Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | December 01, 2006 | December 05, 2006 |
| QUALCOMM INC/DEQCOM · Entity 2852 | General Counsel | October 01, 2021 | October 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date December 01, 2006 · Filed December 05, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2010-12-01 | Direct | 200,000 |
Reported balance
After 2006-12-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2006-12-01 · Grant · Acquired 200,000 · Balance 200,000 F1: Upon payout, Reporting Person is entitled to receive 1 share of common stock for each 1 restricted stock unit. F2: Restricted stock units vest 25% annually beginning with the first anniversary from grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon payout, Reporting Person is entitled to receive 1 share of common stock for each 1 restricted stock unit.
F2: Restricted stock units vest 25% annually beginning with the first anniversary from grant date.
QUALCOMM INC/DE
Report date October 01, 2021 · Filed October 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,275 |
Reported balance
After 2021-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-10-01 · Exercise / conversion · Acquired 10,084 · Balance 10,275 F1: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively. |
| Common StockSEC Table I · non-derivative | Direct | 19,749 |
Reported balance
After 2021-10-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-10-01 · Exercise / conversion · Acquired 9,474 · Balance 19,749 |
| Common StockSEC Table I · non-derivative | Direct | 25,281 |
Reported balance
After 2021-10-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-10-01 · Exercise / conversion · Acquired 5,532 · Balance 25,281 |
| Common StockSEC Table I · non-derivative | Direct | 21,655 |
Reported balance
After 2021-10-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-10-01 · Tax withholding · Disposed 3,626 · Balance 21,655 |
| Common StockSEC Table I · non-derivative | Direct | 17,180 |
Reported balance
After 2021-10-01 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-10-01 · Tax withholding · Disposed 4,475 · Balance 17,180 |
| Common StockSEC Table I · non-derivative | Direct | 14,177 |
Reported balance
After 2021-10-01 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-10-01 · Tax withholding · Disposed 3,003 · Balance 14,177 |
| Common StockSEC Table I · non-derivative | Direct | 2,720 |
Reported balance
After 2021-10-04 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2021-10-04 · Sale · Disposed 11,457 · Balance 2,720 F2: The transaction was conducted under a Rule 10b5-1 trading plan. F3: The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2021-10-01 | Direct | 0 |
Reported balance
After 2021-10-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-10-01 · Exercise / conversion · Disposed 10,084.8855 · Balance 0 F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F6: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-10-01 | Direct | 9,474.6708 |
Reported balance
After 2021-10-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-10-01 · Exercise / conversion · Disposed 9,474.6708 · Balance 9,474.6708 F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F7: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-10-01 | Direct | 11,066.7876 |
Reported balance
After 2021-10-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-10-01 · Exercise / conversion · Disposed 5,532.3743 · Balance 11,066.7876 F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F8: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 12,946 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 12,946 F4: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
F2: The transaction was conducted under a Rule 10b5-1 trading plan.
F3: The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
F7: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
F8: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 30, 2006 · Filed December 01, 2006
Section 16 reporting ended · disclosed 2006-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,112 |
Reported balance
After 2006-11-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2006-11-30 · Grant · Acquired 6 · Balance 2,112 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.
F3: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.
NUVASIVE INC
Report date May 11, 2022 · Filed May 13, 2022
Section 16 reporting ended · disclosed 2022-05-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 22,519 |
Reported balance
After 2022-05-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-05-11 · Exercise / conversion · Acquired 13,326 · Balance 22,519 F1: On May 11, 2022, the Reporting Person retired from the Board of Directors when his term as a director expired at the 2022 Annual Meeting of Stockholders. Pursuant to deferral elections made by the Reporting Person, all shares underlying Restricted Stock Units ("RSUs") subject to such deferrals will be delivered to the Reporting Person promptly following May 11, 2022. F2: Shares indirectly held by the Reporting Person. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-05-11 · Exercise / conversion · Disposed 2,822 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F4: This RSU award was granted to the Reporting Person on May 19, 2016 and is fully vested. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-05-11 · Exercise / conversion · Disposed 2,130 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F5: This RSU award was granted to the Reporting Person on May 18, 2017 and is fully vested. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-11 · Exercise / conversion · Disposed 2,577 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F6: This RSU award was granted to the Reporting Person on May 9, 2019 and is fully vested. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-11 · Exercise / conversion · Disposed 3,095 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F7: This RSU award was granted to the Reporting Person on May 28, 2020 and is fully vested. |
| RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-05-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-11 · Exercise / conversion · Disposed 2,702 · Balance 0 F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F8: This RSU award was granted to the Reporting Person on May 18, 2021 and is fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 11, 2022, the Reporting Person retired from the Board of Directors when his term as a director expired at the 2022 Annual Meeting of Stockholders. Pursuant to deferral elections made by the Reporting Person, all shares underlying Restricted Stock Units ("RSUs") subject to such deferrals will be delivered to the Reporting Person promptly following May 11, 2022.
F2: Shares indirectly held by the Reporting Person.
F3: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.
F4: This RSU award was granted to the Reporting Person on May 19, 2016 and is fully vested.
F5: This RSU award was granted to the Reporting Person on May 18, 2017 and is fully vested.
F6: This RSU award was granted to the Reporting Person on May 9, 2019 and is fully vested.
F7: This RSU award was granted to the Reporting Person on May 28, 2020 and is fully vested.
F8: This RSU award was granted to the Reporting Person on May 18, 2021 and is fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2022 Filed May 13, 2022 18:06 UTC | NUVASIVE INC NUVA · Entity 110002 | Exercise / conversionRSUs · Derivative | 2,702 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028954 · doc4.xml · derivative · entry 6 Rosenberg Donald J · CIK 0001347420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,702 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F8 · derivative.exercise_date: This RSU award was granted to the Reporting Person on May 18, 2021 and is fully vested. F8 · derivative.expiration_date: This RSU award was granted to the Reporting Person on May 18, 2021 and is fully vested. Read SEC document |
| May 11, 2022 Filed May 13, 2022 18:06 UTC | NUVASIVE INC NUVA · Entity 110002 | Exercise / conversionRSUs · Derivative | 3,095 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028954 · doc4.xml · derivative · entry 5 Rosenberg Donald J · CIK 0001347420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F7 · derivative.exercise_date: This RSU award was granted to the Reporting Person on May 28, 2020 and is fully vested. F7 · derivative.expiration_date: This RSU award was granted to the Reporting Person on May 28, 2020 and is fully vested. Read SEC document |
| May 11, 2022 Filed May 13, 2022 18:06 UTC | NUVASIVE INC NUVA · Entity 110002 | Exercise / conversionRSUs · Derivative | 2,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028954 · doc4.xml · derivative · entry 4 Rosenberg Donald J · CIK 0001347420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F6 · derivative.exercise_date: This RSU award was granted to the Reporting Person on May 9, 2019 and is fully vested. F6 · derivative.expiration_date: This RSU award was granted to the Reporting Person on May 9, 2019 and is fully vested. Read SEC document |
| May 11, 2022 Filed May 13, 2022 18:06 UTC | NUVASIVE INC NUVA · Entity 110002 | Exercise / conversionRSUs · Derivative | 2,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028954 · doc4.xml · derivative · entry 3 Rosenberg Donald J · CIK 0001347420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F5 · derivative.exercise_date: This RSU award was granted to the Reporting Person on May 18, 2017 and is fully vested. F5 · derivative.expiration_date: This RSU award was granted to the Reporting Person on May 18, 2017 and is fully vested. Read SEC document |
| May 11, 2022 Filed May 13, 2022 18:06 UTC | NUVASIVE INC NUVA · Entity 110002 | Exercise / conversionRSUs · Derivative | 2,822 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028954 · doc4.xml · derivative · entry 2 Rosenberg Donald J · CIK 0001347420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F4 · derivative.exercise_date: This RSU award was granted to the Reporting Person on May 19, 2016 and is fully vested. F4 · derivative.expiration_date: This RSU award was granted to the Reporting Person on May 19, 2016 and is fully vested. Read SEC document |
| May 11, 2022 Filed May 13, 2022 18:06 UTC | NUVASIVE INC NUVA · Entity 110002 | Exercise / conversionCommon Stock | 13,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028954 · doc4.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 22,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 11, 2022, the Reporting Person retired from the Board of Directors when his term as a director expired at the 2022 Annual Meeting of Stockholders. Pursuant to deferral elections made by the Reporting Person, all shares underlying Restricted Stock Units ("RSUs") subject to such deferrals will be delivered to the Reporting Person promptly following May 11, 2022. F2 · balance_after: Shares indirectly held by the Reporting Person. Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 20:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 11,457 | $126.44 | $1,448,676.93 |
DisclosureSEC source: 0001205233-21-000056 · edgardoc.xml · nonDerivative · entry 7 Rosenberg Donald J · CIK 0001347420 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,720 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F3 · price: The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 5,532.3743 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000056 · edgardoc.xml · derivative · entry 11 Rosenberg Donald J · CIK 0001347420 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,066.7876 Underlying: Common Stock · 5,532.3743 shares Expires 2023-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F8 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. F8 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 9,474.6708 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000056 · edgardoc.xml · derivative · entry 10 Rosenberg Donald J · CIK 0001347420 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474.6708 Underlying: Common Stock · 9,474.6708 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F7 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. F7 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 10,084.8855 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000056 · edgardoc.xml · derivative · entry 9 Rosenberg Donald J · CIK 0001347420 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,084.8855 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F6 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021. F6 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,003 | $128.71 | $386,516.13 |
DisclosureSEC source: 0001205233-21-000056 · edgardoc.xml · nonDerivative · entry 6 Rosenberg Donald J · CIK 0001347420 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,177 Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 4,475 | $128.71 | $575,977.25 |
DisclosureSEC source: 0001205233-21-000056 · edgardoc.xml · nonDerivative · entry 5 Rosenberg Donald J · CIK 0001347420 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,180 Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,626 | $128.71 | $466,702.46 |
DisclosureSEC source: 0001205233-21-000056 · edgardoc.xml · nonDerivative · entry 4 Rosenberg Donald J · CIK 0001347420 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,655 Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000056 · edgardoc.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000056 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000056 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively. Read SEC document |
| May 18, 2021 Filed May 20, 2021 17:57 UTC | NUVASIVE INC NUVA · Entity 110002 | GrantRSUs · Derivative | 2,702 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034557 · doc4.xml · derivative · entry 1 Rosenberg Donald J · CIK 0001347420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,702 Underlying: Common Stock · 2,702 shares Expires not disclosed F1 · security: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting. F2 · derivative.exercise_date: Award of RSUs pursuant to Issuer's Board of Director's compensation policies granted under Issuer's 2014 Equity Incentive Plan. The grant will vest in full on the first to occur of (1) Issuer's 2022 Annual Meeting of Stockholders, or (2) the one-year anniversary of the date of grant. Settlement of this award has been deferred until the Reporting Person's separation from service with the Issuer's Board of Directors. F2 · derivative.expiration_date: Award of RSUs pursuant to Issuer's Board of Director's compensation policies granted under Issuer's 2014 Equity Incentive Plan. The grant will vest in full on the first to occur of (1) Issuer's 2022 Annual Meeting of Stockholders, or (2) the one-year anniversary of the date of grant. Settlement of this award has been deferred until the Reporting Person's separation from service with the Issuer's Board of Directors. Read SEC document |
| December 08, 2020 Filed Dec 8, 2020 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 49,362 | $157.70 | $7,784,486.12 |
DisclosureSEC source: 0001205233-20-000087 · edgardoc.xml · nonDerivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F3 · price: The sale prices for this transaction ranged from $157.29 to $158.0038. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 22,720 | $157.62 | $3,581,126.40 |
DisclosureSEC source: 0001205233-20-000087 · edgardoc.xml · nonDerivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,362 Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 45,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000087 · edgardoc.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,082 F1 · shares: These shares represent Performance Stock Units that vested on October 12, 2020. On December 6, 2020, the HR and Compensation Committee determined and certified the number of shares to be paid. Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 25,822 | $157.62 | $4,070,063.64 |
DisclosureSEC source: 0001205233-20-000087 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,258 Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 52,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000087 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,080 F1 · shares: These shares represent Performance Stock Units that vested on October 12, 2020. On December 6, 2020, the HR and Compensation Committee determined and certified the number of shares to be paid. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 21:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,771 | $142.51 | $1,107,473.19 |
DisclosureSEC source: 0001205233-20-000083 · edgardoc.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $142.2293 to $142.7800. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 14,727.8823 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000083 · edgardoc.xml · derivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,727.8823 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,956 | $146.03 | $1,015,784.68 |
DisclosureSEC source: 0001205233-20-000083 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,771 Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 14,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000083 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 10,720 | $118.27 | $1,267,849.04 |
DisclosureSEC source: 0001205233-20-000067 · edgardoc.xml · nonDerivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $118.1726 to $118.40. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 9,292.4957 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000067 · edgardoc.xml · derivative · entry 8 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,584.9914 Underlying: Common Stock · 9,292.4957 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F6 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. F6 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 9,889.9078 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000067 · edgardoc.xml · derivative · entry 7 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,890.9773 Underlying: Common Stock · 9,889.9078 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 5,044 | $119.52 | $602,858.88 |
DisclosureSEC source: 0001205233-20-000067 · edgardoc.xml · nonDerivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,720 Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,417 | $119.52 | $408,399.84 |
DisclosureSEC source: 0001205233-20-000067 · edgardoc.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,764 Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000067 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000067 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 22:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 16,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000057 · edgardoc.xml · derivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,280 Underlying: Common Stock · 16,280 shares Expires 2023-10-01 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 20:02 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 3,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000040 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 20:02 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 11,038 | $87.68 | $967,855.99 |
DisclosureSEC source: 0001205233-20-000040 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,591 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $87.56 to $87.84. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 28, 2020 Filed May 29, 2020 17:58 UTC | NUVASIVE INC NUVA · Entity 110002 | GrantRSUs · Derivative | 3,095 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033007 · doc4.xml · derivative · entry 1 Rosenberg Donald J · CIK 0001347420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,095 Underlying: Common Stock · 3,095 shares Expires not disclosed F1 · security: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting. F2 · derivative.exercise_date: Award of RSUs pursuant to Issuer's Board of Director's compensation policies granted under Issuer's 2014 Equity Incentive Plan. The grant will vest in full on the first to occur of (1) Issuer's 2021 Annual Meeting of Stockholders, or (2) the one-year anniversary of the date of grant. Settlement of this award has been deferred until the Reporting Person's separation from service with the Issuer's Board of Directors. F2 · derivative.expiration_date: Award of RSUs pursuant to Issuer's Board of Director's compensation policies granted under Issuer's 2014 Equity Incentive Plan. The grant will vest in full on the first to occur of (1) Issuer's 2021 Annual Meeting of Stockholders, or (2) the one-year anniversary of the date of grant. Settlement of this award has been deferred until the Reporting Person's separation from service with the Issuer's Board of Directors. Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 22:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 28,729 | $84.51 | $2,427,867.68 |
DisclosureSEC source: 0001205233-19-000111 · edgardoc.xml · nonDerivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,643 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F3 · price: The sale prices for this transaction ranged from $84.3811 to $84.73. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2019 Filed Dec 10, 2019 22:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 21,415 | $83.82 | $1,795,005.30 |
DisclosureSEC source: 0001205233-19-000111 · edgardoc.xml · nonDerivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,372 Read SEC document |
| December 08, 2019 Filed Dec 10, 2019 22:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 43,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000111 · edgardoc.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,787 F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid. Read SEC document |
| December 08, 2019 Filed Dec 10, 2019 22:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,837 | $83.82 | $573,077.34 |
DisclosureSEC source: 0001205233-19-000111 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,594 Read SEC document |
| December 08, 2019 Filed Dec 10, 2019 22:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 13,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000111 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,431 F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid. Read SEC document |
| November 22, 2019 Filed Nov 22, 2019 23:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,549 | $84.82 | $640,324.30 |
DisclosureSEC source: 0001205233-19-000106 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,643 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $84.7738 to $84.9039. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 14,306.0131 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000100 · edgardoc.xml · derivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,307.0921 Underlying: Common Stock · 14,306.0131 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,757 | $85.62 | $578,534.34 |
DisclosureSEC source: 0001205233-19-000100 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,192 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 14,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000100 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 9,607.3433 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000088 · edgardoc.xml · derivative · entry 4 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,215.7255 Underlying: Common Stock · 9,607.3433 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 5,215 | $75.47 | $393,576.05 |
DisclosureSEC source: 0001205233-19-000088 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,643 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000088 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 22:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 27,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000079 · edgardoc.xml · derivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,081 Underlying: Common Stock · 27,081 shares Expires 2022-10-01 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.