Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Director | February 10, 2016 | February 12, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date February 10, 2016 · Filed February 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 245,437 |
Last balance in matching sequence
After 2016-02-11 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2016-02-10 · Sale · Disposed 12,500 · Balance 257,937 F1: The sale prices for this transaction ranged from $43.62 to $43.67. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2: Securities held by Beatrice B. Trust dtd. 5/1/83. Row 2 · 2016-02-11 · Sale · Disposed 12,500 · Balance 245,437 F2: Securities held by Beatrice B. Trust dtd. 5/1/83. |
| Common StockSEC Table I · non-derivative | Direct | 5,393.4923 |
Reported balance
Holding disclosure · report date 2016-02-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,393.4923 |
Filing footnotes · ownership attribution and instrument terms
F1: The sale prices for this transaction ranged from $43.62 to $43.67. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F2: Securities held by Beatrice B. Trust dtd. 5/1/83.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2016 Filed Feb 12, 2016 17:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,500 | $42.95 | $536,875.00 |
DisclosureSEC source: 0001234452-16-000358 · edgardoc.xml · nonDerivative · entry 2 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 245,437 F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 17:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,500 | $43.64 | $545,506.25 |
DisclosureSEC source: 0001234452-16-000358 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 257,937 F1 · price: The sale prices for this transaction ranged from $43.62 to $43.67. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| February 05, 2016 Filed Feb 8, 2016 17:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,500 | $44.78 | $559,758.75 |
DisclosureSEC source: 0001234452-16-000357 · edgardoc.xml · nonDerivative · entry 2 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 270,437 F3 · price: The sale prices for this transaction ranged from $44.77 to $44.80. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 17:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,500 | $45.53 | $569,066.25 |
DisclosureSEC source: 0001234452-16-000357 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 282,937 F1 · price: The sale prices for this transaction ranged from $45.52 to $45.54. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| August 31, 2015 Filed Sep 1, 2015 21:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftNon-Qualified Stock Option (right to buy) · Derivative | 12,640 | $0.00 Strike: $33.45 | $0.00 |
DisclosureSEC source: 0001234452-15-000236 · edgardoc.xml · derivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360 Underlying: Common Stock · 12,640 shares Expires 2019-03-02 F1 · derivative.exercise_date: The options vest 100% one year from the date of grant. Read SEC document |
| April 27, 2015 Filed Apr 30, 2015 17:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000138 · edgardoc.xml · nonDerivative · entry 2 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 295,437 F1 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| April 24, 2015 Filed Apr 30, 2015 17:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000138 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 319,437 F1 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| March 09, 2015 Filed Mar 11, 2015 17:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000083 · edgardoc.xml · derivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,671.4381 Underlying: Common Stock · 2,751 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · balance_after: Amount includes dividend equivalents earned on vested deferred stock units. Read SEC document |
| March 04, 2014 Filed Mar 6, 2014 21:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000101 · edgardoc.xml · derivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,651.5728 Underlying: Common Stock · 2,628 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · balance_after: Amount includes dividend equivalents earned on vested deferred stock units. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 17:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 336 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000004 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,112.1815 F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board. F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units. Read SEC document |
| December 13, 2013 Filed Dec 16, 2013 23:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 23,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000637 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 343,906 F1 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 00:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 21,000 | $71.56 | $1,502,808.30 |
DisclosureSEC source: 0001234452-13-000543 · edgardoc.xml · nonDerivative · entry 2 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 367,156 F3 · price: The sale prices for this transaction ranged from $71.1013 to $71.98. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| November 19, 2013 Filed Nov 21, 2013 00:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 21,000 | $72.03 | $1,512,676.20 |
DisclosureSEC source: 0001234452-13-000543 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 388,156 F1 · price: The sale prices for this transaction ranged from $71.8113 to $72.3712. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| September 30, 2013 Filed Oct 1, 2013 22:02 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000413 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,282.1432 F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board. F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units. Read SEC document |
| August 02, 2013 Filed Aug 2, 2013 23:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,900 | $66.37 | $856,209.12 |
DisclosureSEC source: 0001234452-13-000313 · edgardoc.xml · nonDerivative · entry 3 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 408,574 F4 · price: The sale prices for this transaction ranged from $65.92 to $66.695. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| August 02, 2013 Filed Aug 2, 2013 23:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,100 | $65.48 | $464,934.27 |
DisclosureSEC source: 0001234452-13-000313 · edgardoc.xml · nonDerivative · entry 2 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 421,474 F3 · price: The sale prices for this transaction ranged from $64.91 to $65.90. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 23:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 20,000 | $64.95 | $1,298,938.00 |
DisclosureSEC source: 0001234452-13-000313 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 428,574 F1 · price: The sale prices for this transaction ranged from $64.60 to $65.43. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| July 31, 2013 Filed Jul 31, 2013 23:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 20,000 | $64.65 | $1,292,986.00 |
DisclosureSEC source: 0001234452-13-000307 · edgardoc.xml · nonDerivative · entry 2 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 448,574 F3 · price: The sale prices for this transaction ranged from $64.45 to $64.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| July 30, 2013 Filed Jul 31, 2013 23:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 20,000 | $64.74 | $1,294,828.00 |
DisclosureSEC source: 0001234452-13-000307 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 468,574 F1 · price: The sale prices for this transaction ranged from $64.42 to $65.19. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| June 30, 2013 Filed Jul 2, 2013 18:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000261 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,465.5213 F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board. F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units. Read SEC document |
| March 31, 2013 Filed Apr 2, 2013 20:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000147 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,821.7383 F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board. F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 18:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000115 · edgardoc.xml · derivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,831.6088 Underlying: Common Stock · 2,943 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 02, 2013 Filed Mar 5, 2013 18:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionDeferred Stock Unit · Derivative | 5,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000085 · edgardoc.xml · derivative · entry 3 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,888.6088 Underlying: Common Stock · 5,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 02, 2013 Filed Mar 5, 2013 18:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000085 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 487,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| February 04, 2013 Filed Feb 6, 2013 18:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.81 | $0.00 |
DisclosureSEC source: 0001234452-13-000055 · edgardoc.xml · derivative · entry 5 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2013-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 04, 2013 Filed Feb 6, 2013 18:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,400 | $66.81 | $227,158.08 |
DisclosureSEC source: 0001234452-13-000055 · edgardoc.xml · nonDerivative · entry 3 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 481,877 F3 · price: The sale prices for this transaction ranged from $66.62 to $66.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| February 04, 2013 Filed Feb 6, 2013 18:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,600 | $66.01 | $1,095,797.54 |
DisclosureSEC source: 0001234452-13-000055 · edgardoc.xml · nonDerivative · entry 2 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 485,277 F2 · price: The sale prices for this transaction ranged from $65.61 to $66.60. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| February 04, 2013 Filed Feb 6, 2013 18:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 20,000 | $18.81 | $376,200.00 |
DisclosureSEC source: 0001234452-13-000055 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 501,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 19:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 404.141 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000006 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,046.6403 F1 · shares: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units. Read SEC document |
| September 30, 2012 Filed Oct 2, 2012 17:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 403.812 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000333 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,296.7731 F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board. F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units. Read SEC document |
| August 07, 2012 Filed Oct 2, 2012 17:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftNon-Qualified Stock Option (right to buy) · Derivative | 4,800 | $0.00 Strike: $47.24 | $0.00 |
DisclosureSEC source: 0001234452-12-000333 · edgardoc.xml · derivative · entry 4 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,800 shares Expires 2016-03-06 F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| August 07, 2012 Filed Oct 2, 2012 17:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftNon-Qualified Stock Option (right to buy) · Derivative | 10,950 | $0.00 Strike: $41.83 | $0.00 |
DisclosureSEC source: 0001234452-12-000333 · edgardoc.xml · derivative · entry 3 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817 Underlying: Common Stock · 10,950 shares Expires 2017-03-12 F4 · derivative.exercise_date: The options vest 100% one year from the date of grant. Read SEC document |
| July 27, 2012 Filed Jul 30, 2012 20:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 21,200 | $58.95 | $1,249,752.72 |
DisclosureSEC source: 0001234452-12-000278 · edgardoc.xml · nonDerivative · entry 2 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 480,727 F3 · price: The sale prices for this transaction ranged from $58.45 to $59.44. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| July 27, 2012 Filed Jul 30, 2012 20:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 300 | $59.48 | $17,844.00 |
DisclosureSEC source: 0001234452-12-000278 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 501,927 F1 · price: The sale prices for this transaction ranged from $59.45 to $59.505. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| July 26, 2012 Filed Jul 27, 2012 17:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 22,000 | $58.22 | $1,280,881.80 |
DisclosureSEC source: 0001234452-12-000276 · edgardoc.xml · nonDerivative · entry 3 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 502,227 F4 · price: The sale prices for this transaction ranged from $58.01 to $58.595. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| July 25, 2012 Filed Jul 27, 2012 17:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,958 | $57.57 | $227,858.50 |
DisclosureSEC source: 0001234452-12-000276 · edgardoc.xml · nonDerivative · entry 2 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 524,227 F3 · price: The sale prices for this transaction ranged from $57.45 to $57.68. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| July 25, 2012 Filed Jul 27, 2012 17:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 18,042 | $57.02 | $1,028,689.89 |
DisclosureSEC source: 0001234452-12-000276 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 528,185 F1 · price: The sale prices for this transaction ranged from $56.45 to $57.44. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| July 24, 2012 Filed Jul 25, 2012 18:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 22,000 | $56.60 | $1,245,268.20 |
DisclosureSEC source: 0001234452-12-000274 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 546,227 F1 · price: The sale prices for this transaction ranged from $56.31 to $57.12. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| June 30, 2012 Filed Jul 3, 2012 19:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 449.115 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000256 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,423.6651 F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board. F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units. Read SEC document |
| March 31, 2012 Filed Apr 3, 2012 23:58 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 365.925 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000194 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,497.0383 F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board. F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units. Read SEC document |
| March 06, 2012 Filed Mar 8, 2012 23:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 3,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000149 · edgardoc.xml · derivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,022 Underlying: Common Stock · 3,249 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 19:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $20.64 | $0.00 |
DisclosureSEC source: 0001234452-12-000065 · edgardoc.xml · derivative · entry 3 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2012-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest as to 10% of the total shares granted on August 12, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on September 12, 2002. Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 19:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 20,000 | $20.64 | $412,800.00 |
DisclosureSEC source: 0001234452-12-000065 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 566,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 22:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 452.325 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000008 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,771.9616 F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board. F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units. Read SEC document |
| September 30, 2011 Filed Oct 3, 2011 23:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 514.086 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-11-000337 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,226.9919 F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board. F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 17:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 440.218 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-11-000265 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,712.9059 F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board. F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units. Read SEC document |
| March 31, 2011 Filed Apr 1, 2011 18:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 455.954 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-11-000175 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,251.851 F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board. F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units. Read SEC document |
| March 08, 2011 Filed Mar 10, 2011 18:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-11-000160 · edgardoc.xml · derivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,773 Underlying: Common Stock · 3,500 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 00:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftNon-Qualified Stock Option (right to buy) · Derivative | 2,233 | $0.00 Strike: $41.83 | $0.00 |
DisclosureSEC source: 0001234452-11-000131 · edgardoc.xml · derivative · entry 2 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,767 Underlying: Common Stock · 2,233 shares Expires 2017-03-12 F2 · derivative.exercise_date: The options vest 100% one year from the date of grant. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 00:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftNon-Qualified Stock Option (right to buy) · Derivative | 9,382 | $0.00 Strike: $37.39 | $0.00 |
DisclosureSEC source: 0001234452-11-000131 · edgardoc.xml · derivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,382 shares Expires 2015-03-07 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.