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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 500 $63.58 $31,790.00
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 16

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,423.9549

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 500 $41.33 $20,665.00
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 15

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,923.9549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 500 $63.58 $31,790.00
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 14

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,423.9549

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 500 $41.33 $20,665.00
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 13

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,923.9549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 3,250 $63.58 $206,635.00
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 12

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,423.9549

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 3,250 $43.24 $140,530.00
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 11

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,673.9549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 1,000 $63.58 $63,580.00
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 10

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,423.9549

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 1,000 $47.35 $47,350.00
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 9

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,423.9549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 4,166 $63.58 $264,874.28
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 8

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,423.9549

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 4,166 $52.87 $220,256.42
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 7

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,589.9549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 2,500 $63.58 $158,950.00
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 6

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,423.9549

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 2,500 $35.66 $89,150.00
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 5

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,923.9549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 2,500 $63.58 $158,950.00
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 4

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,423.9549

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 2,500 $35.66 $89,150.00
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 3

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,923.9549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 5,503 $63.58 $349,880.74
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,423.9549

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 5,503 $44.75 $246,259.25
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,926.9549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 00:33 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 333 $0.00 Strike: $47.35 $0.00
Disclosure

SEC source: 0001234452-13-000026 · edgardoc.xml · derivative · entry 6

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 333 shares

Expires 2018-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 00:33 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,167 $0.00 Strike: $43.24 $0.00
Disclosure

SEC source: 0001234452-13-000026 · edgardoc.xml · derivative · entry 5

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,667

Underlying: Common Stock · 1,167 shares

Expires 2018-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 00:33 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 1,167 $63.58 $74,197.86
Disclosure

SEC source: 0001234452-13-000026 · edgardoc.xml · nonDerivative · entry 4

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,591.8666

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 00:33 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 1,167 $43.24 $50,461.08
Disclosure

SEC source: 0001234452-13-000026 · edgardoc.xml · nonDerivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,758.8666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 00:33 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 333 $63.58 $21,172.14
Disclosure

SEC source: 0001234452-13-000026 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,591.8666

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 00:33 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 333 $47.35 $15,767.55
Disclosure

SEC source: 0001234452-13-000026 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,924.8666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 19:52 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 68,908 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000028 · edgardoc.xml · derivative · entry 8

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,092

Underlying: Common Stock · 68,908 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 19:52 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
SaleCommon Stock 68,908 $64.75 $4,461,793.00
Disclosure

SEC source: 0001234452-13-000028 · edgardoc.xml · nonDerivative · entry 3

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,786

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 19:52 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
Exercise / conversionCommon Stock 68,908 $35.66 $2,457,259.28
Disclosure

SEC source: 0001234452-13-000028 · edgardoc.xml · nonDerivative · entry 2

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 19:52 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
SaleCommon Stock 8,985 $64.75 $581,778.75
Disclosure

SEC source: 0001234452-13-000028 · edgardoc.xml · nonDerivative · entry 1

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,786

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 16:30 UTC GrantCommon Stock 202.07 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000003 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,024.1581

F1 · shares: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 16:30 UTC GrantCommon Stock 404.141 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000004 · edgardoc.xml · nonDerivative · entry 1

BENNETT STEPHEN M · CIK 0001188887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,625.1655

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock on December 31, 2020.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 19:00 UTC
STERN MARC IDirector
GrantCommon Stock 404.141 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000006 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,046.6403

F1 · shares: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 23:33 UTC
ALTMAN STEVEN RVice Chairman
GrantPhantom Stock Unit · Derivative 1,497 $61.15 Strike: $1.00 $91,537.36
Disclosure

SEC source: 0001234452-13-000016 · edgardoc.xml · derivative · entry 10

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 61,197.592

Underlying: Common Stock · 1,497 shares

Expires not disclosed

F6 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F7 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F8 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F6 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 23:33 UTC
ABERLE DEREK KEVP & Group President
GrantPhantom Stock Unit · Derivative 2,870 $61.15 Strike: $1.00 $175,492.46
Disclosure

SEC source: 0001234452-13-000015 · edgardoc.xml · derivative · entry 19

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 17,481.996

Underlying: Common Stock · 2,870 shares

Expires not disclosed

F3 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F4 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F5 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F3 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 23:34 UTC
GROB MATTHEW SEVP & Chief Technology Officer
GrantPhantom Stock Unit · Derivative 1,579 $61.15 Strike: $1.00 $96,551.43
Disclosure

SEC source: 0001234452-13-000017 · edgardoc.xml · derivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 14,043.795

Underlying: Common Stock · 1,579 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 23:34 UTC
JACOBS PAUL EChairman & CEO
GrantPhantom Stock Unit · Derivative 7,384 $61.15 Strike: $1.00 $451,510.92
Disclosure

SEC source: 0001234452-13-000018 · edgardoc.xml · derivative · entry 16

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 83,771.391

Underlying: Common Stock · 7,384 shares

Expires not disclosed

F9 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F10 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F11 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F9 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 23:34 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
GrantPhantom Stock Unit · Derivative 2,703 $61.15 Strike: $1.00 $165,280.88
Disclosure

SEC source: 0001234452-13-000020 · edgardoc.xml · derivative · entry 1

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 43,973.889

Underlying: Common Stock · 2,703 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 23:34 UTC
Rosenberg Donald JEVP & Corporate Secretary
GrantPhantom Stock Unit · Derivative 2,355 $61.15 Strike: $1.00 $144,001.66
Disclosure

SEC source: 0001234452-13-000021 · edgardoc.xml · derivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 16,695.731

Underlying: Common Stock · 2,355 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 23:35 UTC
SULLIVAN DANIEL LExecutive Vice President
GrantPhantom Stock Unit · Derivative 1,513 $61.15 Strike: $1.00 $92,515.71
Disclosure

SEC source: 0001234452-13-000022 · edgardoc.xml · derivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 47,097.974

Underlying: Common Stock · 1,513 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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December 31, 2012 Filed Jan 3, 2013 23:59 UTC
LEDERER JAMES PExecutive Vice President
GrantPhantom Stock Unit · Derivative 1,351 $61.15 Strike: $1.00 $82,609.87
Disclosure

SEC source: 0001234452-13-000025 · edgardoc.xml · derivative · entry 27

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 10,973.209

Underlying: Common Stock · 1,351 shares

Expires not disclosed

F6 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F7 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F8 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F6 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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December 31, 2012 Filed Jan 4, 2013 00:33 UTC
MOLLENKOPF STEVEN MPresident & COO
GrantPhantom Stock Unit · Derivative 1,064 $61.15 Strike: $1.00 $65,060.62
Disclosure

SEC source: 0001234452-13-000026 · edgardoc.xml · derivative · entry 7

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 7,529.766

Underlying: Common Stock · 1,064 shares

Expires not disclosed

F3 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F4 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F5 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F3 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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December 31, 2012 Filed Mar 19, 2013 21:36 UTC
THOMPSON JAMES HExecutive Vice President
GrantPhantom Stock Unit · Derivative 1,063 $61.15 Strike: $1.00 $64,999.47
Disclosure

SEC source: 0001234452-13-000141 · edgardoc.xml · derivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 17,020.944

Underlying: Common Stock · 1,063 shares

Expires not disclosed

F2 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F4 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F2 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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December 18, 2012 Filed Dec 20, 2012 19:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $47.24 $0.00
Disclosure

SEC source: 0001234452-12-000465 · edgardoc.xml · derivative · entry 14

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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December 18, 2012 Filed Dec 20, 2012 19:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $41.83 $0.00
Disclosure

SEC source: 0001234452-12-000465 · edgardoc.xml · derivative · entry 13

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2017-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 100% one year from the date of grant.

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December 18, 2012 Filed Dec 20, 2012 19:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001234452-12-000465 · edgardoc.xml · derivative · entry 12

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2012 Filed Dec 20, 2012 19:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $37.39 $0.00
Disclosure

SEC source: 0001234452-12-000465 · edgardoc.xml · derivative · entry 11

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2015-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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December 18, 2012 Filed Dec 20, 2012 19:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $33.45 $0.00
Disclosure

SEC source: 0001234452-12-000465 · edgardoc.xml · derivative · entry 10

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 100% one year from the date of grant.

Read SEC document
December 18, 2012 Filed Dec 20, 2012 19:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $31.38 $0.00
Disclosure

SEC source: 0001234452-12-000465 · edgardoc.xml · derivative · entry 9

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
December 18, 2012 Filed Dec 20, 2012 19:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $18.81 $0.00
Disclosure

SEC source: 0001234452-12-000465 · edgardoc.xml · derivative · entry 8

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2013-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
December 18, 2012 Filed Dec 20, 2012 19:37 UTC Exercise / conversionCommon Stock 14,000 $33.45 $468,300.00
Disclosure

SEC source: 0001234452-12-000465 · edgardoc.xml · nonDerivative · entry 7

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,888.2309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2012 Filed Dec 20, 2012 19:37 UTC Exercise / conversionCommon Stock 14,000 $39.42 $551,917.80
Disclosure

SEC source: 0001234452-12-000465 · edgardoc.xml · nonDerivative · entry 6

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,888.2309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2012 Filed Dec 20, 2012 19:37 UTC Exercise / conversionCommon Stock 14,000 $41.83 $585,620.00
Disclosure

SEC source: 0001234452-12-000465 · edgardoc.xml · nonDerivative · entry 5

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,888.2309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2012 Filed Dec 20, 2012 19:37 UTC Exercise / conversionCommon Stock 18,000 $47.24 $850,320.00
Disclosure

SEC source: 0001234452-12-000465 · edgardoc.xml · nonDerivative · entry 4

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,888.2309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.