock 12,655 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001322 · doc4.xml · nonDerivative · entry 1

Vlamis Georgia L · CIK 0001659973 · VP, Gen Counsel, Corp Sec & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,622

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 14, 2019 and will vest on January 14, 2022. The restricted shares are subject to certain restrictions (including possible forfeiture).

F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

Read SEC document
January 14, 2019 Filed Jan 17, 2019 00:35 UTC
Meyer James RDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 72,959 $0.00 Strike: $7.41 $0.00
Disclosure

SEC source: 0000899243-19-001320 · doc4.xml · derivative · entry 2

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,959

Underlying: Common stock · 72,959 shares

Expires 2029-01-14

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 14, 2020.

Read SEC document
January 14, 2019 Filed Jan 17, 2019 00:35 UTC
Meyer James RDirector · President and CEO
GrantCommon Stock 33,761 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001320 · doc4.xml · nonDerivative · entry 1

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,767

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 14, 2019 and will vest on January 14, 2022. The restricted shares are subject to certain restrictions (including possible forfeiture)

F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 18:14 UTC PurchaseCommon Stock 1,684 $9.40 $15,829.60
Disclosure

SEC source: 0000899243-18-029760 · doc4.xml · nonDerivative · entry 3

MADDEN THOMAS A · CIK 0001191466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,230

Read SEC document
November 26, 2018 Filed Nov 28, 2018 18:14 UTC PurchaseCommon Stock 787 $9.40 $7,397.80
Disclosure

SEC source: 0000899243-18-029760 · doc4.xml · nonDerivative · entry 2

MADDEN THOMAS A · CIK 0001191466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,546

Read SEC document
November 26, 2018 Filed Nov 28, 2018 18:14 UTC PurchaseCommon Stock 29 $9.40 $272.60
Disclosure

SEC source: 0000899243-18-029760 · doc4.xml · nonDerivative · entry 1

MADDEN THOMAS A · CIK 0001191466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,759

Read SEC document
November 07, 2018 Filed Nov 9, 2018 20:15 UTC
Meyer James RDirector · President and CEO
PurchaseCommon Stock 5,000 $9.86 $49,284.00
Disclosure

SEC source: 0000899243-18-028584 · doc4.xml · nonDerivative · entry 1

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,006

F1 · price: This transaction was executed in multible trades at prices ranging from $9.51 to $10.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issurer or a secrity holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 18:27 UTC
MALIEKEL JOSEPH JVP, Corp Controller and PAO
PurchaseCommon Stock 1,000 $10.13 $10,130.00
Disclosure

SEC source: 0000899243-18-028477 · doc4.xml · nonDerivative · entry 1

MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,642.674

Read SEC document
November 05, 2018 Filed Nov 7, 2018 23:29 UTC
KOHNKE MATTHEW SVP, Finance, CFO, Treasurer
PurchaseCommon Stock 1,000 $10.08 $10,080.00
Disclosure

SEC source: 0000899243-18-028478 · doc4.xml · nonDerivative · entry 1

KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,231

Read SEC document
May 22, 2018 Filed May 22, 2018 17:24 UTC PurchaseCommon Stock 4,000 $17.00 $68,000.00
Disclosure

SEC source: 0000899243-18-013710 · doc4.xml · nonDerivative · entry 3

MADDEN THOMAS A · CIK 0001191466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,730

Read SEC document
May 22, 2018 Filed May 22, 2018 17:24 UTC PurchaseCommon Stock 2,500 $16.95 $42,375.00
Disclosure

SEC source: 0000899243-18-013710 · doc4.xml · nonDerivative · entry 2

MADDEN THOMAS A · CIK 0001191466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,730

Read SEC document
May 22, 2018 Filed May 22, 2018 17:24 UTC PurchaseCommon Stock 2,847 $16.90 $48,114.30
Disclosure

SEC source: 0000899243-18-013710 · doc4.xml · nonDerivative · entry 1

MADDEN THOMAS A · CIK 0001191466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,230

Read SEC document
May 21, 2018 Filed May 22, 2018 12:43 UTC SaleCommon Stock 1,841 $17.00 $31,297.00
Disclosure

SEC source: 0000899243-18-013651 · doc4.xml · nonDerivative · entry 2

MADDEN THOMAS A · CIK 0001191466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,383

Read SEC document
May 18, 2018 Filed May 22, 2018 12:43 UTC SaleCommon Stock 7,506 $15.69 $117,769.14
Disclosure

SEC source: 0000899243-18-013651 · doc4.xml · nonDerivative · entry 1

MADDEN THOMAS A · CIK 0001191466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,224

Read SEC document
May 10, 2018 Filed May 14, 2018 15:57 UTC GrantCommon Stock 3,545 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012669 · doc4.xml · nonDerivative · entry 1

MOORE MALCOLM F · CIK 0001093727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,210

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 10, 2019 or (ii) the last trading day before the date of the Company's 2019 annual meeting of shareholders.

Read SEC document
May 10, 2018 Filed May 14, 2018 15:48 UTC GrantCommon Stock 3,545 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012660 · doc4.xml · nonDerivative · entry 1

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,252

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 10, 2019 or (ii) the last trading day before the date of the Company's 2019 annual meeting of shareholders.

Read SEC document
May 10, 2018 Filed May 14, 2018 15:44 UTC GrantCommon Stock 3,545 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012656 · doc4.xml · nonDerivative · entry 1

SCHMITT ANDREW B · CIK 0001232201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,775

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 10, 2019 or (ii) the last trading day before the date of the Company's 2019 annual meeting of shareholders.

Read SEC document
May 10, 2018 Filed May 14, 2018 15:53 UTC GrantCommon Stock 3,545 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012664 · doc4.xml · nonDerivative · entry 1

MADDEN THOMAS A · CIK 0001191466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,730

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 10, 2019 or (ii) the last trading day before the date of the Company's 2019 annual meeting of shareholders.

Read SEC document
May 10, 2018 Filed May 14, 2018 19:54 UTC GrantCommon Stock 3,545 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012666 · doc4.xml · nonDerivative · entry 1

Cirar James D · CIK 0001322446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,114

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 10, 2019 or (ii) the last trading day before the date of the Company's 2019 annual meeting of shareholders.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 18:57 UTC
KOHNKE MATTHEW SVP, Finance, CFO, Treasurer
Tax withholdingCommon Stock 231 $14.44 $3,334.49
Disclosure

SEC source: 0000899243-18-006917 · doc4.xml · nonDerivative · entry 1

KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,231

F1 · kind: Represents the exercise of a tax withholding right in connection with the vesting of 666 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 15:06 UTC
BAUN THEODORE W.Chief Commercial Officer
Tax withholdingCommon Stock 1,327 $16.66 $22,101.19
Disclosure

SEC source: 0000899243-18-002378 · doc4.xml · nonDerivative · entry 1

BAUN THEODORE W. · CIK 0001443910 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,528

F1 · kind: Represents the exercise of a tax withholding right in connection with the vesting of 3,527 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 13:54 UTC
MALIEKEL JOSEPH JVP, Corp Controller and PAO
Tax withholdingCommon Stock 931 $16.66 $15,505.81
Disclosure

SEC source: 0000899243-18-002359 · doc4.xml · nonDerivative · entry 1

MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,642.674

F1 · kind: Represents the exercise of a tax withholding right in connection with the vesting of 2,476 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 13:18 UTC
BAUN THEODORE W.Chief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 16,182 $0.00 Strike: $16.66 $0.00
Disclosure

SEC source: 0000899243-18-001041 · doc4.xml · derivative · entry 3

BAUN THEODORE W. · CIK 0001443910 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,182

Underlying: Common stock · 16,182 shares

Expires 2028-01-12

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 12, 2019.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 13:18 UTC
BAUN THEODORE W.Chief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 57,794 $0.00 Strike: $16.66 $0.00
Disclosure

SEC source: 0000899243-18-001041 · doc4.xml · derivative · entry 2

BAUN THEODORE W. · CIK 0001443910 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,794

Underlying: Common stock · 57,794 shares

Expires 2028-01-12

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 13:18 UTC
BAUN THEODORE W.Chief Commercial Officer
GrantCommon Stock 7,353 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-001041 · doc4.xml · nonDerivative · entry 1

BAUN THEODORE W. · CIK 0001443910 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,855

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 12, 2018 and will vest on January 12, 2021. The restricted shares are subject to certain restrictions (including possible forfeiture)

F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 13:26 UTC
MALIEKEL JOSEPH JVP, Corp Controller and PAO
GrantEmployee Stock Option (right to buy) · Derivative 3,447 $0.00 Strike: $16.66 $0.00
Disclosure

SEC source: 0000899243-18-001049 · doc4.xml · derivative · entry 2

MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447

Underlying: Common stock · 3,447 shares

Expires 2028-01-12

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 12, 2019.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 13:26 UTC
MALIEKEL JOSEPH JVP, Corp Controller and PAO
GrantCommon Stock 3,654 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-001049 · doc4.xml · nonDerivative · entry 1

MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,573.674

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 12, 2018 and will vest on January 12, 2021. The restricted shares are subject to certain restrictions (including possible forfeiture)

F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 18:24 UTC
KOHNKE MATTHEW SVP, Finance, CFO, Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 12,483 $0.00 Strike: $16.66 $0.00
Disclosure

SEC source: 0000899243-18-001047 · doc4.xml · derivative · entry 3

KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,483

Underlying: Common stock · 12,483 shares

Expires 2028-01-12

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 12, 2019.

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January 12, 2018 Filed Jan 16, 2018 18:24 UTC
KOHNKE MATTHEW SVP, Finance, CFO, Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 44,584 $0.00 Strike: $16.66 $0.00
Disclosure

SEC source: 0000899243-18-001047 · doc4.xml · derivative · entry 2

KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,584

Underlying: Common stock · 44,584 shares

Expires 2028-01-12

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.

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January 12, 2018 Filed Jan 16, 2018 18:24 UTC
KOHNKE MATTHEW SVP, Finance, CFO, Treasurer
GrantCommon Stock 5,672 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-001047 · doc4.xml · nonDerivative · entry 1

KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,462

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 12, 2018 and will vest on January 12, 2021. The restricted shares are subject to certain restrictions (including possible forfeiture)

F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

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January 12, 2018 Filed Jan 16, 2018 18:23 UTC
Vlamis Georgia LVP, Gen Counsel, Corp Sec & HR
GrantEmployee Stock Option (right to buy) · Derivative 12,379 $0.00 Strike: $16.66 $0.00
Disclosure

SEC source: 0000899243-18-001045 · doc4.xml · derivative · entry 3

Vlamis Georgia L · CIK 0001659973 · VP, Gen Counsel, Corp Sec & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,379

Underlying: Common stock · 12,379 shares

Expires 2028-01-12

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 12, 2019.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 18:23 UTC
Vlamis Georgia LVP, Gen Counsel, Corp Sec & HR
GrantEmployee Stock Option (right to buy) · Derivative 44,212 $0.00 Strike: $16.66 $0.00
Disclosure

SEC source: 0000899243-18-001045 · doc4.xml · derivative · entry 2

Vlamis Georgia L · CIK 0001659973 · VP, Gen Counsel, Corp Sec & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,212

Underlying: Common stock · 44,212 shares

Expires 2028-01-12

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.

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January 12, 2018 Filed Jan 16, 2018 18:19 UTC
Meyer James RDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 33,025 $0.00 Strike: $16.66 $0.00
Disclosure

SEC source: 0000899243-18-001043 · doc4.xml · derivative · entry 2

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,025

Underlying: Common stock · 33,025 shares

Expires 2028-01-12

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 12, 2019.

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January 12, 2018 Filed Jan 16, 2018 18:19 UTC
Meyer James RDirector · President and CEO
GrantCommon Stock 15,006 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-001043 · doc4.xml · nonDerivative · entry 1

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,006

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 12, 2018 and will vest on January 12, 2021. The restricted shares are subject to certain restrictions (including possible forfeiture)

F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

Read SEC document
December 12, 2017 Filed Dec 12, 2017 23:21 UTC
Vlamis Georgia LVP, Gen Counsel, Corp Sec & HR
Tax withholdingCommon Stock 152 $16.45 $2,500.40
Disclosure

SEC source: 0000899243-17-028563 · doc4.xml · nonDerivative · entry 1

Vlamis Georgia L · CIK 0001659973 · VP, Gen Counsel, Corp Sec & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,341

F1 · kind: Represents the exercise of a tax withholding right in connection with the vesting of 468 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long-Term Incentive Plan.

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December 12, 2017 Filed Jan 10, 2018 19:42 UTC Amendment
Vlamis Georgia LVP, Gen Counsel, Corp Sec & HR
Tax withholdingCommon Stock 151 $16.45 $2,483.95
Disclosure

SEC source: 0000899243-18-000857 · doc4a.xml · nonDerivative · entry 1

Vlamis Georgia L · CIK 0001659973 · VP, Gen Counsel, Corp Sec & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,342

F1 · kind: The original Form 4 filed on December 12, 2017 reported the exercise of a tax withholding right of 152 shares in connection with the vesting of 468 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long-Term Incentive Plan. The Form 4 should bave reported a tax withholding right of 151 shares in connection with the vesting of 466 restricted shares.

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November 17, 2017 Filed Nov 20, 2017 16:21 UTC SaleCommon Stock 2,500 $15.71 $39,273.50
Disclosure

SEC source: 0000899243-17-026973 · doc4.xml · nonDerivative · entry 1

SODERSTROM S CARL JR · CIK 0001189228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,204

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November 13, 2017 Filed Nov 14, 2017 17:54 UTC SaleCommon Stock 2,000 $15.35 $30,700.00
Disclosure

SEC source: 0000899243-17-026216 · doc4.xml · nonDerivative · entry 2

SODERSTROM S CARL JR · CIK 0001189228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,704

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November 10, 2017 Filed Nov 14, 2017 17:54 UTC SaleCommon Stock 2,500 $15.82 $39,559.00
Disclosure

SEC source: 0000899243-17-026216 · doc4.xml · nonDerivative · entry 1

SODERSTROM S CARL JR · CIK 0001189228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,704

Read SEC document
November 09, 2017 Filed Nov 13, 2017 20:07 UTC
Meyer James RDirector · President and CEO
PurchaseCommon Stock 500 $14.44 $7,220.00
Disclosure

SEC source: 0000899243-17-025985 · doc4.xml · nonDerivative · entry 23

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.