Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FreightCar America, Inc.RAIL · Entity 6251 | VP, Corp Controller and PAO | January 24, 2020 | January 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FreightCar America, Inc.
Report date January 24, 2020 · Filed January 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,722.674 |
Reported balance
After 2020-01-24 transaction · row 1
1 source rowRow 1 · 2020-01-24 · Grant · Acquired 38,669 · Balance 60,722.674 F1: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture). F2: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares. |
| Employee Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $1.66 · Expires 2030-01-24 | Direct | 36,534 |
Reported balance
After 2020-01-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-01-24 · Grant · Acquired 36,534 · Balance 36,534 F3: Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right. F5: The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights. F4: The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.41 · Expires 2029-01-14 | Direct | 7,790 |
Reported balance
Holding disclosure · report date 2020-01-24 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 7,790 F6: On January 14, 2019, the recipient was granted 7,790 options. 2,597 stock options are fully vested and currently exercisable, 2,597 stock options will vest on January 14, 2021 and 2,596 stock options will vest on January 14, 2022. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.66 · Expires 2028-01-12 | Direct | 3,447 |
Reported balance
Holding disclosure · report date 2020-01-24 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 3,447 F7: On January 12, 2018, the recipient was granted 3,447 options. 2,298 stock options are fully vested and currently exercisable and 1,149 stock options will vest on January 12, 2021. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.55 · Expires 2024-01-15 | Direct | 9,825 |
Reported balance
Holding disclosure · report date 2020-01-24 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 9,825 F8: On January 15, 2014 the recipient was granted 9,825 options which are fully vested and currently exercisable. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.56 · Expires 2023-01-18 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2020-01-24 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,000 F9: On January 18, 2013 the recipient was granted 5,000 options which are fully vested and currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture).
F2: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
F3: Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right.
F4: The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021.
F5: The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights.
F6: On January 14, 2019, the recipient was granted 7,790 options. 2,597 stock options are fully vested and currently exercisable, 2,597 stock options will vest on January 14, 2021 and 2,596 stock options will vest on January 14, 2022.
F7: On January 12, 2018, the recipient was granted 3,447 options. 2,298 stock options are fully vested and currently exercisable and 1,149 stock options will vest on January 12, 2021.
F8: On January 15, 2014 the recipient was granted 9,825 options which are fully vested and currently exercisable.
F9: On January 18, 2013 the recipient was granted 5,000 options which are fully vested and currently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2020 Filed Jan 28, 2020 17:59 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantEmployee Stock Appreciation Right · Derivative | 36,534 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0000899243-20-002240 · doc4.xml · derivative · entry 2 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,534 Underlying: Common stock · 36,534 shares Expires 2030-01-24 F3 · kind: Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right. F5 · price: The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights. F4 · derivative.exercise_date: The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 17:59 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantCommon Stock | 38,669 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002240 · doc4.xml · nonDerivative · entry 1 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,722.674 F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture). F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:39 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantEmployee Stock Option (right to buy) · Derivative | 7,790 | $0.00 Strike: $7.41 | $0.00 |
DisclosureSEC source: 0000899243-19-001326 · doc4.xml · derivative · entry 2 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,790 Underlying: Common stock · 7,790 shares Expires 2029-01-14 F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 14, 2020. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:39 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantCommon Stock | 8,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001326 · doc4.xml · nonDerivative · entry 1 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,053.674 F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 14, 2019 and will vest on January 14, 2022. The restricted shares are subject to certain restrictions (including possible forfeiture) F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 18:27 UTC | FreightCar America, Inc. RAIL · Entity 6251 | PurchaseCommon Stock | 1,000 | $10.13 | $10,130.00 |
DisclosureSEC source: 0000899243-18-028477 · doc4.xml · nonDerivative · entry 1 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,642.674 Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 13:54 UTC | FreightCar America, Inc. RAIL · Entity 6251 | Tax withholdingCommon Stock | 931 | $16.66 | $15,505.81 |
DisclosureSEC source: 0000899243-18-002359 · doc4.xml · nonDerivative · entry 1 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,642.674 F1 · kind: Represents the exercise of a tax withholding right in connection with the vesting of 2,476 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 13:26 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantEmployee Stock Option (right to buy) · Derivative | 3,447 | $0.00 Strike: $16.66 | $0.00 |
DisclosureSEC source: 0000899243-18-001049 · doc4.xml · derivative · entry 2 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,447 Underlying: Common stock · 3,447 shares Expires 2028-01-12 F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 12, 2019. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 13:26 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantCommon Stock | 3,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-001049 · doc4.xml · nonDerivative · entry 1 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,573.674 F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 12, 2018 and will vest on January 12, 2021. The restricted shares are subject to certain restrictions (including possible forfeiture) F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 16:38 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-007161 · doc4.xml · nonDerivative · entry 1 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,919.674 F1 · kind: Exempt issuance of restricted shares under Rule 16 (b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on March 8, 2017 and will vest on March 8, 2020. The restricted shares are subject to certain restrictions (including possible forfeiture). F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. Read SEC document |
| November 23, 2016 Filed Mar 10, 2017 16:26 UTC | FreightCar America, Inc. RAIL · Entity 6251 | OtherCommon Stock | 6.163 | $14.99 | $92.39 |
DisclosureSEC source: 0000899243-17-007157 · doc5.xml · nonDerivative · entry 6 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,419.674 F1 · kind: FreightCar America, Inc. dividends reinvested through open market purchase. Read SEC document |
| August 24, 2016 Filed Mar 10, 2017 16:26 UTC | FreightCar America, Inc. RAIL · Entity 6251 | OtherCommon Stock | 6.134 | $14.97 | $91.83 |
DisclosureSEC source: 0000899243-17-007157 · doc5.xml · nonDerivative · entry 5 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,413.511 F1 · kind: FreightCar America, Inc. dividends reinvested through open market purchase. Read SEC document |
| May 25, 2016 Filed Mar 10, 2017 16:26 UTC | FreightCar America, Inc. RAIL · Entity 6251 | OtherCommon Stock | 6.311 | $14.46 | $91.27 |
DisclosureSEC source: 0000899243-17-007157 · doc5.xml · nonDerivative · entry 4 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,407.377 F1 · kind: FreightCar America, Inc. dividends reinvested through open market purchase. Read SEC document |
| February 24, 2016 Filed Mar 10, 2017 16:26 UTC | FreightCar America, Inc. RAIL · Entity 6251 | OtherCommon Stock | 5.686 | $15.96 | $90.75 |
DisclosureSEC source: 0000899243-17-007157 · doc5.xml · nonDerivative · entry 3 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,401.066 F1 · kind: FreightCar America, Inc. dividends reinvested through open market purchase. Read SEC document |
| November 25, 2015 Filed Mar 10, 2017 16:26 UTC | FreightCar America, Inc. RAIL · Entity 6251 | OtherCommon Stock | 3.741 | $24.17 | $90.42 |
DisclosureSEC source: 0000899243-17-007157 · doc5.xml · nonDerivative · entry 2 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,395.38 F1 · kind: FreightCar America, Inc. dividends reinvested through open market purchase. Read SEC document |
| August 26, 2015 Filed Mar 10, 2017 16:26 UTC | FreightCar America, Inc. RAIL · Entity 6251 | OtherCommon Stock | 4.639 | $19.40 | $90.00 |
DisclosureSEC source: 0000899243-17-007157 · doc5.xml · nonDerivative · entry 1 MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,391.639 F1 · kind: FreightCar America, Inc. dividends reinvested through open market purchase. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.