Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Evergy, Inc.EVRG · Entity 3282 | Director | May 04, 2022 | May 06, 2022 |
| FreightCar America, Inc.RAIL · Entity 6251 | Director | November 17, 2017 | November 20, 2017 |
| LYDALL INC /DE/LDL · Entity 134982 | Director | April 19, 2021 | April 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Evergy, Inc.
Report date May 04, 2022 · Filed May 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,788 |
Reported balance
After 2022-05-04 transaction · row 1
1 source rowRow 1 · 2022-05-04 · Grant · Acquired 2,152 · Balance 21,788 F1: Shares received as partial retainer fee. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares received as partial retainer fee.
FreightCar America, Inc.
Report date November 17, 2017 · Filed November 20, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,204 |
Reported balance
After 2017-11-17 transaction · row 1
1 source rowRow 1 · 2017-11-17 · Sale · Disposed 2,500 · Balance 11,204 |
LYDALL INC /DE/
Report date April 19, 2021 · Filed April 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,232 |
Reported balance
After 2021-04-19 transaction · row 1
1 source rowRow 1 · 2021-04-19 · Grant · Acquired 1,568 · Balance 30,232 F1: Pursuant to a resolution adopted by the Board of Directors of the Issuer, on the dates that are six (6) and twelve (12) months from the Annual Meeting of Stockholders (each, the "Grant Date"), each non-employee director receives a fully vested and unrestricted stock award under the Issuer's Amended and Restated 2012 Stock Incentive Plan (the "Plan"). Each stock award consists of that number of whole shares of common stock of the Issuer, subject to adjustment for rounding, equal in value to $50,000, based on the Fair Market Value of the issuer's common stock on the respective Grant Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a resolution adopted by the Board of Directors of the Issuer, on the dates that are six (6) and twelve (12) months from the Annual Meeting of Stockholders (each, the "Grant Date"), each non-employee director receives a fully vested and unrestricted stock award under the Issuer's Amended and Restated 2012 Stock Incentive Plan (the "Plan"). Each stock award consists of that number of whole shares of common stock of the Issuer, subject to adjustment for rounding, equal in value to $50,000, based on the Fair Market Value of the issuer's common stock on the respective Grant Date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WESTAR ENERGY INC /KS
Report date June 04, 2018 · Filed June 04, 2018
Section 16 reporting ended · disclosed 2018-06-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $5.00SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-06-04 transaction · row 1
1 source rowRow 1 · 2018-06-04 · Disposition to issuer · Disposed 15,472 · Balance 0 F1: Westar Energy shares were exchanged for Evergy, Inc. shares pursuant to a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated on a 1 to 1 basis. F2: Solely for purposes of this filing, the estimated market value per share of Evergy, Inc. common stock on 6/4/18 was $55.08 per share (the closing stock price of the common stock of Westar Energy, Inc. as reported on the New York Stock Exchange on 6/1/18). |
Filing footnotes · ownership attribution and instrument terms
F1: Westar Energy shares were exchanged for Evergy, Inc. shares pursuant to a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated on a 1 to 1 basis.
F2: Solely for purposes of this filing, the estimated market value per share of Evergy, Inc. common stock on 6/4/18 was $55.08 per share (the closing stock price of the common stock of Westar Energy, Inc. as reported on the New York Stock Exchange on 6/1/18).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2022 Filed May 6, 2022 21:04 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 2,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-013709 · form4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,788 F1 · price: Shares received as partial retainer fee. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:28 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 705 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000956 · form4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,636 F1 · price: Shares received as partial retainer fee. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 14:06 UTC | LYDALL INC /DE/ LDL · Entity 134982 | GrantCommon Stock | 1,568 | $31.89 | $50,003.52 |
DisclosureSEC source: 0001780989-21-000041 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,232 F1 · shares: Pursuant to a resolution adopted by the Board of Directors of the Issuer, on the dates that are six (6) and twelve (12) months from the Annual Meeting of Stockholders (each, the "Grant Date"), each non-employee director receives a fully vested and unrestricted stock award under the Issuer's Amended and Restated 2012 Stock Incentive Plan (the "Plan"). Each stock award consists of that number of whole shares of common stock of the Issuer, subject to adjustment for rounding, equal in value to $50,000, based on the Fair Market Value of the issuer's common stock on the respective Grant Date. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:05 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 2,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001074 · form4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,931 F1 · price: Shares received as partial retainer fee. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 14:31 UTC | LYDALL INC /DE/ LDL · Entity 134982 | SaleCommon Stock | 2,500 | $31.75 | $79,375.00 |
DisclosureSEC source: 0001780989-20-000076 · edgar.xml · nonDerivative · entry 2 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,664 F2 · price: Mr. Soderstrom sold 2,500 shares of common stock at a reported price of $31.75/share on December 18, 2020. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 14:31 UTC | LYDALL INC /DE/ LDL · Entity 134982 | SaleCommon Stock | 2,500 | $31.50 | $78,750.00 |
DisclosureSEC source: 0001780989-20-000076 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,164 F1 · price: Mr. Soderstrom sold 2,500 shares of common stock at a reported price of $31.50/share on December 17, 2020. Read SEC document |
| October 24, 2020 Filed Oct 27, 2020 17:05 UTC | LYDALL INC /DE/ LDL · Entity 134982 | GrantCommon Stock | 2,408 | $18.69 | $45,005.52 |
DisclosureSEC source: 0001780989-20-000072 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,664 F1 · shares: Pursuant to a resolution adopted by the Board of Directors of the Issuer, on the dates that are six (6) and twelve (12) months from the Annual Meeting of Stockholders (each, the "Grant Date"), each non-employee director receives a fully vested and unrestricted stock award under the Issuer's 2012 Stock Incentive Plan (the "Plan"). Each stock award consists of that number of whole shares of common stock of the Issuer, subject to adjustment for rounding, equal in value to $45,000, based on the Fair Market Value of the issuer's common stock on the respective Grant Date. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:09 UTC | LYDALL INC /DE/ LDL · Entity 134982 | SaleCommon Stock | 1,000 | $21.71 | $21,706.70 |
DisclosureSEC source: 0001780989-20-000057 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,256 F1 · price: The price reported is the weighted average of all the shares sold on August 11, 2020. The shares were sold at varying prices in the range of $21.576 to $22.03. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 16:35 UTC | LYDALL INC /DE/ LDL · Entity 134982 | GrantCommon Stock | 5,307 | $8.48 | $45,003.36 |
DisclosureSEC source: 0001780989-20-000027 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,256 F1 · shares: Pursuant to a resolution adopted by the Board of Directors of the Issuer, on the dates that are six (6) and twelve (12) months from the Annual Meeting of Stockholders (each, the "Grant Date"), each non-employee director receives a fully vested and unrestricted stock award under the Issuer's 2012 Stock Incentive Plan (the "Plan"). Each stock award consists of that number of whole shares of common stock of the Issuer, subject to adjustment for rounding, equal in value to $45,000, based on the Fair Market Value of the issuer's common stock on the respective Grant Date. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 17:29 UTC | LYDALL INC /DE/ LDL · Entity 134982 | Exercise / conversionStock Option Right to Buy · Derivative | 3,325 | $0.00 Strike: $8.65 | $0.00 |
DisclosureSEC source: 0001780989-20-000012 · edgar.xml · derivative · entry 2 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,325 shares Expires 2020-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 17:29 UTC | LYDALL INC /DE/ LDL · Entity 134982 | Exercise / conversionCommon Stock | 3,325 | $8.65 | $28,761.25 |
DisclosureSEC source: 0001780989-20-000012 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the exercise of non-qualified stock options granted under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:37 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 1,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-001233 · form4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,589 F1 · price: Shares received as partial retainer fee. Read SEC document |
| October 26, 2019 Filed Oct 28, 2019 16:19 UTC | LYDALL INC /DE/ LDL · Entity 134982 | GrantCommon Stock | 1,269 | $23.65 | $30,011.85 |
DisclosureSEC source: 0001780989-19-000011 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,990 F1 · shares: Pursuant to a resolution adopted by the Board of Directors of the Issuer, on the dates that are six (6) and twelve (12) months from the Annual Meeting of Stockholders (each, the "Grant Date"), each non-employee director receives a fully vested and unrestricted stock award under the Issuer's 2012 Stock Incentive Plan (the "Plan"). Each stock award consists of that number of whole shares of common stock of the Issuer, subject to adjustment for rounding, equal in value to $30,000, based on the Fair Market Value of the Issuer's common stock on the respective Grant Date. Read SEC document |
| October 26, 2019 Filed Oct 30, 2019 15:58 UTC Amendment | LYDALL INC /DE/ LDL · Entity 134982 | GrantCommon Stock | 1,903 | $23.65 | $45,005.95 |
DisclosureSEC source: 0001780989-19-000019 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,624 F1 · shares: Pursuant to a resolution adopted by the Board of Directors of the Issuer, on the dates that are six (6) and twelve (12) months from the Annual Meeting of Stockholders (each, the "Grant Date"), each non-employee director receives a fully vested and unrestricted stock award under the Issuer's 2012 Stock Incentive Plan (the "Plan"). Each stock award consists of that number of whole shares of common stock of the Issuer, subject to adjustment for rounding, equal in value to $45,000, based on the Fair Market Value of the issuer's common stock on the respective Grant Date. This amendment corrects the number of shares granted on October 26, 2019. The original filing incorrectly reported 1,269 shares, rather than the 1,903 shares actually granted. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:41 UTC | Evergy, Inc. EVRG · Entity 3282 | SaleCommon Stock | 4,000 | $58.30 | $233,205.20 |
DisclosureSEC source: 0001127602-19-018809 · form4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,591 Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 16:50 UTC | LYDALL INC /DE/ LDL · Entity 134982 | GrantCommon Stock | 1,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001428642-19-000009 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,721 F1 · shares: Pursuant to a resolution adopted by the Board of Directors of the Issuer, on the dates that are six (6) and twelve (12) months from the Annual Meeting of Stockholders (each, the "Grant Date"), each non-employee director receives a fully vested and unrestricted stock award under the Issuer's 2012 Stock Incentive Plan (the "Plan"). Each stock award consists of that number of whole shares of common stock of the Issuer, subject to adjustment for rounding, equal in value to $30,000, based on the Fair Market Value of the Issuer's common stock on the respective Grant Date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:40 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 2,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001412 · form4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,591 F1 · price: Shares received as partial retainer fee. Read SEC document |
| October 27, 2018 Filed Oct 30, 2018 14:25 UTC | LYDALL INC /DE/ LDL · Entity 134982 | GrantCommon Stock | 985 | $30.46 | $30,003.10 |
DisclosureSEC source: 0001657971-18-000035 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,529 F1 · shares: Pursuant to a resolution adopted by the Board of Directors of the Issuer, on the dates that are six (6) and twelve (12) months from the Annual Meeting of Stockholders (each, the "Grant Date"), each non-employee director receives a fully vested and unrestricted stock award under the Issuer's 2012 Stock Incentive Plan (the "Plan"). Each stock award consists of that number of whole shares of common stock of the Issuer, subject to adjustment for rounding, equal in value to $30,000, based on the Fair Market Value of the issuer's common stock on the respective Grant Date. Read SEC document |
| June 22, 2018 Filed Jun 22, 2018 16:14 UTC | LYDALL INC /DE/ LDL · Entity 134982 | GrantCommon Stock | 419 | $42.90 | $17,975.10 |
DisclosureSEC source: 0001657971-18-000024 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,544 F1 · shares: Pursuant to a resolution adopted by the Board of Directors of the Issuer on June 22, 2018, and to reflect the change in timing of stock awards to non-employee directors (as described in the 2018 Proxy Statement), each non-employee director received a grant of 419 shares of common stock for the period starting January 1, 2018 through April 27, 2018, which was the date of the 2018 Annual Meeting. The number of shares granted was determined by dividing the pro-rata fee for the covered period ($19,230) by the closing price on the date of the 2018 Annual Meeting ($45.90). Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:57 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 829 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021458 · form4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,301 F1 · price: As disclosed by Evergy, Inc. ("Evergy") in a Current Report on Form 8-K, dated June 4, 2018, each member of Evergy's board of directors who is a former non-employee member of the Westar Energy, Inc. board of directors is entitled to a stock award with a value of $45,000. The award was subject to Evergy having an effective Registration Statement on Form S-8, which occurred on June 15, 2018. The number of shares was determined by dividing the award by $54.25, the closing price of Evergy common stock on June 5, 2018, the date on which Evergy shares were listed on the New York Stock Exchange. Read SEC document |
| June 04, 2018 Filed Jun 4, 2018 21:56 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | Disposition to issuerCommon Stock, Par Value $5.00 | 15,472 | $55.08 | $852,197.76 |
DisclosureSEC source: 0000899243-18-014985 · doc4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Westar Energy shares were exchanged for Evergy, Inc. shares pursuant to a merger agreement between Westar Energy, Inc. and Great Plains Energy Incorporated on a 1 to 1 basis. F2 · price: Solely for purposes of this filing, the estimated market value per share of Evergy, Inc. common stock on 6/4/18 was $55.08 per share (the closing stock price of the common stock of Westar Energy, Inc. as reported on the New York Stock Exchange on 6/1/18). Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 22:21 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 15,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-020227 · form4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,472 F1 · price: Received in exchange for shares of Westar Energy, Inc. ("Westar") common stock in connection with that certain Amended and Restated Agreement and Plan of Merger dated as of July 9, 2017 by and among Great Plains Energy Incorporated, Westar, Evergy, Inc. ("Evergy") (formerly Monarch Energy Holding, Inc.), King Energy, and for certain limited purposes, GP Star, Inc. Upon closing of the merger, each outstanding share of Westar common stock was converted into one share of common stock of Evergy. On the effective date of the merger, the closing price of Westar's common stock was $54.00 per share, and Evergy's common stock had not yet commenced trading on the New York Stock Exchange. All of the transactions reported in this Form 4 occurred simultaneously upon closing of the merger. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:53 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantCommon Stock, Par Value $5.00 | 1,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001236304-18-000003 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,472 F1 · price: Shares received as a partial retainer fee. Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 14:52 UTC | LYDALL INC /DE/ LDL · Entity 134982 | GrantCommon Stock | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001657971-18-000007 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,125 F1 · shares: Pursuant to a resolution adopted by the Compensation Committee of the Board of Directors of the Issuer, on June 30 and December 31 of every year (the "Grant Date"), each non-employee Director of the Issuer automatically receives a fully vested and unrestricted stock award under the Issuer's 2012 Stock Incentive Plan (the "Plan") consisting of that number of whole shares of common stock of the Issuer, subject to adjustment for rounding, equal in value to $30,000, based on the Fair Market Value of the Issuer's common stock (as defined in the Plan) on the respective Grant Date. Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 12:22 UTC | LYDALL INC /DE/ LDL · Entity 134982 | Exercise / conversionStock Option Right to Buy · Derivative | 3,325 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001657971-17-000044 · edgar.xml · derivative · entry 6 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,225 shares Expires 2019-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock options granted under the Amended and Restated 2003 Stock Incentive Compensation Plan. Options became exercisable at the rate of 25% per year, beginning one year from initial grant date. Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 12:22 UTC | LYDALL INC /DE/ LDL · Entity 134982 | SaleCommon Stock | 3,325 | $56.00 | $186,200.00 |
DisclosureSEC source: 0001657971-17-000044 · edgar.xml · nonDerivative · entry 4 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,533 F5 · price: The Reporting Person sold 3,325 shares of Lydall stock at $56.00 per share. Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 12:22 UTC | LYDALL INC /DE/ LDL · Entity 134982 | Exercise / conversionCommon Stock | 3,325 | $3.67 | $12,202.75 |
DisclosureSEC source: 0001657971-17-000044 · edgar.xml · nonDerivative · entry 3 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Represents the exercise of stock options granted on April 4, 2009 at an exercise price of $3.79 under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 12:22 UTC | LYDALL INC /DE/ LDL · Entity 134982 | Exercise / conversionStock Option Right to Buy · Derivative | 1,664 | $0.00 Strike: $11.39 | $0.00 |
DisclosureSEC source: 0001657971-17-000044 · edgar.xml · derivative · entry 5 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,664 shares Expires 2018-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock options granted under the Amended and Restated 2003 Stock Incentive Compensation Plan. Options became exercisable at the rate of 25% per year, beginning one year from initial grant date. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 12:22 UTC | LYDALL INC /DE/ LDL · Entity 134982 | SaleCommon Stock | 1,664 | $55.00 | $91,520.00 |
DisclosureSEC source: 0001657971-17-000044 · edgar.xml · nonDerivative · entry 2 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,533 F2 · price: The Reporting Person sold 1664 shares of Lydall stock at $55.00 per share. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 12:22 UTC | LYDALL INC /DE/ LDL · Entity 134982 | Exercise / conversionCommon Stock | 1,664 | $11.39 | $18,952.96 |
DisclosureSEC source: 0001657971-17-000044 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the exercise of stock options granted on April 25, 2008 at an exercise price of $11.39 under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 16:21 UTC | FreightCar America, Inc. RAIL · Entity 6251 | SaleCommon Stock | 2,500 | $15.71 | $39,273.50 |
DisclosureSEC source: 0000899243-17-026973 · doc4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,204 Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 17:54 UTC | FreightCar America, Inc. RAIL · Entity 6251 | SaleCommon Stock | 2,000 | $15.35 | $30,700.00 |
DisclosureSEC source: 0000899243-17-026216 · doc4.xml · nonDerivative · entry 2 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,704 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 17:54 UTC | FreightCar America, Inc. RAIL · Entity 6251 | SaleCommon Stock | 2,500 | $15.82 | $39,559.00 |
DisclosureSEC source: 0000899243-17-026216 · doc4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,704 Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 16:43 UTC | FreightCar America, Inc. RAIL · Entity 6251 | SaleCommon Stock | 2,000 | $15.01 | $30,013.60 |
DisclosureSEC source: 0000899243-17-025798 · doc4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,204 Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 17:17 UTC | LYDALL INC /DE/ LDL · Entity 134982 | Exercise / conversionStock Option Right to Buy · Derivative | 1,588 | $0.00 Strike: $11.39 | $0.00 |
DisclosureSEC source: 0001657971-17-000041 · edgar.xml · derivative · entry 3 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,588 shares Expires 2018-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock options granted under the Amended and Restated 2003 Stock Incentive Compensation Plan. Options became exercisable at the rate of 25% per year, beginning one year from initial grant date. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 17:17 UTC | LYDALL INC /DE/ LDL · Entity 134982 | SaleCommon Stock | 1,588 | $55.00 | $87,340.00 |
DisclosureSEC source: 0001657971-17-000041 · edgar.xml · nonDerivative · entry 2 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,533 F2 · price: The Reporting Person sold 1588 shares of Lydall stock at $55.00 per share. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 17:17 UTC | LYDALL INC /DE/ LDL · Entity 134982 | Exercise / conversionCommon Stock | 1,588 | $11.39 | $18,087.32 |
DisclosureSEC source: 0001657971-17-000041 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the exercise of stock options granted on April 25, 2008 at an exercise price of $11.39 under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 13:13 UTC | LYDALL INC /DE/ LDL · Entity 134982 | GrantCommon Stock | 581 | $0.00 | $0.00 |
DisclosureSEC source: 0001657971-17-000033 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,533 F1 · shares: Pursuant to a resolution adopted by the Compensation Committee of the Board of Directors of the Issuer, on June 30 and December 31 of every year (the "Grant Date"), each non-employee Director of the Issuer automatically receives a fully vested and unrestricted stock award under the Issuer's 2012 Stock Incentive Plan (the "Plan") consisting of that number of whole shares of common stock of the Issuer, subject to adjustment for rounding, equal in value to $30,000, based on the Fair Market Value of the Issuer's common stock (as defined in the Plan) on the respective Grant Date. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:37 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantCommon Stock | 3,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013198 · doc4.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,204 F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 11, 2018 or (ii) the last trading day before the date of the Company's 2018 annual meeting of shareholders. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 15:27 UTC | WESTAR ENERGY INC /KS WR · Entity 166112 | GrantCommon Stock, Par Value $5.00 | 1,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001236304-17-000010 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,863 F1 · price: Shares received as a partial retainer fee. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 15:05 UTC | LYDALL INC /DE/ LDL · Entity 134982 | GrantCommon Stock | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001657971-17-000007 · edgar.xml · nonDerivative · entry 1 SODERSTROM S CARL JR · CIK 0001189228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,952 F1 · shares: Pursuant to a resolution adopted by the Compensation Committee of the Board of Directors of the Issuer, on June 30 and December 31 of every year (the "Grant Date"), each non-employee Director of the Issuer automatically receives a fully vested and unrestricted stock award under the Issuer's 2012 Stock Incentive Plan (the "Plan") consisting of that number of whole shares of common stock of the Issuer, subject to adjustment for rounding, equal in value to $25,000, based on the Fair Market Value of the Issuer's common stock (as defined in the Plan) on the respective Grant Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.