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QCOM

QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 104 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601
Nov 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2003 Filed Jul 7, 2003 20:55 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,540 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001234452-03-000041 · edgardoc.xml · derivative · entry 3

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,800

Underlying: Common Stock · 6,540 shares

Expires 2004-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options granted under the Company's Non-Employee Directors' Stock Option Plan. The options vest at the rate of 20% on February 16, 1996, 20% on February 16, 1997, 20% on February 16, 1998, and 40% on February 16, 1999.

Read SEC document
July 07, 2003 Filed Jul 7, 2003 20:55 UTC SaleCommon Stock 6,540 $37.93 $248,062.20
Disclosure

SEC source: 0001234452-03-000041 · edgardoc.xml · nonDerivative · entry 2

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 568,616

F2 · security: Richard C. Atkinson also indirectly owns 32,640 shares FBO Relatives and 200,000 shares by a GRAT.

F3 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
July 07, 2003 Filed Jul 7, 2003 20:55 UTC Exercise / conversionCommon Stock 6,540 $2.78 $18,181.20
Disclosure

SEC source: 0001234452-03-000041 · edgardoc.xml · nonDerivative · entry 1

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 575,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
July 07, 2003 Filed Jul 7, 2003 21:02 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-03-000042 · edgardoc.xml · derivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
July 07, 2003 Filed Jul 7, 2003 21:02 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
SaleCommon Stock 34,000 $37.93 $1,289,620.00
Disclosure

SEC source: 0001234452-03-000042 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,690,905

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
July 07, 2003 Filed Jul 7, 2003 21:02 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-03-000042 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,724,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
July 07, 2003 Filed Jul 7, 2003 23:01 UTC
STERN MARC IDirector
SaleCommon Stock 2,500 $38.00 $95,001.25
Disclosure

SEC source: 0001234452-03-000043 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 450,000

F1 · security: Marc I. Stern also indirectly owns 81,288 shares by Trust.

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: Securities held by the Beatrice B. Corporation of which Mr. Stern is the president and 100% owner.

Read SEC document
July 02, 2003 Filed Jul 3, 2003 00:36 UTC
STERN MARC IDirector
SaleCommon Stock 2,500 $37.00 $92,512.25
Disclosure

SEC source: 0001234452-03-000039 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 452,500

F1 · security: Marc I. Stern also indirectly owns 81,288 shares by Trust.

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: Securities held by the Beatrice B. Corporation of which Mr. Stern is the president and 100% owner.

Read SEC document
July 02, 2003 Filed Jul 7, 2003 21:02 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
GiftCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000042 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,710,905

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
July 01, 2003 Filed Jul 2, 2003 01:04 UTC
ALTMAN STEVEN RExec. Vice-President,
SaleCommon Stock 6,000 $35.54 $213,240.00
Disclosure

SEC source: 0001234452-03-000027 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Exec. Vice-President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 113,914

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Steve R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
July 01, 2003 Filed Jul 2, 2003 01:06 UTC
JACOBS PAUL EPresident,
SaleCommon Stock 6,000 $35.54 $213,240.00
Disclosure

SEC source: 0001234452-03-000032 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,617

F1 · security: Paul E. Jacobs also indirectly owns 11,440 shares FBO Children.

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 01, 2003 Filed Jul 2, 2003 01:09 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001234452-03-000038 · edgardoc.xml · derivative · entry 3

THORNLEY ANTHONY S · CIK 0001191319 · President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 30,000 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999.

Read SEC document
July 01, 2003 Filed Jul 2, 2003 01:09 UTC SaleCommon Stock 30,000 $35.55 $1,066,449.00
Disclosure

SEC source: 0001234452-03-000038 · edgardoc.xml · nonDerivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,835

F1 · security: Anthony Thornley also indirectly owns 2,515 shares FBO Children.

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 01, 2003 Filed Jul 2, 2003 01:09 UTC Exercise / conversionCommon Stock 30,000 $7.02 $210,600.00
Disclosure

SEC source: 0001234452-03-000038 · edgardoc.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:03 UTC
ALTMAN STEVEN RExec. Vice-President,
GrantPhantom Stock Unit · Derivative 285 $35.83 Strike: $1.00 $10,211.55
Disclosure

SEC source: 0001234452-03-000026 · edgardoc.xml · derivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Exec. Vice-President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 9,825.744

Underlying: Common Stock · 285 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:05 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,540 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001234452-03-000028 · edgardoc.xml · derivative · entry 3

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,340

Underlying: Common Stock · 6,540 shares

Expires 2004-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options granted under the Company's Non-Employee Directors' Stock Option Plan. The options vest at the rate of 20% on February 16, 1996, 20% on February 16, 1997, 20% on February 16, 1998, and 40% on February 16, 1999.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:05 UTC SaleCommon Stock 6,540 $35.93 $234,982.20
Disclosure

SEC source: 0001234452-03-000028 · edgardoc.xml · nonDerivative · entry 2

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 568,616

F2 · security: Richard C. Atkinson also indirectly owns 32,640 shares FBO Relatives and 200,000 shares by a GRAT.

F3 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:05 UTC Exercise / conversionCommon Stock 6,540 $2.78 $18,181.20
Disclosure

SEC source: 0001234452-03-000028 · edgardoc.xml · nonDerivative · entry 1

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 575,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:05 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
GrantPhantom Stock Unit · Derivative 743 $35.83 Strike: $1.00 $26,621.69
Disclosure

SEC source: 0001234452-03-000029 · edgardoc.xml · derivative · entry 5

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 56,650.443

Underlying: Common Stock · 743 shares

Expires 1988-08-08

F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F5 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:05 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-03-000029 · edgardoc.xml · derivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:05 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-03-000029 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,724,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:05 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
SaleCommon Stock 34,000 $35.93 $1,221,620.00
Disclosure

SEC source: 0001234452-03-000029 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,710,562

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:06 UTC
JACOBS JEFFREY APresident, Global Development
GrantPhantom Stock Unit · Derivative 170 $35.83 Strike: $1.00 $6,091.10
Disclosure

SEC source: 0001234452-03-000030 · edgardoc.xml · derivative · entry 1

JACOBS JEFFREY A · CIK 0001191308 · President, Global Development

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 6,083.997

Underlying: Common Stock · 170 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:06 UTC
JACOBS PAUL EPresident,
GrantPhantom Stock Unit · Derivative 290 $35.83 Strike: $1.00 $10,390.70
Disclosure

SEC source: 0001234452-03-000031 · edgardoc.xml · derivative · entry 1

JACOBS PAUL E · CIK 0001191310 · President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 5,055.669

Underlying: Common Stock · 290 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:07 UTC
JHA SANJAY KPresident,
GrantPhantom Stock Unit · Derivative 167 $35.83 Strike: $1.00 $5,983.61
Disclosure

SEC source: 0001234452-03-000033 · edgardoc.xml · derivative · entry 1

JHA SANJAY K · CIK 0001216458 · President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 4,604.932

Underlying: Common Stock · 167 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:07 UTC
LUPIN LOUIS MSenior VP, General Counsel
GrantPhantom Stock Unit · Derivative 205 $35.83 Strike: $1.00 $7,345.15
Disclosure

SEC source: 0001234452-03-000034 · edgardoc.xml · derivative · entry 1

LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 4,346.069

Underlying: Common Stock · 205 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:08 UTC
SCHROCK DONALD EGroup President,
GrantPhantom Stock Unit · Derivative 290 $35.83 Strike: $1.00 $10,390.70
Disclosure

SEC source: 0001234452-03-000035 · edgardoc.xml · derivative · entry 1

SCHROCK DONALD E · CIK 0001191317 · Group President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 91,863.248

Underlying: Common Stock · 290 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:08 UTC GrantPhantom Stock Unit · Derivative 294 $35.83 Strike: $1.00 $10,534.02
Disclosure

SEC source: 0001234452-03-000036 · edgardoc.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 15,688.345

Underlying: Common Stock · 294 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 01:09 UTC GrantPhantom Stock Unit · Derivative 469 $35.83 Strike: $1.00 $16,804.27
Disclosure

SEC source: 0001234452-03-000037 · edgardoc.xml · derivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · President &

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 20,029.266

Underlying: Common Stock · 469 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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June 25, 2003 Filed Jul 2, 2003 01:05 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
GiftCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000029 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,744,562

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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June 23, 2003 Filed Jun 23, 2003 19:20 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,540 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001234452-03-000024 · edgardoc.xml · derivative · entry 3

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,880

Underlying: Common Stock · 6,540 shares

Expires 2004-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options granted under the Company's Non-Employee Directors' Stock Option Plan. The options vest at the rate of 20% on February 16, 1996, 20% on February 16, 1997, 20% on February 16, 1998, and 40% on February 16, 1999.

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June 23, 2003 Filed Jun 23, 2003 19:20 UTC SaleCommon Stock 6,540 $35.97 $235,264.73
Disclosure

SEC source: 0001234452-03-000024 · edgardoc.xml · nonDerivative · entry 2

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 568,616

F2 · security: Richard C. Atkinson also indirectly owns 32,640 shares FBO Relatives and 200,000 shares by a GRAT.

F3 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

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June 23, 2003 Filed Jun 23, 2003 19:20 UTC Exercise / conversionCommon Stock 6,540 $2.78 $18,181.20
Disclosure

SEC source: 0001234452-03-000024 · edgardoc.xml · nonDerivative · entry 1

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 575,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
June 23, 2003 Filed Jun 23, 2003 19:21 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-03-000025 · edgardoc.xml · derivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

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June 23, 2003 Filed Jun 23, 2003 19:21 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
SaleCommon Stock 34,000 $35.97 $1,223,088.80
Disclosure

SEC source: 0001234452-03-000025 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,758,562

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 23, 2003 Filed Jun 23, 2003 19:21 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-03-000025 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,792,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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June 19, 2003 Filed Jun 20, 2003 22:17 UTC
STERN MARC IDirector
SaleCommon Stock 2,500 $37.13 $92,833.00
Disclosure

SEC source: 0001234452-03-000023 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 455,000

F1 · security: Marc I. Stern also indirectly owns 81,288 shares by Trust.

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: Securities held by the Beatrice B. Corporation of which Mr. Stern is the president and 100% owner.

Read SEC document
June 18, 2003 Filed Jun 23, 2003 19:21 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
GiftCommon Stock 14,900 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000025 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,778,562

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 16, 2003 Filed Jun 17, 2003 00:04 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,540 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001234452-03-000021 · edgardoc.xml · derivative · entry 3

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,420

Underlying: Common Stock · 6,540 shares

Expires 2004-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options granted under the Company's Non-Employee Directors' Stock Option Plan. The options vest at the rate of 20% on February 16, 1996, 20% on February 16, 1997, 20% on February 16, 1998, and 40% on February 16, 1999.

Read SEC document
June 16, 2003 Filed Jun 17, 2003 00:04 UTC SaleCommon Stock 6,540 $32.94 $215,427.60
Disclosure

SEC source: 0001234452-03-000021 · edgardoc.xml · nonDerivative · entry 2

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 568,616

F2 · security: Richard C. Atkinson also indirectly owns 32,640 shares FBO Relatives and 200,000 shares by a GRAT.

F3 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
June 16, 2003 Filed Jun 17, 2003 00:04 UTC Exercise / conversionCommon Stock 6,540 $2.78 $18,181.20
Disclosure

SEC source: 0001234452-03-000021 · edgardoc.xml · nonDerivative · entry 1

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 575,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
June 16, 2003 Filed Jun 17, 2003 00:04 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-03-000022 · edgardoc.xml · derivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
June 16, 2003 Filed Jun 17, 2003 00:04 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
SaleCommon Stock 34,000 $32.94 $1,119,960.00
Disclosure

SEC source: 0001234452-03-000022 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,793,462

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 16, 2003 Filed Jun 17, 2003 00:04 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-03-000022 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,827,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 11, 2003 Filed Jun 17, 2003 00:04 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
GiftCommon Stock 14,900 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000022 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,813,462

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 09, 2003 Filed Jun 9, 2003 21:44 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,540 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001234452-03-000013 · edgardoc.xml · derivative · entry 3

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 6,540 shares

Expires 2004-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options granted under the Company's Non-Employee Directors' Stock Option Plan. The options vest at the rate of 20% on February 16, 1996, 20% on February 16, 1997, 20% on February 16, 1998, and 40% on February 16, 1999.

Read SEC document
June 09, 2003 Filed Jun 9, 2003 21:44 UTC SaleCommon Stock 6,540 $32.92 $215,296.80
Disclosure

SEC source: 0001234452-03-000013 · edgardoc.xml · nonDerivative · entry 2

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 568,616

F2 · security: Richard C. Atkinson also indirectly owns 32,640 shares FBO Relatives and 200,000 shares by a GRAT.

F3 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
June 09, 2003 Filed Jun 9, 2003 21:44 UTC Exercise / conversionCommon Stock 6,540 $2.78 $18,181.20
Disclosure

SEC source: 0001234452-03-000013 · edgardoc.xml · nonDerivative · entry 1

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 575,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
June 09, 2003 Filed Jun 9, 2003 21:46 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-03-000014 · edgardoc.xml · derivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
June 09, 2003 Filed Jun 9, 2003 21:46 UTC
JACOBS IRWIN MDirector · Chief Executive Officer
SaleCommon Stock 34,000 $32.92 $1,119,280.00
Disclosure

SEC source: 0001234452-03-000014 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,828,362

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.