Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Executive Vice President | May 03, 2015 | May 06, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date May 03, 2015 · Filed May 06, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2019-05-05 | Direct | 48,800.005 |
Reported balance
After 2015-05-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2015-05-03 · Grant · Acquired 48,800.005 · Balance 48,800.005 F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied. F3: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.
F3: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2015 Filed May 6, 2015 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 48,800.005 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000157 · edgardoc.xml · derivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,800.005 Underlying: Common Stock · 48,800.005 shares Expires 2019-05-05 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied. F3 · shares: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| December 04, 2014 Filed Dec 5, 2014 18:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,937 | $74.17 | $217,839.35 |
DisclosureSEC source: 0001234452-14-000384 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,210 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $74.05 to $74.26. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| December 04, 2014 Filed Dec 5, 2014 18:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,100 | $73.67 | $523,088.95 |
DisclosureSEC source: 0001234452-14-000384 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,147 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $73.03 to $74.03. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 30, 2014 Filed Dec 2, 2014 21:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 10,956 | $72.90 | $798,692.40 |
DisclosureSEC source: 0001234452-14-000375 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,247 F2 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 30, 2014 Filed Dec 2, 2014 21:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 20,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000375 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,203 F1 · shares: These shares represent Performance Stock Units that vested on November 9, 2014. On November 30, 2014, the Compensation Committee certified the number of shares payable based on the performance vesting conditions. F2 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 25, 2014 Filed Nov 26, 2014 00:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,053 | $72.00 | $219,806.54 |
DisclosureSEC source: 0001234452-14-000362 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,210 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $71.72 to $72.13. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,385.3176 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000353 · edgardoc.xml · derivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,386.3382 Underlying: Common Stock · 6,385.3176 shares Expires 2015-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,332 | $70.71 | $235,605.72 |
DisclosureSEC source: 0001234452-14-000353 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,263 F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 20, 2014 Filed Nov 21, 2014 23:15 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000353 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 13, 2014 Filed Nov 17, 2014 19:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,772 | $70.65 | $266,474.45 |
DisclosureSEC source: 0001234452-14-000334 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,210 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $70.53 to $70.80. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 09, 2014 Filed Nov 12, 2014 17:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 7,889.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000332 · edgardoc.xml · derivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,889.08 shares Expires 2014-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 9, 2012, 2013 and 2014. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 9, 2012, 2013 and 2014. Read SEC document |
| November 09, 2014 Filed Nov 12, 2014 17:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 4,117 | $69.26 | $285,143.42 |
DisclosureSEC source: 0001234452-14-000332 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,982 F2 · balance_after: Includes 170 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2014. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 09, 2014 Filed Nov 12, 2014 17:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000332 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| September 16, 2014 Filed Sep 18, 2014 17:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 7,845.8578 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000291 · edgardoc.xml · derivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,845.8578 Underlying: Common Stock · 7,845.8578 shares Expires 2014-11-09 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On September 30, 2012, the Compensation Committee certified that the performance vesting conditions were satisfied. The Company previously reported these Restricted Stock Units upon satisfaction of both the performance and service vesting requirements but has accelerated its reporting of these Restricted Stock Units to correspond with Compensation Committee certification of satisfaction of the performance vesting requirements. F3 · shares: These Restricted Stock Units include an initial grant of 7,472 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: These Restricted Stock Units vest in full on November 9, 2014. F4 · derivative.expiration_date: These Restricted Stock Units vest in full on November 9, 2014. Read SEC document |
| February 12, 2014 Filed Feb 13, 2014 19:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 34,900 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-14-000069 · edgardoc.xml · derivative · entry 7 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,900 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| February 12, 2014 Filed Feb 13, 2014 19:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 34,900 | $75.72 | $2,642,624.51 |
DisclosureSEC source: 0001234452-14-000069 · edgardoc.xml · nonDerivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,040 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $75.70 to $75.76. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| February 12, 2014 Filed Feb 13, 2014 19:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 34,900 | $44.75 | $1,561,775.00 |
DisclosureSEC source: 0001234452-14-000069 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 43,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 28,450 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-14-000069 · edgardoc.xml · derivative · entry 6 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,900 Underlying: Common Stock · 28,450 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 28,450 | $75.70 | $2,153,753.20 |
DisclosureSEC source: 0001234452-14-000069 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,040 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $75.70 to $75.725. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 19:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 28,450 | $44.75 | $1,273,137.50 |
DisclosureSEC source: 0001234452-14-000069 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-14-000061 · edgardoc.xml · derivative · entry 7 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,350 Underlying: Common Stock · 11,000 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 46,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-14-000061 · edgardoc.xml · derivative · entry 6 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,000 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 46,000 | $74.34 | $3,419,492.80 |
DisclosureSEC source: 0001234452-14-000061 · edgardoc.xml · nonDerivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,040 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $74.30 to $74.40. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 191 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2014. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 46,000 | $44.02 | $2,024,920.00 |
DisclosureSEC source: 0001234452-14-000061 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 11,000 | $74.34 | $817,704.80 |
DisclosureSEC source: 0001234452-14-000061 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,040 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $74.30 to $74.40. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 11,000 | $44.75 | $492,250.00 |
DisclosureSEC source: 0001234452-14-000061 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,194 | $66.60 Strike: $1.00 | $79,519.80 |
DisclosureSEC source: 0001234452-14-000022 · edgardoc.xml · derivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 48,291.974 Underlying: Common Stock · 1,194 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 29, 2013 Filed Dec 3, 2013 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 15,976 | $73.67 | $1,176,911.98 |
DisclosureSEC source: 0001234452-13-000622 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,849 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $73.38 to $73.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 29, 2013 Filed Dec 3, 2013 22:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,992 | $73.52 | $219,971.84 |
DisclosureSEC source: 0001234452-13-000622 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,825 F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 21:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 17,132 | $72.49 | $1,241,898.68 |
DisclosureSEC source: 0001234452-13-000593 · edgardoc.xml · nonDerivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 28,118 F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 21:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 33,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000593 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 45,250 F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 25, 2013 Filed Dec 3, 2013 22:07 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 17,433 | $72.49 | $1,263,718.17 |
DisclosureSEC source: 0001234452-13-000613 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,817 F1 · shares: Correction of taxes withheld on the RSU shares released. F2 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 22, 2013 Filed Nov 26, 2013 21:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 57,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000593 · edgardoc.xml · derivative · entry 6 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 57,000 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 22, 2013 Filed Nov 26, 2013 21:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 57,000 | $72.93 | $4,157,158.20 |
DisclosureSEC source: 0001234452-13-000593 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,841 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $72.90 to $72.965. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 22, 2013 Filed Nov 26, 2013 21:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 57,000 | $44.02 | $2,509,140.00 |
DisclosureSEC source: 0001234452-13-000593 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,258 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000566 · edgardoc.xml · derivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,517 Underlying: Common Stock · 6,258 shares Expires 2023-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,266 | $71.03 | $231,983.98 |
DisclosureSEC source: 0001234452-13-000566 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,841 F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000566 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 15, 2013 Filed Nov 19, 2013 20:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 47,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000535 · edgardoc.xml · derivative · entry 10 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,000 Underlying: Common Stock · 47,000 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 15, 2013 Filed Nov 19, 2013 20:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,333 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-13-000535 · edgardoc.xml · derivative · entry 9 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,333 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 15, 2013 Filed Nov 19, 2013 20:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,667 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000535 · edgardoc.xml · derivative · entry 8 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,667 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 15, 2013 Filed Nov 19, 2013 20:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,667 | $71.60 | $405,739.63 |
DisclosureSEC source: 0001234452-13-000535 · edgardoc.xml · nonDerivative · entry 6 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,849 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $71.50 to $71.69. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 15, 2013 Filed Nov 19, 2013 20:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,667 | $35.66 | $202,085.22 |
DisclosureSEC source: 0001234452-13-000535 · edgardoc.xml · nonDerivative · entry 5 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 15, 2013 Filed Nov 19, 2013 20:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,333 | $71.60 | $310,229.37 |
DisclosureSEC source: 0001234452-13-000535 · edgardoc.xml · nonDerivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,849 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $71.50 to $71.69. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 15, 2013 Filed Nov 19, 2013 20:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,333 | $37.29 | $161,577.57 |
DisclosureSEC source: 0001234452-13-000535 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 15, 2013 Filed Nov 19, 2013 20:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 47,000 | $71.60 | $3,365,054.30 |
DisclosureSEC source: 0001234452-13-000535 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,849 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $71.50 to $71.69. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 15, 2013 Filed Nov 19, 2013 20:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 47,000 | $44.02 | $2,068,940.00 |
DisclosureSEC source: 0001234452-13-000535 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 12, 2013 Filed Nov 14, 2013 00:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 8,138 | $67.88 | $552,373.26 |
DisclosureSEC source: 0001234452-13-000513 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,849 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $67.62 to $68.185. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 09, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 4,034 | $67.45 | $272,093.30 |
DisclosureSEC source: 0001234452-13-000505 · edgardoc.xml · nonDerivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,987 F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| November 09, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 7,731.7785 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000505 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 21,021.7785 F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.