STERLING MICHELLE M

SEC source: 0001628280-26-059432 · wk-form4_1787950644.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,163

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer.

F2 · shares: The Shares vest in a single installment on the earlier of the first anniversary of the grant date or the date of the Company's 2027 annual stockholders meeting which is at least fifty weeks after the grant date.

SEC source: 0000947871-26-000127 · ownership.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,924

F1 · shares: The shares represent a restricted stock unit award granted to the reporting person. The award will vest on the day immediately prior to the issuer's next annual meeting of the stockholders, which is expected to be November 11, 2026, subject to the reporting person's continued service to the issuer through such date.

SEC source: 0000947871-25-001062 · ownership.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,645

F1 · price: Represents the weighted average of multiple sale transactions ranging in price from $164.41 to $164.54. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

SEC source: 0000947871-25-000821 · ownership.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,645

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest on August 28, 2026.

SEC source: 0001628280-25-037809 · wk-form4_1754424465.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,212

F1 · kind: Grant of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2025 through July 31, 2026.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2025, January 31, 2026, April 30, 2026, and July 31, 2026. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

SEC source: 0001628280-24-049554 · wk-form4_1733173772.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 24,640

F1 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of their pecuniary interest therein.

SEC source: 0001628280-24-039366 · wk-form4_1725483407.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,304

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2024 through July 31, 2025.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2024, January 31, 2025, April 30, 2025, and July 31, 2025. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

SEC source: 0000820318-24-000022 · primary_doc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,373

F1 · kind: These shares represent a restricted stock unit award granted to the reporting person. The award will vest on August 28, 2025.

SEC source: 0001628280-24-034150 · wk-form4_1722543148.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,511

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2024 through July 31, 2025.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2024, January 31, 2025, April 30, 2025, and July 31, 2025. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

SEC source: 0000820318-23-000031 · primary_doc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,542

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest on August 28, 2024.

SEC source: 0001628280-23-026729 · wk-form4_1691004338.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,511

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2023 through July 31, 2024.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2023, January 31, 2024, April 30, 2024, and July 31, 2024. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

SEC source: 0001628280-22-024182 · wf-form4_166206818519150.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,960

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2022 through July 31, 2023.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2022, January 31, 2023, April 30, 2023, and July 31, 2023. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

SEC source: 0000899243-22-022661 · doc4.xml · derivative · entry 3

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,856

Underlying: Class A Common Stock · 27,856 shares

Expires not disclosed

F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F4 · price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date.

SEC source: 0000899243-22-022661 · doc4.xml · derivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the first day of the month that follows the one-year anniversary of October 18, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following October 18, 2021, provided that the Reporting Person remains in continuous service through such vesting date.

F3 · price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the first day of the month that follows the one-year anniversary of October 18, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following October 18, 2021, provided that the Reporting Person remains in continuous service through such vesting date.

F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the first day of the month that follows the one-year anniversary of October 18, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following October 18, 2021, provided that the Reporting Person remains in continuous service through such vesting date.

F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the first day of the month that follows the one-year anniversary of October 18, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following October 18, 2021, provided that the Reporting Person remains in continuous service through such vesting date.

SEC source: 0000899243-22-022661 · doc4.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

F2 · balance_after: Includes 1,250 shares of the Issuer's Class A Common Stock acquired by the Reporting Person in 2021 pursuant to an award of RSUs in connection with a consulting agreement.

SEC source: 0001628280-22-005364 · wf-form4_164676621397799.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,640

F1 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of their pecuniary interest therein.

SEC source: 0001628280-21-024114 · wf-form4_163779651124541.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,640

F1 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of their pecuniary interest therein.

SEC source: 0000899243-21-040624 · doc4.xml · derivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Underlying: Class A Common Stock · 3,708 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the first day of the month that follows the one-year anniversary of October 18, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following October 18, 2021, provided that the Reporting Person remains in continuous service through such vesting date.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the first day of the month that follows the one-year anniversary of October 18, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following October 18, 2021, provided that the Reporting Person remains in continuous service through such vesting date.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the first day of the month that follows the one-year anniversary of October 18, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following October 18, 2021, provided that the Reporting Person remains in continuous service through such vesting date.

SEC source: 0001628280-21-017326 · wf-form4_162940285088760.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,640

F3 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of their pecuniary interest therein.

SEC source: 0001628280-21-017326 · wf-form4_162940285088760.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,879

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2021 through July 31, 2022.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2021, January 31, 2022, April 30, 2022, and July 31, 2022. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

SEC source: 0001628280-20-011667 · wf-form4_159657654555278.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,890

F1 · kind: Grant of of restricted common stock units (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2020 through July 31, 2021.

F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2020, February 1, 2021, May 1, 2021 and August 1, 2021. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

SEC source: 0001628280-20-011662 · wf-form4_159657498292627.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,890

F1 · kind: Grant of of restricted common stock units (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2020 through July 31, 2021.

F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2020, February 1, 2021, May 1, 2021 and August 1, 2021. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

SEC source: 0001205233-19-000117 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 19,166

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $83.72 to $85.29. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000113 · edgardoc.xml · nonDerivative · entry 4

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 36,723

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000113 · edgardoc.xml · nonDerivative · entry 3

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 49,811

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000113 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 23,414

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000113 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,592

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000107 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 19,166

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $84.68 to $85.72. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000101 · edgardoc.xml · derivative · entry 6

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,742.6235

Underlying: Common Stock · 8,743.7023 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

SEC source: 0001205233-19-000101 · edgardoc.xml · derivative · entry 5

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,440.8119 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

SEC source: 0001205233-19-000101 · edgardoc.xml · nonDerivative · entry 4

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,325

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000101 · edgardoc.xml · nonDerivative · entry 3

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 31,660

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000101 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 35,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000101 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 26,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001628280-19-014258 · wf-form4_157377819351283.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1

Disclosed balance after: 13,640

F1 · balance_after: Shares are held by the Michelle Marie Sterling Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of shares held by the Trust except to the extent of her pecuniary interest therein.

F1 · ownership.nature: Shares are held by the Michelle Marie Sterling Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of shares held by the Trust except to the extent of her pecuniary interest therein.

SEC source: 0001205233-19-000092 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 19,166

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $75.00 to $75.05. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001205233-19-000089 · edgardoc.xml · derivative · entry 3

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,810.8299

Underlying: Common Stock · 6,404.8956 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

SEC source: 0001205233-19-000089 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 29,564

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000089 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 32,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019.

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000080 · edgardoc.xml · derivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,054

Underlying: Common Stock · 18,054 shares

Expires 2022-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

SEC source: 0001209191-19-044908 · doc4.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,199

F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2019 through July 31, 2020.

F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2019, February 1, 2020, May 1, 2020 and August 1, 2020. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

SEC source: 0001209191-19-038411 · doc4.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446

F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer and prorated for the period June 20, 2019 through July 31, 2019.

F2 · shares: The Shares vest on August 1, 2019.

SEC source: 0001205233-19-000060 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 25,599

F1 · price: The sale prices for this transaction ranged from $86.36 to $86.48. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000054 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 31,159

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-19-000054 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 34,098

F1 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019.

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-18-000104 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 25,405

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-18-000104 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 32,326

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

SEC source: 0001205233-18-000091 · edgardoc.xml · derivative · entry 12

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,834.1052

Underlying: Common Stock · 8,416.5334 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

SEC source: 0001205233-18-000091 · edgardoc.xml · derivative · entry 11

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,163.2778

Underlying: Common Stock · 7,162.199 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

SEC source: 0001205233-18-000091 · edgardoc.xml · derivative · entry 10

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,420.7534 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.