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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

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0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2018 Filed May 8, 2018 20:23 UTC
THOMPSON JAMES HEVP, Engineering & CTO
GrantRestricted Stock Unit · Derivative 55,852.2909 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000034 · edgardoc.xml · derivative · entry 8

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,852.2909

Underlying: Common Stock · 55,852.2909 shares

Expires 2020-11-20

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.

F5 · shares: These Restricted Stock Units include an initial grant of 54,815 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F6 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F6 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
May 06, 2018 Filed May 8, 2018 20:22 UTC
Rosenberg Donald JEVP & General Counsel
GrantRestricted Stock Unit · Derivative 40,537.8709 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000033 · edgardoc.xml · derivative · entry 7

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,537.8709

Underlying: Common Stock · 40,537.8709 shares

Expires 2020-11-20

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.

F6 · shares: These Restricted Stock Units include an initial grant of 39,785 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
May 06, 2018 Filed May 8, 2018 20:23 UTC
MODOFF BRIANEVP, Strategy and M&A
GrantRestricted Stock Unit · Derivative 24,773.0868 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000035 · edgardoc.xml · derivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,773.0868

Underlying: Common Stock · 24,773.0868 shares

Expires 2020-11-20

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.

F3 · shares: These Restricted Stock Units include an initial grant of 24,313 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
May 06, 2018 Filed May 8, 2018 20:23 UTC
ROGERS ALEXANDER HEVP & President, QTL
GrantRestricted Stock Unit · Derivative 36,034.2293 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000036 · edgardoc.xml · derivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,034.2293

Underlying: Common Stock · 36,034.2293 shares

Expires 2020-11-20

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.

F3 · shares: These Restricted Stock Units include an initial grant of 35,365 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
May 06, 2018 Filed May 8, 2018 20:24 UTC
STERLING MICHELLE MEVP, Human Resources
GrantRestricted Stock Unit · Derivative 24,773.0868 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000037 · edgardoc.xml · derivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,773.0868

Underlying: Common Stock · 24,773.0868 shares

Expires 2020-11-20

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.

F3 · shares: These Restricted Stock Units include an initial grant of 24,313 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
May 05, 2018 Filed May 7, 2018 23:28 UTC
GROB MATTHEW SEVP, Technology
Exercise / conversionRestricted Stock Unit · Derivative 10,902.0056 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000030 · edgardoc.xml · derivative · entry 6

GROB MATTHEW S · CIK 0001525498 · EVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902.0056

Underlying: Common Stock · 10,902.0056 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 05, 2018 Filed May 7, 2018 23:28 UTC
GROB MATTHEW SEVP, Technology
Tax withholdingCommon Stock 3,770 $52.49 $197,887.30
Disclosure

SEC source: 0001205233-18-000030 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,132

F1 · balance_after: Includes 234 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018.

Read SEC document
May 05, 2018 Filed May 7, 2018 23:28 UTC
GROB MATTHEW SEVP, Technology
Exercise / conversionCommon Stock 10,902 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000030 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:22 UTC Exercise / conversionRestricted Stock Unit · Derivative 14,363.4503 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000031 · edgardoc.xml · derivative · entry 6

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,256.2363

Underlying: Common Stock · 14,363.4503 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:22 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,892.786 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000031 · edgardoc.xml · derivative · entry 5

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,619.6866

Underlying: Common Stock · 11,892.786 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:22 UTC Tax withholdingCommon Stock 6,048 $52.49 $317,459.52
Disclosure

SEC source: 0001205233-18-000031 · edgardoc.xml · nonDerivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,315

F1 · balance_after: Includes 235 shares acquired on July 31, 2017 and 234 shares acquired on January 31, 2018 under the Company's Employee Stock Purchase Plan.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:22 UTC Tax withholdingCommon Stock 4,125 $52.49 $216,521.25
Disclosure

SEC source: 0001205233-18-000031 · edgardoc.xml · nonDerivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,363

Read SEC document
May 05, 2018 Filed May 8, 2018 20:22 UTC Exercise / conversionCommon Stock 14,363 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000031 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:22 UTC Exercise / conversionCommon Stock 11,892 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000031 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:22 UTC
Davis George SEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 19,821.3097 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000032 · edgardoc.xml · derivative · entry 3

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,821.3097

Underlying: Common Stock · 19,821.3097 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:22 UTC
Davis George SEVP & Chief Financial Officer
Tax withholdingCommon Stock 6,970 $52.49 $365,855.30
Disclosure

SEC source: 0001205233-18-000032 · edgardoc.xml · nonDerivative · entry 2

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 124,493

F2 · balance_after: Includes 235 shares acquired on July 31, 2017 and 234 shares acquired on January 31, 2018 under the Company's Employee Stock Purchase Plan.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:22 UTC
Davis George SEVP & Chief Financial Officer
Exercise / conversionCommon Stock 19,821 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000032 · edgardoc.xml · nonDerivative · entry 1

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 131,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:23 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Exercise / conversionRestricted Stock Unit · Derivative 14,363.4503 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000034 · edgardoc.xml · derivative · entry 7

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,265.4559

Underlying: Common Stock · 14,363.4503 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:23 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Exercise / conversionRestricted Stock Unit · Derivative 10,902.0056 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000034 · edgardoc.xml · derivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,628.9062

Underlying: Common Stock · 10,902.0056 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:23 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Tax withholdingCommon Stock 7,121 $52.49 $373,781.29
Disclosure

SEC source: 0001205233-18-000034 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,094

Read SEC document
May 05, 2018 Filed May 8, 2018 20:23 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Tax withholdingCommon Stock 5,406 $52.49 $283,760.94
Disclosure

SEC source: 0001205233-18-000034 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,215

Read SEC document
May 05, 2018 Filed May 8, 2018 20:23 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Exercise / conversionCommon Stock 14,363 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000034 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:23 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Exercise / conversionCommon Stock 10,902 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000034 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:22 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 17,839.7504 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000033 · edgardoc.xml · derivative · entry 6

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,839.7504

Underlying: Common Stock · 17,839.7504 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 05, 2018 Filed May 8, 2018 20:22 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 6,169 $52.49 $323,810.81
Disclosure

SEC source: 0001205233-18-000033 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,670

Read SEC document
May 05, 2018 Filed May 8, 2018 20:22 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionCommon Stock 17,839 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000033 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 19:47 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 662 $50.75 $33,596.50
Disclosure

SEC source: 0001205233-18-000029 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,132

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:46 UTC GrantDeferred Stock Unit · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000019 · edgardoc.xml · derivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972.716

Underlying: Common Stock · 3,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:49 UTC GrantDeferred Stock Unit · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000020 · edgardoc.xml · derivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972.716

Underlying: Common Stock · 3,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:50 UTC GrantDeferred Stock Unit · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000022 · edgardoc.xml · derivative · entry 1

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,083.1233

Underlying: Common Stock · 3,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:50 UTC GrantDeferred Stock Unit · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000021 · edgardoc.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972.716

Underlying: Common Stock · 3,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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April 05, 2018 Filed Apr 9, 2018 20:50 UTC GrantDeferred Stock Unit · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000024 · edgardoc.xml · derivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972.716

Underlying: Common Stock · 3,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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April 05, 2018 Filed Apr 9, 2018 20:50 UTC GrantDeferred Stock Unit · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000023 · edgardoc.xml · derivative · entry 1

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972.716

Underlying: Common Stock · 3,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:50 UTC GrantDeferred Stock Unit · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000025 · edgardoc.xml · derivative · entry 1

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,062.2237

Underlying: Common Stock · 3,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:50 UTC GrantDeferred Stock Unit · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000026 · edgardoc.xml · derivative · entry 1

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972.716

Underlying: Common Stock · 3,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:51 UTC GrantDeferred Stock Unit · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000027 · edgardoc.xml · derivative · entry 1

VINCIQUERRA ANTHONY J · CIK 0001224836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972.716

Underlying: Common Stock · 3,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 31, 2018 Filed Apr 3, 2018 21:15 UTC GrantCommon Stock 232 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000016 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780.6319

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:16 UTC GrantCommon Stock 464 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000017 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,069.0617

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 28, 2018 Filed Mar 28, 2018 22:40 UTC
Rosenberg Donald JEVP & General Counsel
OtherCommon Stock 3,614 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000015 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,844

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

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March 28, 2018 Filed Mar 28, 2018 22:40 UTC
Rosenberg Donald JEVP & General Counsel
OtherCommon Stock 3,614 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000015 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 3,694

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · ownership.nature: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.

Read SEC document
March 27, 2018 Filed Mar 28, 2018 20:04 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 663 $56.59 $37,519.17
Disclosure

SEC source: 0001205233-18-000014 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,794

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 22:31 UTC
Rosenberg Donald JEVP & General Counsel
OtherCommon Stock 3,573 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000013 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 7,616

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F3 · balance_after: Includes 235 shares acquired on July 31, 2017 and 234 shares acquired on January 31, 2018 under the Company's Employee Stock Purchase Plan.

F4 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 22:31 UTC
Rosenberg Donald JEVP & General Counsel
OtherCommon Stock 3,573 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000013 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 7,308

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · ownership.nature: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:06 UTC Exercise / conversionDeferred Stock Unit · Derivative 795.3308 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000007 · edgardoc.xml · derivative · entry 3

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214.716

Underlying: Common Stock · 795.3308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 9, 2018, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 9, 2018, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:06 UTC Disposition to issuerCommon Stock 257 $55.58 $14,284.06
Disclosure

SEC source: 0001205233-18-000007 · edgardoc.xml · nonDerivative · entry 2

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:06 UTC Exercise / conversionCommon Stock 795 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000007 · edgardoc.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:06 UTC Exercise / conversionDeferred Stock Unit · Derivative 3,072.8908 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000006 · edgardoc.xml · derivative · entry 3

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214.716

Underlying: Common Stock · 3,072.8908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:06 UTC Exercise / conversionCommon Stock 3,072 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000006 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 34,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:07 UTC Exercise / conversionDeferred Stock Unit · Derivative 3,072.8908 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000009 · edgardoc.xml · derivative · entry 3

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214.716

Underlying: Common Stock · 3,072.8908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:07 UTC Tax withholdingCommon Stock 461 $55.58 $25,622.38
Disclosure

SEC source: 0001205233-18-000009 · edgardoc.xml · nonDerivative · entry 2

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 4,383

F1 · ownership.nature: Securities held by Harish and Radha Manwani.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.