Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHEVRON CORPCVX · Entity 2804 | Director | May 27, 2026 | May 29, 2026 |
| EnLink Midstream, LLCENLC · Entity 11729 | Director | August 08, 2019 | August 13, 2019 |
| GENERAL ELECTRIC COGE · Entity 2813 | Director | May 05, 2026 | May 07, 2026 |
| QUALCOMM INC/DEQCOM · Entity 2852 | Director | March 08, 2019 | March 12, 2019 |
| Walmart Inc.WMT · Entity 783 | Director | June 04, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHEVRON CORP
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,734 |
Reported balance
After 2026-05-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 1,272 · Balance 1,734 F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2: This number includes the acquisition of dividend equivalent accruals on stock units (4) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.
F2: This number includes the acquisition of dividend equivalent accruals on stock units (4) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.
EnLink Midstream, LLC
Report date August 08, 2019 · Filed August 13, 2019
This filing explicitly reported no securities owned.
GENERAL ELECTRIC CO
Report date May 05, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,823 |
Reported balance
After 2026-05-05 transaction · row 1
1 source rowRow 1 · 2026-05-05 · Grant · Acquired 678 · Balance 2,823 F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 6,906 |
Reported balance
Holding disclosure · report date 2026-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,906 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.
QUALCOMM INC/DE
Report date March 08, 2019 · Filed March 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Joint Account | 26,190 |
Last balance in matching sequence
After 2019-03-08 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-03-08 · Exercise / conversion · Acquired 5,099 · Balance 27,834 F1: Securities held by Thomas W. and Janet P. Horton. Row 2 · 2019-03-08 · Disposition to issuer · Disposed 1,644 · Balance 26,190 F1: Securities held by Thomas W. and Janet P. Horton. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 8,326.6725 |
Reported balance
After 2019-03-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-03-08 · Exercise / conversion · Disposed 5,099.4055 · Balance 8,326.6725 F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock. F3: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Thomas W. and Janet P. Horton.
F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.
F3: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.
Walmart Inc.
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 59,848 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 1,935 · Balance 59,848 F1: Represents an annual equity grant as part of the Reporting Person's non-management director compensation. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual equity grant as part of the Reporting Person's non-management director compensation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2026 Filed Jun 8, 2026 22:30 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 1,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001175928-26-000004 · wk-form4_1780957815.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,848 F1 · shares: Represents an annual equity grant as part of the Reporting Person's non-management director compensation. Read SEC document |
| May 27, 2026 Filed May 29, 2026 20:28 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000093410-26-000137 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,734 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (4) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 05, 2026 Filed May 7, 2026 20:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantCommon Stock | 678 | $0.00 | $0.00 |
DisclosureSEC source: 0001175928-26-000002 · wk-form4_1778184337.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,823 F1 · shares: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 22:23 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 458 | $0.00 | $0.00 |
DisclosureSEC source: 0000093410-26-000016 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 458 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| June 05, 2025 Filed Jun 10, 2025 01:09 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 2,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-017166 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,913 F1 · shares: Represents an annual equity grant as part of the Reporting Person's non-management director compensation. Read SEC document |
| May 06, 2025 Filed May 7, 2025 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantCommon Stock | 968 | $0.00 | $0.00 |
DisclosureSEC source: 0000040545-25-000086 · wk-form4_1746648844.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,133 F1 · shares: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:18 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 2,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-018169 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,565 F1 · shares: Represents an annual equity grant as part of the Reporting Person's non-management director compensation. Read SEC document |
| May 07, 2024 Filed May 8, 2024 20:31 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantCommon Stock | 1,165 | $0.00 | $0.00 |
DisclosureSEC source: 0000040545-24-000141 · wk-form4_1715200249.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,165 F1 · shares: Restricted Stock Units granted under the 2022 Long-Term Incentive Plan, which will vest on the first anniversary of the grant date. Read SEC document |
| May 06, 2024 Filed May 8, 2024 20:31 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0000040545-24-000141 · wk-form4_1715200249.xml · derivative · entry 3 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,523 Underlying: Common Stock · 126 shares Expires not disclosed F2 · security: Acquired at a price of $158.34 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. F4 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F4 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 297 | $169.15 | $50,237.55 |
DisclosureSEC source: 0000040545-24-000070 · wk-form4_1712003334.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,371 Underlying: Common Stock · 297 shares Expires not disclosed F1 · security: Acquired at a price of $169.15 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 21:54 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 407 | $123.54 | $50,280.78 |
DisclosureSEC source: 0000040545-24-000012 · wk-form4_1704318809.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,065 Underlying: Common Stock · 407 shares Expires not disclosed F1 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 444 | $113.23 | $50,274.12 |
DisclosureSEC source: 0000040545-23-000227 · wk-form4_1696365579.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,648 Underlying: Common Stock · 444 shares Expires not disclosed F1 · security: Acquired at a price of $113.23 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 475 | $105.74 | $50,226.50 |
DisclosureSEC source: 0000040545-23-000174 · wk-form4_1688588275.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,195 Underlying: Common Stock · 475 shares Expires not disclosed F1 · security: Acquired at a price of $105.74 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:48 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 1,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017586 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,529 F1 · shares: Represents an annual equity grant as part of the Reporting Person's non-management director compensation. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 552 | $91.00 | $50,232.00 |
DisclosureSEC source: 0000040545-23-000116 · wf-form4_168064062902630.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,709 Underlying: Common Stock · 552 shares Expires not disclosed F1 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 610 | $82.41 | $50,270.10 |
DisclosureSEC source: 0000040545-23-000007 · wf-form4_167295653800877.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,144 Underlying: Common Stock · 610 shares Expires not disclosed F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 21:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 792 | $68.21 | $54,022.32 |
DisclosureSEC source: 0001062993-22-020361 · form4.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,522 Underlying: Common Stock · 792 shares Expires not disclosed F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:04 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 777 | $69.53 | $54,024.81 |
DisclosureSEC source: 0001062993-22-016083 · form4.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,717 Underlying: Common Stock · 777 shares Expires not disclosed F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:46 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 1,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016726 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,172 F1 · shares: Represents an annual equity grant as part of the Reporting Person's non-management director compensation. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:04 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 583 | $92.62 | $53,997.46 |
DisclosureSEC source: 0001062993-22-009489 · form4.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,931 Underlying: Common Stock · 583 shares Expires not disclosed F1 · security: Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:42 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 573 | $94.23 | $53,993.79 |
DisclosureSEC source: 0001062993-22-000341 · form4.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,340 Underlying: Common Stock · 573 shares Expires not disclosed F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 20:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 526 | $102.67 | $54,004.42 |
DisclosureSEC source: 0001062993-21-009079 · form4.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,760 Underlying: Common Stock · 526 shares Expires not disclosed F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock. Read SEC document |
| July 01, 2021 Filed Jul 1, 2021 20:49 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 4,029 | $13.40 | $53,988.60 |
DisclosureSEC source: 0001062993-21-006165 · form4.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,815 Underlying: Common Stock · 4,029 shares Expires not disclosed F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 21:33 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 1,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019285 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,603 F1 · shares: Represents annual equity grant as part of the Reporting Person's non-management director compensation. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 00:04 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 4,098 | $13.18 | $54,011.64 |
DisclosureSEC source: 0001231205-21-000118 · edgar.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,738 Underlying: Common Stock · 4,098 shares Expires not disclosed F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 23:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 4,969 | $10.87 | $54,013.03 |
DisclosureSEC source: 0001231205-21-000017 · edgar.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,584 Underlying: Common Stock · 4,969 shares Expires not disclosed F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 23:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 8,586 | $6.29 | $54,005.94 |
DisclosureSEC source: 0001231205-20-000180 · edgar.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,544 Underlying: Common Stock · 8,586 shares Expires not disclosed F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 13:02 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 7,448 | $7.25 | $53,998.00 |
DisclosureSEC source: 0001231205-20-000104 · edgar.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,892 Underlying: Common Stock · 7,448 shares Expires not disclosed F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 21:42 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 1,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-019038 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,367 F1 · shares: Represents annual equity grant as part of the Reporting Person's non-management director compensation. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:39 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 6,905 | $7.82 | $53,997.10 |
DisclosureSEC source: 0001231205-20-000079 · edgar.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,386 Underlying: Common Stock · 6,905 shares Expires not disclosed F1 · security: Acquired at a price of $7.82 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 4,869 | $11.09 | $53,997.21 |
DisclosureSEC source: 0001231205-20-000010 · edgar.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,453 Underlying: Common Stock · 4,869 shares Expires not disclosed F1 · security: Acquired at a price of $11.09 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 21:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 5,931 | $9.10 | $53,972.10 |
DisclosureSEC source: 0001231205-19-000199 · edgar.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,554 Underlying: Common Stock · 5,931 shares Expires not disclosed F1 · security: Acquired at a price of $9.10 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 10:46 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 55,248 | $9.02 | $498,336.96 |
DisclosureSEC source: 0001231205-19-000159 · edgar.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,248 Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 5,442 | $10.20 | $55,508.40 |
DisclosureSEC source: 0001231205-19-000128 · edgar.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,603 Underlying: Common Stock · 5,442 shares Expires not disclosed F1 · security: Acquired at a price of $10.20 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 21:54 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 1,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021159 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,934 F1 · shares: Represents the annual equity grant as part of the Reporting Person's non-management director compensation. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 5,578 | $9.95 | $55,501.10 |
DisclosureSEC source: 0001231205-19-000098 · edgar.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,144 Underlying: Common Stock · 5,578 shares Expires not disclosed F1 · security: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionDeferred Stock Unit · Derivative | 5,099.4055 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000016 · edgardoc.xml · derivative · entry 3 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,326.6725 Underlying: Common Stock · 5,099.4055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control. F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Disposition to issuerCommon Stock | 1,644 | $53.53 | $88,003.32 |
DisclosureSEC source: 0001205233-19-000016 · edgardoc.xml · nonDerivative · entry 2 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 26,190 F1 · ownership.nature: Securities held by Thomas W. and Janet P. Horton. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000016 · edgardoc.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 27,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Thomas W. and Janet P. Horton. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $33.45 | $0.00 |
DisclosureSEC source: 0001205233-19-000013 · edgardoc.xml · derivative · entry 2 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 100% one year from the date of grant. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,500 | $33.45 | $83,625.00 |
DisclosureSEC source: 0001205233-19-000013 · edgardoc.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 22,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Thomas W. and Janet P. Horton. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:49 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 8,069 | $7.25 | $58,500.25 |
DisclosureSEC source: 0001231205-19-000018 · edgar.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,558 Underlying: Common Stock · 8,069 shares Expires not disclosed F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,902 | $12.30 | $47,994.60 |
DisclosureSEC source: 0001231205-18-000151 · edgar.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,453 Underlying: Common Stock · 3,902 shares Expires not disclosed F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:52 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,550 | $13.52 | $47,996.00 |
DisclosureSEC source: 0001231205-18-000083 · edgar.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,550 Underlying: Common Stock · 3,550 shares Expires not disclosed F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| May 30, 2018 Filed May 31, 2018 22:53 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 2,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019401 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,258 F1 · shares: Represents the annual equity grant as part of the Reporting Person's non-management director compensation. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 20:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 3,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000021 · edgardoc.xml · derivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,972.716 Underlying: Common Stock · 3,758 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 21:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionDeferred Stock Unit · Derivative | 3,072.8908 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000008 · edgardoc.xml · derivative · entry 2 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,214.716 Underlying: Common Stock · 3,072.8908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 21:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000008 · edgardoc.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 20,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Thomas W. and Janet P. Horton. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:53 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 2,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020690 · form4.xml · nonDerivative · entry 1 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,178 F1 · shares: Represents annual equity grant as part of the Reporting Person's non-management director compensation. Read SEC document |
| March 23, 2017 Filed Mar 24, 2017 19:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionDeferred Stock Unit · Derivative | 2,899.143 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000054 · edgardoc.xml · derivative · entry 3 HORTON THOMAS W · CIK 0001175928 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,809.0992 Underlying: Common Stock · 2,899.143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.