Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Senior VP, General Counsel | June 29, 2007 | July 03, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date June 29, 2007 · Filed July 03, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 | Indirectby Grantor Trust | 16,284.656 |
Reported balance
After 2007-06-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2007-06-29 · Grant · Acquired 217 · Balance 16,284.656 F1: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F2: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.
F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2007 Filed Jul 3, 2007 22:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 217 | $43.03 Strike: $1.00 | $9,337.08 |
DisclosureSEC source: 0001234452-07-000149 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 16,284.656 Underlying: Common Stock · 217 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 30, 2007 Filed Apr 4, 2007 01:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 218 | $42.81 Strike: $1.00 | $9,331.71 |
DisclosureSEC source: 0001234452-07-000082 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 16,016.216 Underlying: Common Stock · 218 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 18:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-07-000033 · edgardoc.xml · derivative · entry 4 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 100,000 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 18:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 100,000 | $42.52 | $4,251,880.00 |
DisclosureSEC source: 0001234452-07-000033 · edgardoc.xml · nonDerivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,813 F1 · balance_after: Includes 601 shares acquired under the Company's Employee Stock Purchase Plan. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 18:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 100,000 | $17.47 | $1,747,000.00 |
DisclosureSEC source: 0001234452-07-000033 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2007 Filed Feb 22, 2007 18:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-07-000033 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,813 Read SEC document |
| December 29, 2006 Filed Jan 4, 2007 20:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,190 | $38.24 Strike: $1.00 | $45,507.98 |
DisclosureSEC source: 0001234452-07-000010 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 15,707.253 Underlying: Common Stock · 1,190 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 10, 2006 Filed Nov 14, 2006 23:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 225,000 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-06-000219 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2016-11-09 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 29, 2006 Filed Oct 4, 2006 00:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 213 | $37.68 Strike: $1.00 | $8,024.78 |
DisclosureSEC source: 0001234452-06-000201 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 14,517.253 Underlying: Common Stock · 213 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 23:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 195 | $41.12 Strike: $1.00 | $8,019.18 |
DisclosureSEC source: 0001234452-06-000172 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 14,259.424 Underlying: Common Stock · 195 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2006 Filed Apr 4, 2006 20:48 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 161 | $49.98 Strike: $1.00 | $8,047.26 |
DisclosureSEC source: 0001234452-06-000111 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 14,021.458 Underlying: Common Stock · 161 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 00:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $43.00 | $0.00 |
DisclosureSEC source: 0001234452-06-000085 · edgardoc.xml · derivative · entry 5 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2010-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 10% of the total shares granted on May 17, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 17, 2001. Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 00:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 75,600 | $0.00 Strike: $41.75 | $0.00 |
DisclosureSEC source: 0001234452-06-000085 · edgardoc.xml · derivative · entry 4 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 75,600 shares Expires 2009-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999. Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 00:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 135,600 | $49.50 | $6,712,200.00 |
DisclosureSEC source: 0001234452-06-000085 · edgardoc.xml · nonDerivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,412 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 00:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 75,600 | $41.75 | $3,156,300.00 |
DisclosureSEC source: 0001234452-06-000085 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 00:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 60,000 | $43.00 | $2,580,000.00 |
DisclosureSEC source: 0001234452-06-000085 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2006 Filed Mar 4, 2006 02:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $23.78 | $0.00 |
DisclosureSEC source: 0001234452-06-000066 · edgardoc.xml · derivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,600 Underlying: Common Stock · 16,000 shares Expires 2011-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest as to 10% of the total shares granted on March 28, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on April 28, 2002. Read SEC document |
| March 01, 2006 Filed Mar 4, 2006 02:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,000 | $47.13 | $754,078.40 |
DisclosureSEC source: 0001234452-06-000066 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,412 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 01, 2006 Filed Mar 4, 2006 02:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,000 | $23.78 | $380,480.00 |
DisclosureSEC source: 0001234452-06-000066 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2006 Filed Feb 6, 2006 19:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $23.78 | $0.00 |
DisclosureSEC source: 0001234452-06-000042 · edgardoc.xml · derivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,600 Underlying: Common Stock · 16,000 shares Expires 2011-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest as to 10% of the total shares granted on March 28, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on April 28, 2002. Read SEC document |
| February 01, 2006 Filed Feb 6, 2006 19:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,000 | $47.86 | $765,681.60 |
DisclosureSEC source: 0001234452-06-000042 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,412 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 01, 2006 Filed Feb 6, 2006 19:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,000 | $23.78 | $380,480.00 |
DisclosureSEC source: 0001234452-06-000042 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2006 Filed Jan 5, 2006 21:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $23.78 | $0.00 |
DisclosureSEC source: 0001234452-06-000012 · edgardoc.xml · derivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,600 Underlying: Common Stock · 16,000 shares Expires 2011-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest as to 10% of the total shares granted on March 28, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on April 28, 2002. Read SEC document |
| January 04, 2006 Filed Jan 5, 2006 21:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,000 | $45.00 | $720,000.00 |
DisclosureSEC source: 0001234452-06-000012 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,412 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes 378 shares acquired under the Company's Employee Stock Purchase Plan on December 31, 2005. Read SEC document |
| January 04, 2006 Filed Jan 5, 2006 21:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,000 | $23.78 | $380,480.00 |
DisclosureSEC source: 0001234452-06-000012 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 21:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 524 | $43.94 Strike: $1.00 | $23,025.08 |
DisclosureSEC source: 0001234452-06-000010 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 13,808.721 Underlying: Common Stock · 524 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 01, 2005 Filed Dec 3, 2005 01:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,668 | $0.00 Strike: $31.31 | $0.00 |
DisclosureSEC source: 0001234452-05-000282 · edgardoc.xml · derivative · entry 7 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,668 shares Expires 2010-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on October 8, 2000. Read SEC document |
| December 01, 2005 Filed Dec 3, 2005 01:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,332 | $0.00 Strike: $23.78 | $0.00 |
DisclosureSEC source: 0001234452-05-000282 · edgardoc.xml · derivative · entry 6 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,600 Underlying: Common Stock · 13,332 shares Expires 2011-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest as to 10% of the total shares granted on March 28, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on April 28, 2002. Read SEC document |
| December 01, 2005 Filed Dec 3, 2005 01:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 13,332 | $45.49 | $606,439.35 |
DisclosureSEC source: 0001234452-05-000282 · edgardoc.xml · nonDerivative · entry 5 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,034 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 01, 2005 Filed Dec 3, 2005 01:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 13,332 | $23.78 | $317,034.96 |
DisclosureSEC source: 0001234452-05-000282 · edgardoc.xml · nonDerivative · entry 4 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2005 Filed Dec 3, 2005 01:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,668 | $45.49 | $121,360.65 |
DisclosureSEC source: 0001234452-05-000282 · edgardoc.xml · nonDerivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,034 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 01, 2005 Filed Dec 3, 2005 01:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,668 | $31.31 | $83,535.08 |
DisclosureSEC source: 0001234452-05-000282 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 23:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $31.31 | $0.00 |
DisclosureSEC source: 0001234452-05-000247 · edgardoc.xml · derivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,668 Underlying: Common Stock · 16,000 shares Expires 2010-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on October 8, 2000. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 23:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,000 | $45.04 | $720,587.20 |
DisclosureSEC source: 0001234452-05-000247 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,174 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 23:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,000 | $31.31 | $500,960.00 |
DisclosureSEC source: 0001234452-05-000247 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2005 Filed Nov 8, 2005 23:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 225,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-05-000247 · edgardoc.xml · derivative · entry 4 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2015-11-03 F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| October 21, 2005 Filed Dec 3, 2005 01:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 1,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-05-000282 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,034 Read SEC document |
| October 03, 2005 Filed Oct 4, 2005 22:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,932 | $0.00 Strike: $31.31 | $0.00 |
DisclosureSEC source: 0001234452-05-000224 · edgardoc.xml · derivative · entry 6 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,668 Underlying: Common Stock · 6,932 shares Expires 2010-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on October 8, 2000. Read SEC document |
| October 03, 2005 Filed Oct 4, 2005 22:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,068 | $0.00 Strike: $23.78 | $0.00 |
DisclosureSEC source: 0001234452-05-000224 · edgardoc.xml · derivative · entry 5 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,932 Underlying: Common Stock · 9,068 shares Expires 2011-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest as to 10% of the total shares granted on March 28, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on April 28, 2002. Read SEC document |
| October 03, 2005 Filed Oct 4, 2005 22:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,068 | $45.00 | $408,060.00 |
DisclosureSEC source: 0001234452-05-000224 · edgardoc.xml · nonDerivative · entry 4 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,174 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 03, 2005 Filed Oct 4, 2005 22:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,068 | $23.78 | $215,637.04 |
DisclosureSEC source: 0001234452-05-000224 · edgardoc.xml · nonDerivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2005 Filed Oct 4, 2005 22:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,932 | $45.00 | $311,940.00 |
DisclosureSEC source: 0001234452-05-000224 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,174 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 03, 2005 Filed Oct 4, 2005 22:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,932 | $31.31 | $217,040.92 |
DisclosureSEC source: 0001234452-05-000224 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 22:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 193 | $44.16 Strike: $1.00 | $8,523.27 |
DisclosureSEC source: 0001234452-05-000224 · edgardoc.xml · derivative · entry 7 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 13,284.721 Underlying: Common Stock · 193 shares Expires not disclosed F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F5 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F6 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| September 29, 2005 Filed Sep 30, 2005 21:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $31.31 | $0.00 |
DisclosureSEC source: 0001234452-05-000217 · edgardoc.xml · derivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,600 Underlying: Common Stock · 16,000 shares Expires 2010-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on October 8, 2000. Read SEC document |
| September 29, 2005 Filed Sep 30, 2005 21:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,000 | $45.00 | $720,000.00 |
DisclosureSEC source: 0001234452-05-000217 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,174 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 29, 2005 Filed Sep 30, 2005 21:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,000 | $31.31 | $500,960.00 |
DisclosureSEC source: 0001234452-05-000217 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 10, 2005 21:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $31.31 | $0.00 |
DisclosureSEC source: 0001234452-05-000182 · edgardoc.xml · derivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,600 Underlying: Common Stock · 16,000 shares Expires 2010-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on October 8, 2000. Read SEC document |
| August 10, 2005 Filed Aug 10, 2005 21:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,000 | $40.00 | $640,000.00 |
DisclosureSEC source: 0001234452-05-000182 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,174 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 10, 2005 Filed Aug 10, 2005 21:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,000 | $31.31 | $500,960.00 |
DisclosureSEC source: 0001234452-05-000182 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.