Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FreightCar America, Inc.RAIL · Entity 6251 | VP, Finance, CFO, Treasurer | March 07, 2019 | March 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FreightCar America, Inc.
Report date March 07, 2019 · Filed March 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,761 |
Reported balance
After 2019-03-07 transaction · row 1
1 source rowRow 1 · 2019-03-07 · Tax withholding · Disposed 232 · Balance 32,761 F1: Represents the exercise of a tax withholding right in connection with the vesting of 668 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.41 · Expires 2029-01-14 | Direct | 27,578 |
Reported balance
Holding disclosure · report date 2019-03-07 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 27,578 F2: On January 14, 2019 the recipient was granted 27,578 options which will vest in three equal annual installments beginning on January14, 2020. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.66 · Expires 2028-01-12 | Direct | 44,584 |
Reported balance
Holding disclosure · report date 2019-03-07 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 44,584 F3: On January 12, 2018 the recipient was granted 44,584 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.66 · Expires 2028-01-12 | Direct | 12,483 |
Reported balance
Holding disclosure · report date 2019-03-07 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 12,483 F4: On January 12, 2018, the recipient was granted 12,483 options. 4,161 stock options are fully vested and currently exercisable, 4,161 stock options will vest on January 12, 2020 and 4,161 stock options will vest on January 12, 2021. |
| Performance sharesSEC Table II · derivative / convertible security | Direct | 4,466 |
Reported balance
Holding disclosure · report date 2019-03-07 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,466 F5: Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals. F6: Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the exercise of a tax withholding right in connection with the vesting of 668 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan.
F2: On January 14, 2019 the recipient was granted 27,578 options which will vest in three equal annual installments beginning on January14, 2020.
F3: On January 12, 2018 the recipient was granted 44,584 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.
F4: On January 12, 2018, the recipient was granted 12,483 options. 4,161 stock options are fully vested and currently exercisable, 4,161 stock options will vest on January 12, 2020 and 4,161 stock options will vest on January 12, 2021.
F5: Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
F6: Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2019 Filed Mar 11, 2019 16:31 UTC | FreightCar America, Inc. RAIL · Entity 6251 | Tax withholdingCommon Stock | 232 | $7.94 | $1,842.08 |
DisclosureSEC source: 0000899243-19-007005 · doc4.xml · nonDerivative · entry 1 KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,761 F1 · kind: Represents the exercise of a tax withholding right in connection with the vesting of 668 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan. Read SEC document |
| January 14, 2019 Filed Jan 17, 2019 00:40 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantEmployee Stock Option (right to buy) · Derivative | 27,578 | $0.00 Strike: $7.41 | $0.00 |
DisclosureSEC source: 0000899243-19-001327 · doc4.xml · derivative · entry 2 KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,578 Underlying: Common stock · 27,578 shares Expires 2029-01-14 F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 14, 2020. Read SEC document |
| January 14, 2019 Filed Jan 17, 2019 00:40 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantCommon Stock | 12,762 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001327 · doc4.xml · nonDerivative · entry 1 KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,993 F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 14, 2019 and will vest on January 14, 2022. The restricted shares are subject to certain restrictions (including possible forfeiture) F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 23:29 UTC | FreightCar America, Inc. RAIL · Entity 6251 | PurchaseCommon Stock | 1,000 | $10.08 | $10,080.00 |
DisclosureSEC source: 0000899243-18-028478 · doc4.xml · nonDerivative · entry 1 KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,231 Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 18:57 UTC | FreightCar America, Inc. RAIL · Entity 6251 | Tax withholdingCommon Stock | 231 | $14.44 | $3,334.49 |
DisclosureSEC source: 0000899243-18-006917 · doc4.xml · nonDerivative · entry 1 KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,231 F1 · kind: Represents the exercise of a tax withholding right in connection with the vesting of 666 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 18:24 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantEmployee Stock Option (right to buy) · Derivative | 12,483 | $0.00 Strike: $16.66 | $0.00 |
DisclosureSEC source: 0000899243-18-001047 · doc4.xml · derivative · entry 3 KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,483 Underlying: Common stock · 12,483 shares Expires 2028-01-12 F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 12, 2019. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 18:24 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantEmployee Stock Option (right to buy) · Derivative | 44,584 | $0.00 Strike: $16.66 | $0.00 |
DisclosureSEC source: 0000899243-18-001047 · doc4.xml · derivative · entry 2 KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,584 Underlying: Common stock · 44,584 shares Expires 2028-01-12 F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. F4 · derivative.exercise_date: The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 18:24 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantCommon Stock | 5,672 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-001047 · doc4.xml · nonDerivative · entry 1 KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,462 F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 12, 2018 and will vest on January 12, 2021. The restricted shares are subject to certain restrictions (including possible forfeiture) F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 21:27 UTC | FreightCar America, Inc. RAIL · Entity 6251 | Tax withholdingCommon Stock | 243 | $13.96 | $3,392.28 |
DisclosureSEC source: 0000899243-17-007158 · doc4.xml · nonDerivative · entry 1 KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,790 F1 · kind: Represents the exercise of a tax withholding right in connection with the vesting of 666 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 22:35 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantPerformance shares · Derivative | 4,466 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-001338 · doc4.xml · derivative · entry 2 KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,466 Underlying: Common stock · 4,466 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals. F4 · kind: Exempt issuance of performance shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. F5 · shares: Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance. F6 · price: Performance shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recepient. F5 · derivative.exercise_date: Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance. F5 · derivative.expiration_date: Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance. Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 22:35 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantCommon Stock | 4,533 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-001338 · doc4.xml · nonDerivative · entry 1 KOHNKE MATTHEW S · CIK 0001520923 · VP, Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,033 F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 12, 2017 and will vest on January 12, 2020. The restricted shares are subject to certain restrictions (including possible forfeiture). F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.