Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP & Chief Financial Officer | March 05, 2013 | March 07, 2013 |
| Turtle Beach CorpHEAR · Entity 6255 | Director | April 01, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date March 05, 2013 · Filed March 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,408 |
Reported balance
After 2013-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-03-05 · Exercise / conversion · Acquired 37,412 · Balance 85,408 |
| Common StockSEC Table I · non-derivative | Direct | 47,996 |
Reported balance
After 2013-03-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2013-03-05 · Sale · Disposed 37,412 · Balance 47,996 F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 79,246 |
Reported balance
After 2013-03-05 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2013-03-05 · Exercise / conversion · Acquired 31,250 · Balance 79,246 |
| Common StockSEC Table I · non-derivative | Direct | 47,996 |
Reported balance
After 2013-03-05 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2013-03-05 · Sale · Disposed 31,250 · Balance 47,996 F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 60,496 |
Reported balance
After 2013-03-05 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2013-03-05 · Exercise / conversion · Acquired 12,500 · Balance 60,496 |
| Common StockSEC Table I · non-derivative | Direct | 47,996 |
Reported balance
After 2013-03-05 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2013-03-05 · Sale · Disposed 12,500 · Balance 47,996 F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.66 · Expires 2018-11-06 | Direct | 56,250 |
Reported balance
After 2013-03-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-03-05 · Exercise / conversion · Disposed 31,250 · Balance 56,250 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.29 · Expires 2017-11-11 | Direct | 1,667 |
Reported balance
After 2013-03-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2013-03-05 · Exercise / conversion · Disposed 12,500 · Balance 1,667 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.75 · Expires 2019-11-08 | Direct | 37,764 |
Reported balance
After 2013-03-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2013-03-05 · Exercise / conversion · Disposed 37,412 · Balance 37,764 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
Turtle Beach Corp
Report date April 01, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,343 |
Reported balance
After 2023-04-01 transaction · row 1
1 source rowRow 1 · 2023-04-01 · Grant · Acquired 9,281 · Balance 67,343 F1: These are restricted shares that will vest on April 1, 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy The Keitel McSweeney Family Trust | 14,500 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,500 F2: These shares are held in a trust for the benefit of certain of the reporting person's family members. The reporting person disclaims beneficial ownership of these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.52 · Expires 2024-01-30 | Direct | 800 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 800 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.16 · Expires 2025-04-09 | Direct | 5,459 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,459 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.64 · Expires 2026-04-04 | Direct | 10,776 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 10,776 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2027-04-19 | Direct | 13,889 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 13,889 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.12 · Expires 2028-04-11 | Direct | 16,025 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 16,025 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.10 · Expires 2029-04-01 | Direct | 4,132 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 4,132 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.95 · Expires 2030-04-01 | Direct | 16,806 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 16,806 F3: All options are exercisable as of the date of this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: These are restricted shares that will vest on April 1, 2024.
F2: These shares are held in a trust for the benefit of certain of the reporting person's family members. The reporting person disclaims beneficial ownership of these shares.
F3: All options are exercisable as of the date of this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2023 Filed Apr 4, 2023 20:59 UTC | Turtle Beach Corp HEAR · Entity 6255 | GrantCommon Stock | 9,281 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-001075 · form4.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,343 F1 · shares: These are restricted shares that will vest on April 1, 2024. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 22:46 UTC | Turtle Beach Corp HEAR · Entity 6255 | GrantCommon Stock | 5,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022673 · doc4.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,062 F1 · shares: These are restricted shares that will vest on April 1, 2023. Read SEC document |
| April 08, 2021 Filed Apr 8, 2021 22:36 UTC | Turtle Beach Corp HEAR · Entity 6255 | SaleCommon Stock | 3,362 | $28.18 | $94,741.16 |
DisclosureSEC source: 0001209191-21-026150 · doc4.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,483 F1 · price: ALL SALES PURSUANT TO A 10b5-1 PLAN. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27.94 to $28.39 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 21:00 UTC | Turtle Beach Corp HEAR · Entity 6255 | GrantCommon Stock | 4,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-024666 · doc4.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,845 F1 · shares: These are restricted shares that will vest on April 1, 2022. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:46 UTC | Turtle Beach Corp HEAR · Entity 6255 | GrantStock Option (Right to Buy) · Derivative | 16,806 | $0.00 Strike: $5.95 | $0.00 |
DisclosureSEC source: 0001209191-20-022742 · doc4.xml · derivative · entry 9 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,806 Underlying: Common Stock · 16,806 shares Expires 2030-04-01 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:46 UTC | Turtle Beach Corp HEAR · Entity 6255 | GrantCommon Stock | 8,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022742 · doc4.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,470 F1 · shares: These are restricted shares that will vest on April 1, 2021. Read SEC document |
| April 17, 2019 Filed Apr 19, 2019 20:34 UTC | Turtle Beach Corp HEAR · Entity 6255 | SaleCommon Stock | 8,013 | $11.80 | $94,553.40 |
DisclosureSEC source: 0001493761-19-000030 · wf-form4_155570604175611.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,067 F1 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $11.60 to $12.11 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:04 UTC | Turtle Beach Corp HEAR · Entity 6255 | GrantStock Option (Right to Buy) · Derivative | 4,132 | $0.00 Strike: $12.10 | $0.00 |
DisclosureSEC source: 0001493761-19-000027 · wf-form4_155433262659111.xml · derivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,132 Underlying: Common Stock · 4,132 shares Expires 2029-04-01 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:04 UTC | Turtle Beach Corp HEAR · Entity 6255 | GrantCommon Stock | 4,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001493761-19-000027 · wf-form4_155433262659111.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,080 F1 · shares: These are restricted shares that will vest April 1, 2020. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:16 UTC | Turtle Beach Corp HEAR · Entity 6255 | GrantStock Option (Right to Buy) · Derivative | 16,025 | $0.00 Strike: $3.12 | $0.00 |
DisclosureSEC source: 0001493761-18-000021 · wf-form4_152365059555869.xml · derivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,025 Underlying: Common Stock · 16,025 shares Expires 2028-04-11 Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:16 UTC | Turtle Beach Corp HEAR · Entity 6255 | GrantCommon Stock | 16,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001493761-18-000021 · wf-form4_152365059555869.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,948 F1 · shares: These are restricted shares that will vest April 11, 2019. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 20:21 UTC | Turtle Beach Corp HEAR · Entity 6255 | GrantStock Option (Right to Buy) · Derivative | 55,555 | $0.90 Strike: $0.90 | $49,999.50 |
DisclosureSEC source: 0001493761-17-000017 · wf-form4_149280604751715.xml · derivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,555 Underlying: Common Stock · 55,555 shares Expires 2027-04-19 Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 20:21 UTC | Turtle Beach Corp HEAR · Entity 6255 | GrantCommon Stock | 55,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001493761-17-000017 · wf-form4_149280604751715.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,690 F1 · shares: These are restricted shares that will vest on April 19, 2018 Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 20:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 37,412 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-13-000119 · edgardoc.xml · derivative · entry 9 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,764 Underlying: Common Stock · 37,412 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 20:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-13-000119 · edgardoc.xml · derivative · entry 8 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 12,500 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 20:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 31,250 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000119 · edgardoc.xml · derivative · entry 7 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 31,250 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 20:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,500 | $67.75 | $846,875.00 |
DisclosureSEC source: 0001234452-13-000119 · edgardoc.xml · nonDerivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,996 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 20:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 12,500 | $37.29 | $466,125.00 |
DisclosureSEC source: 0001234452-13-000119 · edgardoc.xml · nonDerivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 20:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 31,250 | $67.75 | $2,117,187.50 |
DisclosureSEC source: 0001234452-13-000119 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,996 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 20:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 31,250 | $35.66 | $1,114,375.00 |
DisclosureSEC source: 0001234452-13-000119 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 20:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 37,412 | $67.75 | $2,534,663.00 |
DisclosureSEC source: 0001234452-13-000119 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,996 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 20:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 37,412 | $44.75 | $1,674,187.00 |
DisclosureSEC source: 0001234452-13-000119 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2013 Filed Jan 4, 2013 19:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 37,588 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-13-000028 · edgardoc.xml · derivative · entry 10 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,176 Underlying: Common Stock · 37,588 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| January 03, 2013 Filed Jan 4, 2013 19:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 43,592 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000028 · edgardoc.xml · derivative · entry 9 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 43,592 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| January 03, 2013 Filed Jan 4, 2013 19:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 43,592 | $64.76 | $2,822,865.35 |
DisclosureSEC source: 0001234452-13-000028 · edgardoc.xml · nonDerivative · entry 7 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,786 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $64.75 to $64.8178. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 03, 2013 Filed Jan 4, 2013 19:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 43,592 | $35.66 | $1,554,490.72 |
DisclosureSEC source: 0001234452-13-000028 · edgardoc.xml · nonDerivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2013 Filed Jan 4, 2013 19:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 37,588 | $64.76 | $2,434,067.32 |
DisclosureSEC source: 0001234452-13-000028 · edgardoc.xml · nonDerivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,786 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $64.75 to $64.8178. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 03, 2013 Filed Jan 4, 2013 19:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 37,588 | $44.75 | $1,682,063.00 |
DisclosureSEC source: 0001234452-13-000028 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 19:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 68,908 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000028 · edgardoc.xml · derivative · entry 8 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,092 Underlying: Common Stock · 68,908 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 19:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 68,908 | $64.75 | $4,461,793.00 |
DisclosureSEC source: 0001234452-13-000028 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,786 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 19:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 68,908 | $35.66 | $2,457,259.28 |
DisclosureSEC source: 0001234452-13-000028 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 19:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 8,985 | $64.75 | $581,778.75 |
DisclosureSEC source: 0001234452-13-000028 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,786 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 23:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 2,703 | $61.15 Strike: $1.00 | $165,280.88 |
DisclosureSEC source: 0001234452-13-000020 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 43,973.889 Underlying: Common Stock · 2,703 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 11, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 26,763 | $58.61 | $1,568,579.43 |
DisclosureSEC source: 0001234452-12-000408 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,771 Read SEC document |
| November 11, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 57,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000408 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,534 F1 · shares: These shares represent performance-based restricted stock units that vested on October 31, 2012. On November 11, 2012, the Compensation Committee certified that the performance goals had been attained and approved the restricted stock units earned by the reporting person. Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 23:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 6,560 | $61.62 | $404,227.20 |
DisclosureSEC source: 0001234452-12-000384 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,206 Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 23:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 14,053.6776 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000384 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,766.6776 Read SEC document |
| November 08, 2012 Filed Nov 13, 2012 23:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 17,853.8728 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000384 · edgardoc.xml · derivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,756.1272 Underlying: Common Stock · 17,853.8728 shares Expires 2020-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Amount includes dividend equivalents earned on vested restricted stock units. F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 08, 2012 Filed Nov 13, 2012 23:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 8,334 | $60.67 | $505,623.78 |
DisclosureSEC source: 0001234452-12-000384 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,713.8728 Read SEC document |
| November 08, 2012 Filed Nov 13, 2012 23:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 17,853.8728 | $1.00 | $17,853.87 |
DisclosureSEC source: 0001234452-12-000384 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,047.8728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 127,500 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-12-000339 · edgardoc.xml · derivative · entry 7 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,167 Underlying: Common Stock · 127,500 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 49,334 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-12-000339 · edgardoc.xml · derivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,334 shares Expires 2016-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,372 | $62.72 | $587,774.35 |
DisclosureSEC source: 0001234452-12-000339 · edgardoc.xml · nonDerivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,194 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $62.70 to $62.73. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F5 · balance_after: Includes 439 shares acquired under the Company's Employee Stock Purchase Plan. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 49,334 | $62.61 | $3,088,653.74 |
DisclosureSEC source: 0001234452-12-000339 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,566 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $62.49 to $62.76. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 49,334 | $34.83 | $1,718,303.22 |
DisclosureSEC source: 0001234452-12-000339 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 127,500 | $62.42 | $7,958,856.00 |
DisclosureSEC source: 0001234452-12-000339 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,566 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $62.19 to $62.77. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 127,500 | $37.29 | $4,754,475.00 |
DisclosureSEC source: 0001234452-12-000339 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2011 Filed Jan 5, 2012 00:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 4,097 | $53.89 Strike: $1.00 | $220,791.43 |
DisclosureSEC source: 0001234452-12-000028 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 41,270.889 Underlying: Common Stock · 4,097 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 08, 2011 Filed Nov 10, 2011 23:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 272.334 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-11-000387 · edgardoc.xml · derivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544.668 Underlying: Common Stock · 272.334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Amount represents dividend equivalents earned on vested restricted stock units. F4 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units. F4 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units. Read SEC document |
| November 08, 2011 Filed Nov 10, 2011 23:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 17,305 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-11-000387 · edgardoc.xml · derivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,610 Underlying: Common Stock · 17,305 shares Expires 2020-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.