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QUALCOMM INC/DE

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0 purchase rows · 113 sale rows

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2015 Filed May 6, 2015 00:22 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
SaleCommon Stock 2,000 $68.45 $136,900.00
Disclosure

SEC source: 0001234452-15-000153 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 46,596

F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
May 04, 2015 Filed May 6, 2015 00:22 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
Exercise / conversionCommon Stock 2,000 $41.36 $82,720.00
Disclosure

SEC source: 0001234452-15-000153 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 48,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
May 04, 2015 Filed May 6, 2015 00:32 UTC
Murphy John FrancisSVP & Chief Accounting Officer
GrantRestricted Stock Unit · Derivative 4,428 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000160 · edgardoc.xml · derivative · entry 1

Murphy John Francis · CIK 0001417762 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,428

Underlying: Common Stock · 4,428 shares

Expires 2018-05-20

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 20, 2016, 2017 and 2018.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 20, 2016, 2017 and 2018.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:22 UTC
AMON CRISTIANO REVP, Qualcomm Technologies Inc
GrantRestricted Stock Unit · Derivative 38,577.5815 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000151 · edgardoc.xml · derivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,814.6021

Underlying: Common Stock · 38,577.5815 shares

Expires 2019-05-05

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F5 · shares: These Restricted Stock Units include an initial grant of 37,708 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F6 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

F6 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:22 UTC
AMON CRISTIANO REVP, Qualcomm Technologies Inc
GrantRestricted Stock Unit · Derivative 53,237.0206 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000151 · edgardoc.xml · derivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,237.0206

Underlying: Common Stock · 53,237.0206 shares

Expires 2019-05-05

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F3 · shares: These Restricted Stock Units include an initial grant of 52,037 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:21 UTC GrantRestricted Stock Unit · Derivative 135,019.4877 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000150 · edgardoc.xml · derivative · entry 4

ABERLE DEREK K · CIK 0001445355 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,049.1632

Underlying: Common Stock · 135,019.4877 shares

Expires 2019-05-05

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F6 · shares: These Restricted Stock Units include an initial grant of 131,976 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:21 UTC GrantRestricted Stock Unit · Derivative 207,029.6755 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000150 · edgardoc.xml · derivative · entry 3

ABERLE DEREK K · CIK 0001445355 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,029.6755

Underlying: Common Stock · 207,029.6755 shares

Expires 2019-05-05

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F4 · shares: These Restricted Stock Units include an initial grant of 202,363 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:22 UTC
JACOBS PAUL EDirector · Executive Chairman
GrantRestricted Stock Unit · Derivative 578,654.5065 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000154 · edgardoc.xml · derivative · entry 6

JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,654.5065

Underlying: Common Stock · 578,654.5065 shares

Expires 2019-05-05

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F6 · shares: These Restricted Stock Units include an initial grant of 565,611 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:22 UTC
Davis George SEVP & Chief Financial Officer
GrantRestricted Stock Unit · Derivative 88,727.0035 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000152 · edgardoc.xml · derivative · entry 3

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,727.0035

Underlying: Common Stock · 88,727.0035 shares

Expires 2019-05-05

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F4 · shares: These Restricted Stock Units include an initial grant of 86,727 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:22 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
GrantRestricted Stock Unit · Derivative 48,800.005 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000153 · edgardoc.xml · derivative · entry 6

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,800.005

Underlying: Common Stock · 48,800.005 shares

Expires 2019-05-05

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F6 · shares: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:22 UTC
RENDUCHINTALA VENKATA S MEVP, Qualcomm Technologies Inc
GrantRestricted Stock Unit · Derivative 38,577.5815 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000155 · edgardoc.xml · derivative · entry 4

RENDUCHINTALA VENKATA S M · CIK 0001559658 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,304.585

Underlying: Common Stock · 38,577.5815 shares

Expires 2019-05-05

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F6 · shares: These Restricted Stock Units include an initial grant of 37,708 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:22 UTC
RENDUCHINTALA VENKATA S MEVP, Qualcomm Technologies Inc
GrantRestricted Stock Unit · Derivative 88,727.0035 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000155 · edgardoc.xml · derivative · entry 3

RENDUCHINTALA VENKATA S M · CIK 0001559658 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,727.0035

Underlying: Common Stock · 88,727.0035 shares

Expires 2019-05-05

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F4 · shares: These Restricted Stock Units include an initial grant of 86,727 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:23 UTC
Rosenberg Donald JEVP, GC & Corporate Secretary
GrantRestricted Stock Unit · Derivative 79,855.02 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000156 · edgardoc.xml · derivative · entry 7

Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,855.02

Underlying: Common Stock · 79,855.02 shares

Expires 2019-05-05

F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F7 · shares: These Restricted Stock Units include an initial grant of 78,055 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F8 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F8 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:23 UTC
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
GrantRestricted Stock Unit · Derivative 38,577.5815 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000158 · edgardoc.xml · derivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,377.5865

Underlying: Common Stock · 38,577.5815 shares

Expires 2019-05-05

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F6 · shares: These Restricted Stock Units include an initial grant of 37,708 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:23 UTC
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
GrantRestricted Stock Unit · Derivative 48,800.005 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000158 · edgardoc.xml · derivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,800.005

Underlying: Common Stock · 48,800.005 shares

Expires 2019-05-05

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F4 · shares: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 03, 2015 Filed May 6, 2015 00:23 UTC
SULLIVAN DANIEL LExecutive Vice President
GrantRestricted Stock Unit · Derivative 48,800.005 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000157 · edgardoc.xml · derivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,800.005

Underlying: Common Stock · 48,800.005 shares

Expires 2019-05-05

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.

F3 · shares: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
April 27, 2015 Filed Apr 30, 2015 17:50 UTC
STERN MARC IDirector
GiftCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000138 · edgardoc.xml · nonDerivative · entry 2

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 295,437

F1 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

Read SEC document
April 27, 2015 Filed May 6, 2015 00:22 UTC
JACOBS PAUL EDirector · Executive Chairman
GiftCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000154 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 839,738

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
April 24, 2015 Filed Apr 30, 2015 17:50 UTC
STERN MARC IDirector
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000138 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 319,437

F1 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

Read SEC document
April 13, 2015 Filed Apr 14, 2015 19:12 UTC
JACOBS PAUL EDirector · Executive Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,858 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-15-000121 · edgardoc.xml · derivative · entry 7

JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 4,858 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
April 13, 2015 Filed Apr 14, 2015 19:12 UTC
JACOBS PAUL EDirector · Executive Chairman
SaleCommon Stock 4,858 $71.21 $345,938.18
Disclosure

SEC source: 0001234452-15-000121 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 874,738

F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
April 13, 2015 Filed Apr 14, 2015 19:12 UTC
JACOBS PAUL EDirector · Executive Chairman
Exercise / conversionCommon Stock 4,858 $44.75 $217,395.50
Disclosure

SEC source: 0001234452-15-000121 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 879,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
April 10, 2015 Filed Apr 13, 2015 21:43 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,700.6206 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000119 · edgardoc.xml · derivative · entry 4

CRUICKSHANK DONALD G · CIK 0001329357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,751

Underlying: Common Stock · 2,700.6206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Restricted Stock Units are 100% vested on the earlier of (1) April 10, 2015, (2) death, (3) disability, or (4) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) April 10, 2015, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Restricted Stock Units are 100% vested on the earlier of (1) April 10, 2015, (2) death, (3) disability, or (4) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) April 10, 2015, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
April 10, 2015 Filed Apr 13, 2015 21:43 UTC Disposition to issuerCommon Stock 1,270 $68.81 $87,388.70
Disclosure

SEC source: 0001234452-15-000119 · edgardoc.xml · nonDerivative · entry 3

CRUICKSHANK DONALD G · CIK 0001329357 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Pension Plan

Disclosed balance after: 9,225

F1 · ownership.nature: Securities held in a pension plan for the benefit of the reporting person.

Read SEC document
April 10, 2015 Filed Apr 13, 2015 21:43 UTC Tax withholdingCommon Stock 405 $68.81 $27,868.05
Disclosure

SEC source: 0001234452-15-000119 · edgardoc.xml · nonDerivative · entry 2

CRUICKSHANK DONALD G · CIK 0001329357 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Pension Plan

Disclosed balance after: 10,495

F1 · ownership.nature: Securities held in a pension plan for the benefit of the reporting person.

Read SEC document
April 10, 2015 Filed Apr 13, 2015 21:43 UTC Exercise / conversionCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000119 · edgardoc.xml · nonDerivative · entry 1

CRUICKSHANK DONALD G · CIK 0001329357 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Pension Plan

Disclosed balance after: 10,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held in a pension plan for the benefit of the reporting person.

Read SEC document
April 06, 2015 Filed Apr 7, 2015 18:30 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $41.36 $0.00
Disclosure

SEC source: 0001234452-15-000117 · edgardoc.xml · derivative · entry 3

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 2,000 shares

Expires 2019-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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April 06, 2015 Filed Apr 7, 2015 18:30 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
SaleCommon Stock 2,000 $66.29 $132,580.00
Disclosure

SEC source: 0001234452-15-000117 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 46,596

F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

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April 06, 2015 Filed Apr 7, 2015 18:30 UTC
GROB MATTHEW SEVP, Qualcomm Technologies Inc
Exercise / conversionCommon Stock 2,000 $41.36 $82,720.00
Disclosure

SEC source: 0001234452-15-000117 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 48,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

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April 01, 2015 Filed Apr 2, 2015 19:20 UTC
JACOBS PAUL EDirector · Executive Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-15-000115 · edgardoc.xml · derivative · entry 8

JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 4,858

Underlying: Common Stock · 30,000 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

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April 01, 2015 Filed Apr 2, 2015 19:20 UTC
JACOBS PAUL EDirector · Executive Chairman
SaleCommon Stock 30,000 $69.22 $2,076,480.00
Disclosure

SEC source: 0001234452-15-000115 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 874,738

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F3 · price: The sale prices for this transaction ranged from $69.21 to $69.24. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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April 01, 2015 Filed Apr 2, 2015 19:20 UTC
JACOBS PAUL EDirector · Executive Chairman
Exercise / conversionCommon Stock 30,000 $44.75 $1,342,500.00
Disclosure

SEC source: 0001234452-15-000115 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 904,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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March 31, 2015 Filed Apr 1, 2015 20:54 UTC GrantCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000113 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,274.4421

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:13 UTC Exercise / conversionDeferred Stock Unit · Derivative 3,446 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000108 · edgardoc.xml · derivative · entry 2

Lansing Sherry · CIK 0001375861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,535.5412

Underlying: Common Stock · 3,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:13 UTC Exercise / conversionCommon Stock 3,446 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000108 · edgardoc.xml · nonDerivative · entry 1

Lansing Sherry · CIK 0001375861 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sherry Lansing Trustee for the Sherry Lansing Revocable Trust dated 4/23/88.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:12 UTC Exercise / conversionDeferred Stock Unit · Derivative 3,446 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000104 · edgardoc.xml · derivative · entry 5

DITTAMORE RAYMOND V · CIK 0001203772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,808.5412

Underlying: Common Stock · 3,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F5 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:12 UTC Exercise / conversionCommon Stock 3,446 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000104 · edgardoc.xml · nonDerivative · entry 1

DITTAMORE RAYMOND V · CIK 0001203772 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jt Tenant

Disclosed balance after: 25,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held jointly with spouse in an account entitled Raymond V. & Glenna C. Dittamore JTWROS.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:12 UTC Exercise / conversionDeferred Stock Unit · Derivative 3,446 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000103 · edgardoc.xml · derivative · entry 3

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,535.5412

Underlying: Common Stock · 3,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:12 UTC Exercise / conversionCommon Stock 3,446 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000103 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 23,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:12 UTC
Davis George SEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 33,906.3031 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000105 · edgardoc.xml · derivative · entry 3

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,906.3031

Underlying: Common Stock · 33,906.3031 shares

Expires 2016-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on March 11, 2014, 2015, and 2016.

F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on March 11, 2014, 2015, and 2016.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:12 UTC
Davis George SEVP & Chief Financial Officer
Exercise / conversionCommon Stock 33,906 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000105 · edgardoc.xml · nonDerivative · entry 2

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 41,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:12 UTC
Davis George SEVP & Chief Financial Officer
Tax withholdingCommon Stock 15,516 $67.16 $1,041,976.98
Disclosure

SEC source: 0001234452-15-000105 · edgardoc.xml · nonDerivative · entry 1

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 7,971

F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:13 UTC Exercise / conversionDeferred Stock Unit · Derivative 2,227 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000106 · edgardoc.xml · derivative · entry 2

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,535.458

Underlying: Common Stock · 2,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:13 UTC Exercise / conversionCommon Stock 2,227 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000106 · edgardoc.xml · nonDerivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Stephen W. Kidder, Trustee of The Susan Hockfield Byrne Living Trust Indenture.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:13 UTC Exercise / conversionDeferred Stock Unit · Derivative 3,446 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000107 · edgardoc.xml · derivative · entry 3

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,535.5412

Underlying: Common Stock · 3,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:13 UTC Disposition to issuerCommon Stock 1,214 $70.93 $86,109.02
Disclosure

SEC source: 0001234452-15-000107 · edgardoc.xml · nonDerivative · entry 2

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 12,091

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:13 UTC Exercise / conversionCommon Stock 3,446 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000107 · edgardoc.xml · nonDerivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 13,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:13 UTC
NELLES DUANEDirector
Exercise / conversionDeferred Stock Unit · Derivative 3,446 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000109 · edgardoc.xml · derivative · entry 2

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,535.5412

Underlying: Common Stock · 3,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:13 UTC
NELLES DUANEDirector
Exercise / conversionCommon Stock 3,446 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000109 · edgardoc.xml · nonDerivative · entry 1

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 122,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Duane A. Nelles and Gail G. Nelles, Trustees for the Nelles Intervivos Trust dtd. 3/29/1976.

Read SEC document
March 26, 2015 Filed Mar 30, 2015 19:14 UTC Exercise / conversionDeferred Stock Unit · Derivative 3,446 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000110 · edgardoc.xml · derivative · entry 4

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,850.5412

Underlying: Common Stock · 3,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.