Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP, Strategy and M&A | June 15, 2021 | June 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date June 15, 2021 · Filed June 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 77,036 |
Reported balance
After 2021-06-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-06-15 · Sale · Disposed 1,510 · Balance 77,036 F1: The transaction was conducted under a Rule 10b5-1 trading plan. F2: The sale prices for this transaction ranged from $135.44 to $137.20. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: The sale prices for this transaction ranged from $135.44 to $137.20. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2021 Filed Jun 16, 2021 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,510 | $136.45 | $206,033.46 |
DisclosureSEC source: 0001205233-21-000037 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,036 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $135.44 to $137.20. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| May 14, 2021 Filed May 17, 2021 20:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,510 | $129.32 | $195,280.00 |
DisclosureSEC source: 0001205233-21-000033 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 78,546 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $128.19 to $130.40. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 114 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021. F4 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 20,301 | $158.31 | $3,213,936.57 |
DisclosureSEC source: 0001205233-20-000086 · edgardoc.xml · nonDerivative · entry 5 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,942 F3 · price: The sale prices for this transaction ranged from $158.00to $158.44. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 11,020 | $157.62 | $1,736,972.40 |
DisclosureSEC source: 0001205233-20-000086 · edgardoc.xml · nonDerivative · entry 4 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,243 F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 28,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000086 · edgardoc.xml · nonDerivative · entry 3 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,263 F1 · shares: These shares represent Performance Stock Units that vested on October 12, 2020. On December 6, 2020, the HR and Compensation Committee determined and certified the number of shares to be paid. F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 12,524 | $157.62 | $1,974,032.88 |
DisclosureSEC source: 0001205233-20-000086 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,259 F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 31,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000086 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 95,783 F1 · shares: These shares represent Performance Stock Units that vested on October 12, 2020. On December 6, 2020, the HR and Compensation Committee determined and certified the number of shares to be paid. F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 8,999.7554 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000078 · edgardoc.xml · derivative · entry 3 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,999.7554 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,541 | $146.03 | $517,092.23 |
DisclosureSEC source: 0001205233-20-000078 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 63,956 F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 8,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000078 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 67,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 5,678.2327 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000064 · edgardoc.xml · derivative · entry 6 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,357.4949 Underlying: Common Stock · 5,678.2327 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. F5 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,044.7238 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000064 · edgardoc.xml · derivative · entry 5 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,044.7238 Underlying: Common Stock · 6,044.7238 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,897 | $119.52 | $226,729.44 |
DisclosureSEC source: 0001205233-20-000064 · edgardoc.xml · nonDerivative · entry 4 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 58,498 F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,472 | $119.52 | $175,933.44 |
DisclosureSEC source: 0001205233-20-000064 · edgardoc.xml · nonDerivative · entry 3 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 60,395 F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000064 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 61,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000064 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 144 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020. F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 22:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 9,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000053 · edgardoc.xml · derivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,949 Underlying: Common Stock · 9,949 shares Expires 2023-10-01 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 21:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 15,957 | $89.91 | $1,434,693.87 |
DisclosureSEC source: 0001205233-20-000013 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 50,001 F1 · price: The sale prices for this transaction ranged from $89.90 to $89.965. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 175 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020. F3 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| December 08, 2019 Filed Dec 10, 2019 22:02 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 10,387 | $83.82 | $870,638.34 |
DisclosureSEC source: 0001205233-19-000109 · edgardoc.xml · nonDerivative · entry 4 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 65,783 F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| December 08, 2019 Filed Dec 10, 2019 22:02 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 26,397 | $83.82 | $2,212,596.54 |
DisclosureSEC source: 0001205233-19-000109 · edgardoc.xml · nonDerivative · entry 3 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,170 F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid. F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| December 08, 2019 Filed Dec 10, 2019 22:02 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,316 | $83.82 | $277,947.12 |
DisclosureSEC source: 0001205233-19-000109 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 49,773 F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| December 08, 2019 Filed Dec 10, 2019 22:02 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 8,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000109 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 53,089 F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid. F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 8,743.7023 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000096 · edgardoc.xml · derivative · entry 6 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,742.6235 Underlying: Common Stock · 8,743.7023 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 7,440.8119 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000096 · edgardoc.xml · derivative · entry 5 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,440.8119 shares Expires 2019-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,440 | $85.62 | $294,532.80 |
DisclosureSEC source: 0001205233-19-000096 · edgardoc.xml · nonDerivative · entry 4 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 44,663 F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,928 | $85.62 | $250,695.36 |
DisclosureSEC source: 0001205233-19-000096 · edgardoc.xml · nonDerivative · entry 3 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,103 F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 8,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000096 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 51,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000096 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 42,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 5,870.981 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000087 · edgardoc.xml · derivative · entry 3 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,744.04 Underlying: Common Stock · 5,870.981 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,813 | $75.47 | $136,827.11 |
DisclosureSEC source: 0001205233-19-000087 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 34,848 F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000087 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 36,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019. F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 22:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 16,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000081 · edgardoc.xml · derivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,549 Underlying: Common Stock · 16,549 shares Expires 2022-10-01 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022. Read SEC document |
| May 06, 2019 Filed May 8, 2019 23:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,070 | $88.25 | $182,677.50 |
DisclosureSEC source: 0001205233-19-000051 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,540 F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| May 06, 2019 Filed May 8, 2019 23:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 8,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-19-000051 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,610 F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| May 03, 2019 Filed May 7, 2019 16:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 17,440 | $88.53 | $1,543,947.50 |
DisclosureSEC source: 0001205233-19-000046 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,111 F1 · price: The sale prices for this transaction ranged from $88.42 to $88.58. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019. F3 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 22:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,501 | $55.99 | $196,020.99 |
DisclosureSEC source: 0001205233-18-000100 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 41,357 F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 22:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 8,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000100 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 44,858 F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid. F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 8,416.5334 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000088 · edgardoc.xml · derivative · entry 6 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,834.1052 Underlying: Common Stock · 8,416.5334 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 7,162.199 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000088 · edgardoc.xml · derivative · entry 5 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,163.2778 Underlying: Common Stock · 7,162.199 shares Expires 2019-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,258 | $54.92 | $178,929.36 |
DisclosureSEC source: 0001205233-18-000088 · edgardoc.xml · nonDerivative · entry 4 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,962 F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,744 | $54.92 | $95,780.48 |
DisclosureSEC source: 0001205233-18-000088 · edgardoc.xml · nonDerivative · entry 3 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 39,220 F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 8,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000088 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 40,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000088 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| October 19, 2018 Filed Oct 22, 2018 22:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 7,992.6308 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000084 · edgardoc.xml · derivative · entry 3 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,992.6308 shares Expires 2018-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 19, 2016, 2017 and 2018. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 19, 2016, 2017 and 2018. Read SEC document |
| October 19, 2018 Filed Oct 22, 2018 22:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,946 | $65.36 | $127,190.56 |
DisclosureSEC source: 0001205233-18-000084 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,386 F2 · balance_after: Includes 234 and 187 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018 and July 31, 2018, respectively. F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| October 19, 2018 Filed Oct 22, 2018 22:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000084 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 20:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 16,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000065 · edgardoc.xml · derivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,958 Underlying: Common Stock · 16,958 shares Expires 2021-10-01 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021. Read SEC document |
| May 06, 2018 Filed May 8, 2018 20:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 24,773.0868 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-18-000035 · edgardoc.xml · derivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,773.0868 Underlying: Common Stock · 24,773.0868 shares Expires 2020-11-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied. F3 · shares: These Restricted Stock Units include an initial grant of 24,313 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,896.2431 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000195 · edgardoc.xml · derivative · entry 3 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,793.5252 Underlying: Common Stock · 6,896.2431 shares Expires 2019-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,886 | $66.47 | $125,362.42 |
DisclosureSEC source: 0001234452-17-000195 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,919 F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.