Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP, Technology | May 05, 2018 | May 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date May 05, 2018 · Filed May 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,902 |
Reported balance
After 2018-05-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-05 · Exercise / conversion · Acquired 10,902 · Balance 10,902 |
| Common StockSEC Table I · non-derivative | Direct | 7,132 |
Reported balance
After 2018-05-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-05-05 · Tax withholding · Disposed 3,770 · Balance 7,132 F1: Includes 234 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2019-05-05 | Direct | 10,902.0056 |
Reported balance
After 2018-05-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-05-05 · Exercise / conversion · Disposed 10,902.0056 · Balance 10,902.0056 F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-11-20 | Direct | 13,512.9633 |
Reported balance
After 2018-05-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-05-06 · Grant · Acquired 13,512.9633 · Balance 13,512.9633 F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F6: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied. F7: These Restricted Stock Units include an initial grant of 13,262 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F8: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 19,580 |
Reported balance
Holding disclosure · report date 2018-05-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 19,580 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT S | 19,580 |
Reported balance
Holding disclosure · report date 2018-05-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 19,580 F2: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 37,071 |
Reported balance
Holding disclosure · report date 2018-05-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 37,071 F3: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 234 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018.
F2: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
F3: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.
F6: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.
F7: These Restricted Stock Units include an initial grant of 13,262 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F8: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2018 Filed May 7, 2018 23:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 13,512.9633 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000030 · edgardoc.xml · derivative · entry 7 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,512.9633 Underlying: Common Stock · 13,512.9633 shares Expires 2020-11-20 F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F6 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied. F7 · shares: These Restricted Stock Units include an initial grant of 13,262 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F8 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. F8 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. Read SEC document |
| May 05, 2018 Filed May 7, 2018 23:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 10,902.0056 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000030 · edgardoc.xml · derivative · entry 6 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,902.0056 Underlying: Common Stock · 10,902.0056 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 05, 2018 Filed May 7, 2018 23:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,770 | $52.49 | $197,887.30 |
DisclosureSEC source: 0001205233-18-000030 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 F1 · balance_after: Includes 234 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018. Read SEC document |
| May 05, 2018 Filed May 7, 2018 23:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000030 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 43,000 | $0.00 Strike: $58.24 | $0.00 |
DisclosureSEC source: 0001234452-18-000006 · edgardoc.xml · derivative · entry 6 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,000 shares Expires 2018-07-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 43,000 | $65.35 | $2,809,976.90 |
DisclosureSEC source: 0001234452-18-000006 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $64.98 to $65.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 43,000 | $58.24 | $2,504,320.00 |
DisclosureSEC source: 0001234452-18-000006 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 21:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-17-000192 · edgardoc.xml · derivative · entry 9 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 21:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $64.41 | $128,820.00 |
DisclosureSEC source: 0001234452-17-000192 · edgardoc.xml · nonDerivative · entry 4 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 21:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-17-000192 · edgardoc.xml · nonDerivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-17-000192 · edgardoc.xml · derivative · entry 8 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 18,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 18,000 | $60.00 | $1,080,000.00 |
DisclosureSEC source: 0001234452-17-000192 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 18,000 | $41.36 | $744,480.00 |
DisclosureSEC source: 0001234452-17-000192 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 19:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | OtherCommon Stock | 2,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000158 · edgardoc.xml · nonDerivative · entry 4 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 36,837 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F4 · balance_after: Includes 235 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2017. F3 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 19:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | OtherCommon Stock | 2,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000158 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT S Disclosed balance after: 19,580 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · ownership.nature: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15. Read SEC document |
| July 27, 2017 Filed Aug 11, 2017 19:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000158 · edgardoc.xml · nonDerivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,762 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F3 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| July 27, 2017 Filed Aug 11, 2017 19:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000158 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Technology 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT S Disclosed balance after: 22,500 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · ownership.nature: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 10,477.4567 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000096 · edgardoc.xml · derivative · entry 4 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,954.9134 Underlying: Common Stock · 10,477.4567 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000096 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 45,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017. F2 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 17:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-17-000010 · edgardoc.xml · derivative · entry 6 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 17:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $65.86 | $131,720.00 |
DisclosureSEC source: 0001234452-17-000010 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 17:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-17-000010 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 19:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $58.24 | $0.00 |
DisclosureSEC source: 0001234452-16-000586 · edgardoc.xml · derivative · entry 6 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 Underlying: Common Stock · 2,000 shares Expires 2018-07-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 19:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $70.00 | $140,000.00 |
DisclosureSEC source: 0001234452-16-000586 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 19:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $58.24 | $116,480.00 |
DisclosureSEC source: 0001234452-16-000586 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 16:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $41.36 | $0.00 |
DisclosureSEC source: 0001234452-16-000584 · edgardoc.xml · derivative · entry 6 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 2,000 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 16:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $68.16 | $136,320.00 |
DisclosureSEC source: 0001234452-16-000584 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 16:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $41.36 | $82,720.00 |
DisclosureSEC source: 0001234452-16-000584 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 23:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,479.9544 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000571 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,479.9544 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 23:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,294 | $67.31 | $87,099.14 |
DisclosureSEC source: 0001234452-16-000571 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,083 F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 23:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000571 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 36,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 18:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $58.24 | $0.00 |
DisclosureSEC source: 0001234452-16-000554 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 2,000 shares Expires 2018-07-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 18:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $67.72 | $135,440.00 |
DisclosureSEC source: 0001234452-16-000554 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,898 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 18:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $58.24 | $116,480.00 |
DisclosureSEC source: 0001234452-16-000554 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $58.24 | $0.00 |
DisclosureSEC source: 0001234452-16-000522 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 Underlying: Common Stock · 2,000 shares Expires 2018-07-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $68.18 | $136,360.00 |
DisclosureSEC source: 0001234452-16-000522 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,898 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $58.24 | $116,480.00 |
DisclosureSEC source: 0001234452-16-000522 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 51,000 | $0.00 Strike: $58.24 | $0.00 |
DisclosureSEC source: 0001234452-16-000511 · edgardoc.xml · derivative · entry 9 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 Underlying: Common Stock · 51,000 shares Expires 2018-07-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 23,000 | $0.00 Strike: $43.24 | $0.00 |
DisclosureSEC source: 0001234452-16-000511 · edgardoc.xml · derivative · entry 8 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,000 shares Expires 2018-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 20,000 | $64.25 | $1,285,000.00 |
DisclosureSEC source: 0001234452-16-000511 · edgardoc.xml · nonDerivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,898 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 23,000 | $43.24 | $994,520.00 |
DisclosureSEC source: 0001234452-16-000511 · edgardoc.xml · nonDerivative · entry 4 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 53,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 20,000 | $66.25 | $1,325,000.00 |
DisclosureSEC source: 0001234452-16-000511 · edgardoc.xml · nonDerivative · entry 3 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,898 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 34,000 | $68.25 | $2,320,500.00 |
DisclosureSEC source: 0001234452-16-000511 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 50,898 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 16:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 51,000 | $58.24 | $2,970,240.00 |
DisclosureSEC source: 0001234452-16-000511 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 17:44 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $43.24 | $0.00 |
DisclosureSEC source: 0001234452-16-000503 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Stock · 2,000 shares Expires 2018-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 17:44 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $62.30 | $124,600.00 |
DisclosureSEC source: 0001234452-16-000503 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,898 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 17:44 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $43.24 | $86,480.00 |
DisclosureSEC source: 0001234452-16-000503 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| August 23, 2016 Filed Aug 24, 2016 20:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $43.24 | $0.00 |
DisclosureSEC source: 0001234452-16-000499 · edgardoc.xml · derivative · entry 5 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 15,000 shares Expires 2018-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| August 23, 2016 Filed Aug 24, 2016 20:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 15,000 | $63.25 | $948,796.50 |
DisclosureSEC source: 0001234452-16-000499 · edgardoc.xml · nonDerivative · entry 2 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,898 F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| August 23, 2016 Filed Aug 24, 2016 20:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 15,000 | $43.24 | $648,600.00 |
DisclosureSEC source: 0001234452-16-000499 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.