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QCOM

QUALCOMM INC/DE

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2852
SEC CIK
0000804328
Parsed reports
3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2019 Filed Mar 12, 2019 20:27 UTC Exercise / conversionDeferred Stock Unit · Derivative 2,087.5462 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000017 · edgardoc.xml · derivative · entry 3

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,326.6725

Underlying: Common Stock · 2,087.5462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) March 8, 2019, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) March 8, 2019, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC Exercise / conversionCommon Stock 2,087 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000017 · edgardoc.xml · nonDerivative · entry 1

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by The Livermore 2003 Trust.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC Exercise / conversionDeferred Stock Unit · Derivative 5,099.4055 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000018 · edgardoc.xml · derivative · entry 3

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,326.6725

Underlying: Common Stock · 5,099.4055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC Tax withholdingCommon Stock 765 $53.53 $40,950.45
Disclosure

SEC source: 0001205233-19-000018 · edgardoc.xml · nonDerivative · entry 2

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 8,717

F1 · ownership.nature: Securities held by Harish and Radha Manwani.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC Exercise / conversionCommon Stock 5,099 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000018 · edgardoc.xml · nonDerivative · entry 1

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 9,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Harish and Radha Manwani.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC Exercise / conversionDeferred Stock Unit · Derivative 5,099.4055 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000019 · edgardoc.xml · derivative · entry 4

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,326.6725

Underlying: Common Stock · 5,099.4055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC Disposition to issuerCommon Stock 1,644 $53.53 $88,003.32
Disclosure

SEC source: 0001205233-19-000019 · edgardoc.xml · nonDerivative · entry 2

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 10,455

F1 · ownership.nature: Securities held by Mark McLaughlin and Karen McLaughlin, Trustees of the McLaughlin Revocable Trust U/A DTD 02/20/2001.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC Exercise / conversionCommon Stock 5,099 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000019 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Mark McLaughlin and Karen McLaughlin, Trustees of the McLaughlin Revocable Trust U/A DTD 02/20/2001.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC Exercise / conversionDeferred Stock Unit · Derivative 5,099.4055 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000020 · edgardoc.xml · derivative · entry 3

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,601.8359

Underlying: Common Stock · 5,099.4055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC Disposition to issuerCommon Stock 1,644 $53.53 $88,003.32
Disclosure

SEC source: 0001205233-19-000020 · edgardoc.xml · nonDerivative · entry 2

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 4,203

F1 · ownership.nature: Securities held by Clark T. Randt, Jr. and Sarah T. Randt.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC Exercise / conversionCommon Stock 5,099 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000020 · edgardoc.xml · nonDerivative · entry 1

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 5,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Clark T. Randt, Jr. and Sarah T. Randt.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:28 UTC Exercise / conversionDeferred Stock Unit · Derivative 5,099.4055 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000021 · edgardoc.xml · derivative · entry 4

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,326.6725

Underlying: Common Stock · 5,099.4055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:28 UTC Tax withholdingCommon Stock 765 $53.53 $40,950.45
Disclosure

SEC source: 0001205233-19-000021 · edgardoc.xml · nonDerivative · entry 3

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 10,552

F1 · ownership.nature: Securities held by Francisco De Asis Ros Peran and Maria C. Millan Jimenez.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:28 UTC Disposition to issuerCommon Stock 2,295 $53.53 $122,851.35
Disclosure

SEC source: 0001205233-19-000021 · edgardoc.xml · nonDerivative · entry 2

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 11,317

F1 · ownership.nature: Securities held by Francisco De Asis Ros Peran and Maria C. Millan Jimenez.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:28 UTC Exercise / conversionCommon Stock 5,099 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000021 · edgardoc.xml · nonDerivative · entry 1

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 13,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Francisco De Asis Ros Peran and Maria C. Millan Jimenez.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:19 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $33.45 $0.00
Disclosure

SEC source: 0001205233-19-000013 · edgardoc.xml · derivative · entry 2

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 100% one year from the date of grant.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:19 UTC Exercise / conversionCommon Stock 2,500 $33.45 $83,625.00
Disclosure

SEC source: 0001205233-19-000013 · edgardoc.xml · nonDerivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 22,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Thomas W. and Janet P. Horton.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:55 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $41.36 $0.00
Disclosure

SEC source: 0001205233-19-000012 · edgardoc.xml · derivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2019-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:55 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
SaleCommon Stock 40,000 $50.75 $2,030,068.00
Disclosure

SEC source: 0001205233-19-000012 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,301

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $50.385 to $50.98. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:55 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Exercise / conversionCommon Stock 40,000 $41.36 $1,654,400.00
Disclosure

SEC source: 0001205233-19-000012 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:22 UTC GrantCommon Stock 219 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000001 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,714.2503

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:22 UTC
FIELDS MARKDirector
GrantCommon Stock 439 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000002 · edgardoc.xml · nonDerivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:23 UTC GrantCommon Stock 439 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000003 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,432.6638

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:23 UTC
Smit NeilDirector
GrantCommon Stock 439 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000004 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:30 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 97,583.3641 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000106 · edgardoc.xml · derivative · entry 6

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,583.3641 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2014, 2015, 2016, 2017 and 2018.

F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:30 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 108,426.748 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000106 · edgardoc.xml · derivative · entry 5

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,583.3641

Underlying: Common Stock · 108,426.748 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2016, 2017 and 2018.

F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2016, 2017 and 2018.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:30 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Tax withholdingCommon Stock 48,382 $56.37 $2,727,293.34
Disclosure

SEC source: 0001205233-18-000106 · edgardoc.xml · nonDerivative · entry 4

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 578,913

F1 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:30 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 97,583 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000106 · edgardoc.xml · nonDerivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 627,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:30 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Tax withholdingCommon Stock 53,758 $56.37 $3,030,338.46
Disclosure

SEC source: 0001205233-18-000106 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 529,712

F1 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:30 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 108,426 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000106 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 583,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 21:37 UTC
Rosenberg Donald JEVP & General Counsel
SaleCommon Stock 9,048 $58.01 $524,895.29
Disclosure

SEC source: 0001205233-18-000105 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $57.85 to $58.0244. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 22:41 UTC Tax withholdingCommon Stock 13,267 $55.99 $742,819.33
Disclosure

SEC source: 0001205233-18-000098 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,886

Read SEC document
December 09, 2018 Filed Dec 11, 2018 22:41 UTC GrantCommon Stock 26,733 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000098 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,153

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 22:41 UTC
Davis George SEVP & Chief Financial Officer
Tax withholdingCommon Stock 9,886 $55.99 $553,517.14
Disclosure

SEC source: 0001205233-18-000099 · edgardoc.xml · nonDerivative · entry 2

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 142,448

F2 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 22:41 UTC
Davis George SEVP & Chief Financial Officer
GrantCommon Stock 19,939 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000099 · edgardoc.xml · nonDerivative · entry 1

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 152,334

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.

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December 09, 2018 Filed Dec 11, 2018 22:41 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 3,501 $55.99 $196,020.99
Disclosure

SEC source: 0001205233-18-000100 · edgardoc.xml · nonDerivative · entry 2

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 41,357

F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

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December 09, 2018 Filed Dec 11, 2018 22:41 UTC
MODOFF BRIANEVP, Strategy and M&A
GrantCommon Stock 8,896 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000100 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 44,858

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

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December 09, 2018 Filed Dec 11, 2018 22:42 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Tax withholdingCommon Stock 27,272 $55.99 $1,526,959.28
Disclosure

SEC source: 0001205233-18-000101 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 475,044

F2 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

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December 09, 2018 Filed Dec 11, 2018 22:42 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
GrantCommon Stock 59,077 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000101 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 502,316

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

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December 09, 2018 Filed Dec 11, 2018 22:42 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 8,897 $55.99 $498,143.03
Disclosure

SEC source: 0001205233-18-000102 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,048

Read SEC document
December 09, 2018 Filed Dec 11, 2018 22:42 UTC
Rosenberg Donald JEVP & General Counsel
GrantCommon Stock 17,945 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000102 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,945

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 09, 2018 Filed Dec 11, 2018 22:42 UTC
THOMPSON JAMES HEVP, Engineering & CTO, QTI
Tax withholdingCommon Stock 6,352 $55.99 $355,648.48
Disclosure

SEC source: 0001205233-18-000103 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO, QTI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,107

Read SEC document
December 09, 2018 Filed Dec 11, 2018 22:42 UTC
THOMPSON JAMES HEVP, Engineering & CTO, QTI
GrantCommon Stock 12,812 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000103 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO, QTI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,459

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid.

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December 09, 2018 Filed Dec 11, 2018 22:43 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 6,921 $55.99 $387,506.79
Disclosure

SEC source: 0001205233-18-000104 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 25,405

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

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December 09, 2018 Filed Dec 11, 2018 22:43 UTC
STERLING MICHELLE MEVP, Human Resources
GrantCommon Stock 13,958 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000104 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 32,326

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

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December 03, 2018 Filed Dec 4, 2018 21:34 UTC SaleCommon Stock 18,323 $60.23 $1,103,594.29
Disclosure

SEC source: 0001205233-18-000095 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,420

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

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November 30, 2018 Filed Dec 4, 2018 21:57 UTC
POLEK ERIN LSVP Corporate Controller & CAO
GrantRestricted Stock Unit · Derivative 7,896 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000097 · edgardoc.xml · derivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,896

Underlying: Common Stock · 7,896 shares

Expires 2021-11-20

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

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November 23, 2018 Filed Nov 26, 2018 21:18 UTC
Rosenberg Donald JEVP & General Counsel
SaleCommon Stock 6,297 $55.22 $347,746.16
Disclosure

SEC source: 0001205233-18-000093 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $55.2102 to $55.2317. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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November 20, 2018 Filed Nov 21, 2018 16:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 15,936.7204 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000086 · edgardoc.xml · derivative · entry 6

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,733.7157

Underlying: Common Stock · 15,936.7204 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

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November 20, 2018 Filed Nov 21, 2018 16:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 20,430.6567 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000086 · edgardoc.xml · derivative · entry 5

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,670.4361

Underlying: Common Stock · 20,430.6567 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.