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THORNLEY ANTHONY S

Disclosed activity across 3 companies

Tapewire entity
17516
SEC CIK
0001191319

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Callaway Golf CoCALY · Entity 4283DirectorMay 29, 2026May 29, 2026
QUALCOMM INC/DEQCOM · Entity 2852PresidentJune 30, 2005July 01, 2005

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Callaway Golf Co

Report date May 29, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect107,330 Reported balance After 2026-05-29 transaction · row 1
1 source row

Row 1 · 2026-05-29 · Exercise / conversion · Acquired 18,546 · Balance 107,330

F1: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs").

F2: RSUs convert into common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-29 · Exercise / conversion · Disposed 18,546 · Balance 0

F2: RSUs convert into common stock on a one-for-one basis.

F1: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs").

F3: The RSUs were granted on May 29, 2025 and vested in full on the first anniversary of the grant date.

F4: Represents only the RSUs granted on May 29, 2025 and does not include RSUs with different vesting terms.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs").

F2: RSUs convert into common stock on a one-for-one basis.

F3: The RSUs were granted on May 29, 2025 and vested in full on the first anniversary of the grant date.

F4: Represents only the RSUs granted on May 29, 2025 and does not include RSUs with different vesting terms.

QUALCOMM INC/DE

Report date June 30, 2005 · Filed July 01, 2005

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.00Indirectby Grantor Trust49,445.263 Reported balance After 2005-06-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2005-06-30 · Grant · Acquired 474 · Balance 49,445.263

F1: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CAVIUM, INC.

Report date July 06, 2018 · Filed July 06, 2018

Section 16 reporting ended · disclosed 2018-07-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect135,222 Reported balance After 2018-07-06 transaction · row 1
1 source row

Row 1 · 2018-07-06 · Other · Disposed 9,011 · Balance 135,222

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.99 · Expires 2019-06-08Direct0 Reported balance After 2018-07-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-07-06 · Disposition to issuer · Disposed 14,000 · Balance 0

F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $33.44 · Expires 2020-05-30Direct0 Reported balance After 2018-07-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-07-06 · Disposition to issuer · Disposed 7,000 · Balance 0

F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $50.83 · Expires 2021-06-19Direct0 Reported balance After 2018-07-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-07-06 · Disposition to issuer · Disposed 3,000 · Balance 0

F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $76.38 · Expires 2022-06-18Direct0 Reported balance After 2018-07-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-07-06 · Disposition to issuer · Disposed 3,000 · Balance 0

F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2026 Filed May 29, 2026 20:37 UTC Callaway Golf Co CALY · Entity 4283 Exercise / conversionRestricted Stock Units · Derivative 18,546 $0.00 $0.00
Disclosure

SEC source: 0001191319-26-000002 · wk-form4_1780087045.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs").

F3 · derivative.exercise_date: The RSUs were granted on May 29, 2025 and vested in full on the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on May 29, 2025 and vested in full on the first anniversary of the grant date.

F4 · balance_after: Represents only the RSUs granted on May 29, 2025 and does not include RSUs with different vesting terms.

Read SEC document
May 29, 2026 Filed May 29, 2026 20:37 UTC Callaway Golf Co CALY · Entity 4283 Exercise / conversionCommon Stock 18,546 $0.00 $0.00
Disclosure

SEC source: 0001191319-26-000002 · wk-form4_1780087045.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs").

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 21, 2026 Filed May 21, 2026 20:43 UTC Callaway Golf Co CALY · Entity 4283 GrantRestricted Stock Units · Derivative 8,181 $0.00 $0.00
Disclosure

SEC source: 0001191319-26-000001 · wk-form4_1779396212.xml · derivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,181

Underlying: Common Stock · 8,181 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The RSUs were granted on May 21, 2026 and vest in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs were granted on May 21, 2026 and vest in full on the first anniversary of the grant date.

F3 · balance_after: Represents only the RSUs granted on May 21, 2026 and does not include RSUs with different vesting terms.

Read SEC document
May 30, 2025 Filed May 30, 2025 21:21 UTC Callaway Golf Co MODG · Entity 4283 Exercise / conversionRestricted Stock Units · Derivative 8,096 $0.00 $0.00
Disclosure

SEC source: 0000837465-25-000065 · wk-form4_1748639986.xml · derivative · entry 3

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs").

F6 · derivative.exercise_date: The RSUs were granted on May 30, 2024 and vested in full on the first anniversary of the grant date.

F6 · derivative.expiration_date: The RSUs were granted on May 30, 2024 and vested in full on the first anniversary of the grant date.

F7 · balance_after: Represents only the RSUs granted on May 30, 2024 and does not include RSUs with different vesting terms.

Read SEC document
May 30, 2025 Filed May 30, 2025 21:21 UTC Callaway Golf Co MODG · Entity 4283 Exercise / conversionCommon Stock 8,096 $0.00 $0.00
Disclosure

SEC source: 0000837465-25-000065 · wk-form4_1748639986.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs").

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 29, 2025 Filed May 30, 2025 21:21 UTC Callaway Golf Co MODG · Entity 4283 GrantRestricted Stock Units · Derivative 18,546 $0.00 $0.00
Disclosure

SEC source: 0000837465-25-000065 · wk-form4_1748639986.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,546

Underlying: Common Stock · 18,546 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: The RSUs were granted on May 29, 2025 and vest in full on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on May 29, 2025 and vest in full on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on May 29, 2025 and does not include RSUs with different vesting terms.

Read SEC document
June 06, 2024 Filed Jun 6, 2024 21:02 UTC Callaway Golf Co MODG · Entity 4283 Exercise / conversionRestricted Stock Units · Derivative 6,988 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000061 · wk-form4_1717707732.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs").

F3 · derivative.exercise_date: The RSUs were granted on June 6, 2023 and vest in full on the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on June 6, 2023 and vest in full on the first anniversary of the grant date.

F4 · balance_after: Represents only the RSUs granted on June 6, 2023 and does not include RSUs with different vesting terms.

Read SEC document
June 06, 2024 Filed Jun 6, 2024 21:02 UTC Callaway Golf Co MODG · Entity 4283 Exercise / conversionCommon Stock 6,988 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000061 · wk-form4_1717707732.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs").

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 30, 2024 Filed May 31, 2024 20:10 UTC Callaway Golf Co MODG · Entity 4283 GrantRestricted Stock Units · Derivative 8,096 $0.00 $0.00
Disclosure

SEC source: 0000837465-24-000044 · wk-form4_1717186221.xml · derivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,096

Underlying: Common Stock · 8,096 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The RSUs were granted on May 30, 2024 and vest in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs were granted on May 30, 2024 and vest in full on the first anniversary of the grant date.

F3 · balance_after: Represents only the RSUs granted on May 30, 2024 and does not include RSUs with different vesting terms.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:31 UTC Callaway Golf Co MODG · Entity 4283 GrantRestricted Stock Units · Derivative 6,988 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035091 · doc4.xml · derivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,988

Underlying: Common Stock · 6,988 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The RSUs were granted on June 6, 2023 and vest in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs were granted on June 6, 2023 and vest in full on the first anniversary of the grant date.

Read SEC document
May 25, 2023 Filed May 25, 2023 21:37 UTC Callaway Golf Co MODG · Entity 4283 Exercise / conversionRestricted Stock Units · Derivative 5,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032256 · doc4.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs").

F3 · derivative.exercise_date: The RSUs were granted on May 25, 2022 and vested on the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on May 25, 2022 and vested on the first anniversary of the grant date.

Read SEC document
May 25, 2023 Filed May 25, 2023 21:37 UTC Callaway Golf Co MODG · Entity 4283 Exercise / conversionCommon Stock 5,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032256 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs").

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2022 Filed May 25, 2022 20:53 UTC Callaway Golf Co ELY · Entity 4283 GrantRestricted Stock Units · Derivative 5,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031911 · doc4.xml · derivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,984

Underlying: Common Stock · 5,984 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The RSUs were granted on May 25, 2022 and vest in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs were granted on May 25, 2022 and vest in full on the first anniversary of the grant date.

Read SEC document
May 19, 2022 Filed May 19, 2022 21:52 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionRestricted Stock Units · Derivative 4,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030673 · doc4.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs").

F3 · derivative.exercise_date: The RSUs were granted on May 19, 2021 and vested on the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on May 19, 2021 and vested on the first anniversary of the grant date.

Read SEC document
May 19, 2022 Filed May 19, 2022 21:52 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionCommon Stock 4,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030673 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs").

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 19, 2021 Filed May 19, 2021 22:01 UTC Callaway Golf Co ELY · Entity 4283 GrantRestricted Stock Units · Derivative 4,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034111 · doc4.xml · derivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,063

Underlying: Common Stock · 4,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The RSUs were granted on May 19, 2021 and vest in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs were granted on May 19, 2021 and vest in full on the first anniversary of the grant date.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:21 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionRestricted Stock Units · Derivative 8,228.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032134 · doc4.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,228.85 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award.

F4 · derivative.exercise_date: The RSUs were granted on May 12, 2020 and vested on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on May 12, 2020 and vested on the first anniversary of the grant date.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:21 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionCommon Stock 8,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032134 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 12, 2020 Filed May 12, 2020 21:51 UTC Callaway Golf Co ELY · Entity 4283 GrantRestricted Stock Units · Derivative 8,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028617 · doc4.xml · derivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,224

Underlying: Common Stock · 8,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The RSUs were granted on May 12, 2020 and vest in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs were granted on May 12, 2020 and vest in full on the first anniversary of the grant date.

Read SEC document
May 07, 2020 Filed May 8, 2020 20:20 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionRestricted Stock Units · Derivative 5,889.66 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027891 · doc4.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,889.66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award.

F4 · derivative.exercise_date: The RSUs were granted on May 7, 2019 and vested on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on May 7, 2019 and vested on the first anniversary of the grant date.

Read SEC document
May 07, 2020 Filed May 8, 2020 20:20 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionCommon Stock 5,889 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027891 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 08, 2019 Filed May 9, 2019 22:17 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionRestricted Stock Units · Derivative 5,857.42 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028618 · doc4.xml · derivative · entry 3

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,857.42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F6 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award.

F7 · derivative.exercise_date: The RSUs were granted on May 8, 2018 and vested on the first anniversary of the grant date.

F7 · derivative.expiration_date: The RSUs were granted on May 8, 2018 and vested on the first anniversary of the grant date.

F8 · balance_after: Represents only the RSUs granted on May 8, 2018 and does not include other RSUs with different vesting terms.

Read SEC document
May 08, 2019 Filed May 9, 2019 22:17 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionCommon Stock 5,857 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028618 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 07, 2019 Filed May 9, 2019 22:17 UTC Callaway Golf Co ELY · Entity 4283 GrantRestricted Stock Units · Derivative 5,876 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028618 · doc4.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,876

Underlying: Common Stock · 5,876 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: The RSUs were granted on May 7, 2019 and vest in full on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on May 7, 2019 and vest in full on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on May 7, 2019 and does not include RSUs with different vesting terms.

Read SEC document
July 06, 2018 Filed Jul 6, 2018 17:37 UTC CAVIUM, INC. CAVM · Entity 165173 Disposition to issuerStock Option Right to Buy · Derivative 3,000 Not disclosed Strike: $76.38 Not disclosed
Disclosure

SEC source: 0001209191-18-041896 · doc4.xml · derivative · entry 5

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2022-06-18

F2 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

F2 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Read SEC document
July 06, 2018 Filed Jul 6, 2018 17:37 UTC CAVIUM, INC. CAVM · Entity 165173 Disposition to issuerStock Option Right to Buy · Derivative 3,000 Not disclosed Strike: $50.83 Not disclosed
Disclosure

SEC source: 0001209191-18-041896 · doc4.xml · derivative · entry 4

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2021-06-19

F2 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

F2 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Read SEC document
July 06, 2018 Filed Jul 6, 2018 17:37 UTC CAVIUM, INC. CAVM · Entity 165173 Disposition to issuerStock Option Right to Buy · Derivative 7,000 Not disclosed Strike: $33.44 Not disclosed
Disclosure

SEC source: 0001209191-18-041896 · doc4.xml · derivative · entry 3

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2020-05-30

F2 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

F2 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Read SEC document
July 06, 2018 Filed Jul 6, 2018 17:37 UTC CAVIUM, INC. CAVM · Entity 165173 Disposition to issuerStock Option Right to Buy · Derivative 14,000 Not disclosed Strike: $25.99 Not disclosed
Disclosure

SEC source: 0001209191-18-041896 · doc4.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2019-06-08

F2 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

F2 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.

Read SEC document
July 06, 2018 Filed Jul 6, 2018 17:37 UTC CAVIUM, INC. CAVM · Entity 165173 OtherCommon Stock 9,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-041896 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,222

F1 · date: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.

Read SEC document
May 08, 2018 Filed May 9, 2018 22:18 UTC Callaway Golf Co ELY · Entity 4283 GrantRestricted Stock Units · Derivative 5,845 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028986 · doc4.xml · derivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,845

Underlying: Common Stock · 5,845 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on May 8, 2018 and vest in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units were granted on May 8, 2018 and vest in full on the first anniversary of the grant date.

F3 · balance_after: Represents only the restricted stock units granted on May 8, 2018 and does not include restricted stock units with different vesting terms.

Read SEC document
May 02, 2018 Filed May 4, 2018 23:06 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionRestricted Stock Units · Derivative 8,645.41 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028196 · doc4.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,645.41 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award.

F4 · derivative.exercise_date: The RSUs were granted on May 2, 2017 and vested on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on May 2, 2017 and vested on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on May 2, 2017 and does not include other RSUs with different vesting terms.

Read SEC document
May 02, 2018 Filed May 4, 2018 23:06 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionCommon Stock 8,645 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028196 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 17:37 UTC CAVIUM, INC. CAVM · Entity 165173 Exercise / conversionStock option right to buy · Derivative 12,500 $0.00 Strike: $42.01 $0.00
Disclosure

SEC source: 0001209191-18-012042 · doc4.xml · derivative · entry 3

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2018-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly over 48 months.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 17:37 UTC CAVIUM, INC. CAVM · Entity 165173 SaleCommon stock 12,500 $88.50 $1,106,250.00
Disclosure

SEC source: 0001209191-18-012042 · doc4.xml · nonDerivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,011

Read SEC document
February 20, 2018 Filed Feb 21, 2018 17:37 UTC CAVIUM, INC. CAVM · Entity 165173 Exercise / conversionCommon stock 12,500 $42.01 $525,125.00
Disclosure

SEC source: 0001209191-18-012042 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 12, 2018 22:33 UTC Callaway Golf Co ELY · Entity 4283 SaleCommon Stock 10,000 $15.14 $151,400.00
Disclosure

SEC source: 0001209191-18-009284 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,034

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.14 to $15.17. The price reported above reflects the weighted average sale price for the transactions reported on this line.

Read SEC document
November 01, 2017 Filed Nov 1, 2017 23:50 UTC Callaway Golf Co ELY · Entity 4283 SaleCommon Stock 2,000 $14.45 $28,905.00
Disclosure

SEC source: 0001209191-17-058692 · doc4.xml · nonDerivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,034

Read SEC document
October 31, 2017 Filed Nov 1, 2017 23:50 UTC Callaway Golf Co ELY · Entity 4283 SaleCommon Stock 5,000 $14.38 $71,875.00
Disclosure

SEC source: 0001209191-17-058692 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,034

Read SEC document
June 20, 2017 Filed Jun 20, 2017 17:44 UTC CAVIUM, INC. CAVM · Entity 165173 GrantCommon stock 3,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-041121 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,011

F1 · kind: This was an annual Restricted Stock Unit (RSU) grant to the reporting person pursuant to Cavium's 2016 Equity Incentive Plan. This RSU grant will vest on April 30, 2018. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost.

F1 · price: This was an annual Restricted Stock Unit (RSU) grant to the reporting person pursuant to Cavium's 2016 Equity Incentive Plan. This RSU grant will vest on April 30, 2018. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost.

Read SEC document
May 16, 2017 Filed May 18, 2017 17:47 UTC CAVIUM, INC. CAVM · Entity 165173 GiftCommon Stock 5,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033697 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Read SEC document
May 11, 2017 Filed May 12, 2017 21:58 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionRestricted Stock Units · Derivative 5,442.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032108 · doc4.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,442.85 shares

Expires 2017-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award.

F4 · balance_after: Represents only the RSUs granted on May 11, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:58 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionCommon Stock 5,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032108 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 08, 2017 Filed May 9, 2017 22:25 UTC Callaway Golf Co ELY · Entity 4283 SaleCommon Stock 3,198 $12.75 $40,777.70
Disclosure

SEC source: 0001209191-17-031069 · doc4.xml · nonDerivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,592

Read SEC document
May 08, 2017 Filed May 9, 2017 22:25 UTC Callaway Golf Co ELY · Entity 4283 SaleCommon Stock 7,500 $12.76 $95,662.50
Disclosure

SEC source: 0001209191-17-031069 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,790

Read SEC document
May 02, 2017 Filed May 3, 2017 22:24 UTC Callaway Golf Co ELY · Entity 4283 GrantRestricted Stock Units · Derivative 8,621 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029777 · doc4.xml · derivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,621

Underlying: Common Stock · 8,621 shares

Expires 2018-05-02

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · balance_after: Represents only the restricted stock units granted on May 2, 2017 and does not include restricted stock units with different vesting terms.

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February 06, 2017 Filed Feb 7, 2017 18:16 UTC CAVIUM, INC. CAVM · Entity 165173 Exercise / conversionStock option right to buy · Derivative 12,500 $0.00 Strike: $25.17 $0.00
Disclosure

SEC source: 0001209191-17-008435 · doc4.xml · derivative · entry 3

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 12,500 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly over 48 months.

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February 06, 2017 Filed Feb 7, 2017 18:16 UTC CAVIUM, INC. CAVM · Entity 165173 SaleCommon stock 12,500 $65.68 $821,000.00
Disclosure

SEC source: 0001209191-17-008435 · doc4.xml · nonDerivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,708

F1 · price: Shares were sold ranging from $65.63 per share to $65.91 per share.

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February 06, 2017 Filed Feb 7, 2017 18:16 UTC CAVIUM, INC. CAVM · Entity 165173 Exercise / conversionCommon stock 12,500 $25.17 $314,625.00
Disclosure

SEC source: 0001209191-17-008435 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 30, 2005 Filed Jul 1, 2005 01:38 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantPhantom Stock Unit · Derivative 474 $34.14 Strike: $1.00 $16,180.46
Disclosure

SEC source: 0001234452-05-000145 · edgardoc.xml · derivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 49,445.263

Underlying: Common Stock · 474 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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June 22, 2005 Filed Jun 22, 2005 23:26 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,333 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001234452-05-000143 · edgardoc.xml · derivative · entry 6

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,999

Underlying: Common Stock · 22,333 shares

Expires 2011-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest as to 10% of the total shares granted on May 31, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 30, 2002.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.