Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aeva Technologies, Inc.AEVA · Entity 4949 | Director | June 21, 2024 | June 25, 2024 |
| QUALCOMM INC/DEQCOM · Entity 2852 | SVP, Controller & CAO | November 20, 2022 | November 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aeva Technologies, Inc.
Report date June 21, 2024 · Filed June 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 104,836 |
Reported balance
After 2024-06-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-06-21 · Grant · Acquired 57,692 · Balance 104,836 F1: Reflects restricted stock units awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer receives an annual RSU grant that will vest on the first anniversary of the grant date or upon a change of control, if earlier. F2: All amounts of securities reported in this Form 4 reflect a 1-for-5 reverse stock split (the "Reverse Stock Split") that became effective March 18, 2024, including the Reporting Person's receipt of cash in lieu fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer receives an annual RSU grant that will vest on the first anniversary of the grant date or upon a change of control, if earlier.
F2: All amounts of securities reported in this Form 4 reflect a 1-for-5 reverse stock split (the "Reverse Stock Split") that became effective March 18, 2024, including the Reporting Person's receipt of cash in lieu fractional shares.
QUALCOMM INC/DE
Report date November 20, 2022 · Filed November 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-11-21 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2022-11-20 · Exercise / conversion · Acquired 1,425 · Balance 1,425 Row 2 · 2022-11-20 · Tax withholding · Disposed 493 · Balance 932 Row 3 · 2022-11-20 · Exercise / conversion · Acquired 927 · Balance 1,859 Row 4 · 2022-11-20 · Tax withholding · Disposed 321 · Balance 1,538 Row 5 · 2022-11-20 · Exercise / conversion · Acquired 2,073 · Balance 3,611 Row 6 · 2022-11-20 · Tax withholding · Disposed 717 · Balance 2,894 Row 7 · 2022-11-21 · Sale · Disposed 2,894 · Balance 0 F1: The transaction was conducted under a Rule 10b5-1 trading plan. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-11-20 | Direct | 0 |
Reported balance
After 2022-11-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-11-20 · Exercise / conversion · Disposed 1,425.7474 · Balance 0 F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-11-20 | Direct | 1,855.3544 |
Reported balance
After 2022-11-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-11-20 · Exercise / conversion · Disposed 927.1569 · Balance 1,855.3544 F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2024-11-20 | Direct | 4,149.6468 |
Reported balance
After 2022-11-20 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-11-20 · Exercise / conversion · Disposed 2,073.8028 · Balance 4,149.6468 F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F3: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.
F4: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2024 Filed Jun 25, 2024 21:03 UTC | Aeva Technologies, Inc. AEVA · Entity 4949 | GrantCommon Stock | 57,692 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-077549 · ownership.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,836 F1 · kind: Reflects restricted stock units awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer receives an annual RSU grant that will vest on the first anniversary of the grant date or upon a change of control, if earlier. F2 · balance_after: All amounts of securities reported in this Form 4 reflect a 1-for-5 reverse stock split (the "Reverse Stock Split") that became effective March 18, 2024, including the Reporting Person's receipt of cash in lieu fractional shares. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 20:19 UTC | Aeva Technologies, Inc. AEVA · Entity 4949 | GrantCommon Stock | 148,514 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-025216 · ownership.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,723 F1 · kind: Reflects restricted stock units awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer receives an annual RSU grant that will vest on the first anniversary of the grant date. Read SEC document |
| November 18, 2023 Filed Nov 21, 2023 18:40 UTC | Aeva Technologies, Inc. AEVA · Entity 4949 | Exercise / conversionRestricted Stock Units · Derivative | 87,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-054278 · form4.xml · derivative · entry 2 POLEK ERIN L · CIK 0001760245 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's Common Stock on a one-for-one basis. F2 · price: On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. F2 · derivative.exercise_date: On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. F2 · derivative.expiration_date: On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. Read SEC document |
| November 18, 2023 Filed Nov 21, 2023 18:40 UTC | Aeva Technologies, Inc. AEVA · Entity 4949 | Exercise / conversionCommon Stock | 87,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-054278 · form4.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the Issuer's Common Stock on a one-for-one basis. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,894 | $121.10 | $350,463.40 |
DisclosureSEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 7 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,073.8028 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000052 · edgardoc.xml · derivative · entry 10 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,149.6468 Underlying: Common Stock · 2,073.8028 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 927.1569 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000052 · edgardoc.xml · derivative · entry 9 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,855.3544 Underlying: Common Stock · 927.1569 shares Expires 2023-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,425.7474 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000052 · edgardoc.xml · derivative · entry 8 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,425.7474 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. F3 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022. F3 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022. Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 717 | $123.85 | $88,800.45 |
DisclosureSEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 6 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,894 Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 5 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 321 | $123.85 | $39,755.85 |
DisclosureSEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 4 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,538 Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 3 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 493 | $123.85 | $61,058.05 |
DisclosureSEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 2 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932 Read SEC document |
| November 20, 2022 Filed Nov 21, 2022 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000052 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 18:44 UTC | Aeva Technologies, Inc. AEVA · Entity 4949 | GrantRestricted Stock Units · Derivative | 87,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-042618 · form4.xml · derivative · entry 1 POLEK ERIN L · CIK 0001760245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,209 Underlying: Common Stock · 87,209 shares Expires 2023-11-18 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F2 · price: The restricted stock units were awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer receives an annual RSU grant that will vest on the first anniversary of the grant date. F2 · derivative.exercise_date: The restricted stock units were awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer receives an annual RSU grant that will vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units were awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer receives an annual RSU grant that will vest on the first anniversary of the grant date. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 20:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 70 | $145.68 | $10,197.60 |
DisclosureSEC source: 0001888316-22-000039 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · shares: 70 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2022. Read SEC document |
| May 23, 2022 Filed May 23, 2022 22:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,521 | $129.95 | $197,653.95 |
DisclosureSEC source: 0001888316-22-000030 · edgardoc.xml · nonDerivative · entry 5 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 915.8486 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000030 · edgardoc.xml · derivative · entry 7 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,748.5738 Underlying: Common Stock · 915.8486 shares Expires 2023-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,407.2996 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000030 · edgardoc.xml · derivative · entry 6 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408.358 Underlying: Common Stock · 1,407.2996 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 316 | $131.60 | $41,585.60 |
DisclosureSEC source: 0001888316-22-000030 · edgardoc.xml · nonDerivative · entry 4 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 915 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000030 · edgardoc.xml · nonDerivative · entry 3 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 485 | $131.60 | $63,826.00 |
DisclosureSEC source: 0001888316-22-000030 · edgardoc.xml · nonDerivative · entry 2 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922 Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-22-000030 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 00:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 68 | $180.60 | $12,280.80 |
DisclosureSEC source: 0001888316-22-000006 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · shares: 68 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2022. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,847 | $180.98 | $515,250.06 |
DisclosureSEC source: 0001888316-21-000010 · edgardoc.xml · nonDerivative · entry 7 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,816.9353 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-21-000010 · edgardoc.xml · derivative · entry 10 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,634.8901 Underlying: Common Stock · 1,816.9353 shares Expires 2023-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2021, and the remaining balance vest semi-annually thereafter. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2021, and the remaining balance vest semi-annually thereafter. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,397.0077 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-21-000010 · edgardoc.xml · derivative · entry 9 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,792.9656 Underlying: Common Stock · 1,397.0077 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,435.8698 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-21-000010 · edgardoc.xml · derivative · entry 8 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,435.8698 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 496 | $185.00 | $91,760.00 |
DisclosureSEC source: 0001888316-21-000010 · edgardoc.xml · nonDerivative · entry 6 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,847 Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 484 | $185.00 | $89,540.00 |
DisclosureSEC source: 0001888316-21-000010 · edgardoc.xml · nonDerivative · entry 5 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,343 Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 821 | $185.00 | $151,885.00 |
DisclosureSEC source: 0001888316-21-000010 · edgardoc.xml · nonDerivative · entry 4 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,827 Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-21-000010 · edgardoc.xml · nonDerivative · entry 3 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-21-000010 · edgardoc.xml · nonDerivative · entry 2 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 21:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-21-000010 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2021 Filed Oct 28, 2021 20:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 6,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001888316-21-000003 · edgardoc.xml · derivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,098 Underlying: Common Stock · 6,098 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vest semi-annually thereafter. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vest semi-annually thereafter. Read SEC document |
| August 02, 2021 Filed Aug 2, 2021 21:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 66 | $150.00 | $9,900.00 |
DisclosureSEC source: 0001205233-21-000042 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · balance_after: Includes 66 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2021. Read SEC document |
| May 21, 2021 Filed May 21, 2021 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,835 | $132.00 | $242,220.00 |
DisclosureSEC source: 0001205233-21-000036 · edgardoc.xml · nonDerivative · entry 5 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,382.0908 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000036 · edgardoc.xml · derivative · entry 7 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,148.351 Underlying: Common Stock · 1,382.0908 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,420.5265 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000036 · edgardoc.xml · derivative · entry 6 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421.6061 Underlying: Common Stock · 1,420.5265 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2018, and the remaining balance vest semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2018, and the remaining balance vest semi-annually thereafter. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 478 | $132.64 | $63,401.92 |
DisclosureSEC source: 0001205233-21-000036 · edgardoc.xml · nonDerivative · entry 4 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,835 Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 489 | $132.64 | $64,860.96 |
DisclosureSEC source: 0001205233-21-000036 · edgardoc.xml · nonDerivative · entry 3 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,313 Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000036 · edgardoc.xml · nonDerivative · entry 2 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-21-000036 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 21:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 44 | $164.74 | $7,248.56 |
DisclosureSEC source: 0001205233-21-000005 · edgardoc.xml · nonDerivative · entry 1 POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · balance_after: Includes 44 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021. Read SEC document |
| November 23, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,455 | $142.48 | $492,268.40 |
DisclosureSEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 7 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,738.2341 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000080 · edgardoc.xml · derivative · entry 10 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,478.5272 Underlying: Common Stock · 2,738.2341 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,407.1919 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000080 · edgardoc.xml · derivative · entry 9 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,815.4533 Underlying: Common Stock · 1,407.1919 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,138.2957 | $0.00 | $0.00 |
DisclosureSEC source: 0001205233-20-000080 · edgardoc.xml · derivative · entry 8 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,138.2957 shares Expires 2020-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vested semi-annually thereafter. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vested semi-annually thereafter. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 947 | $146.03 | $138,290.41 |
DisclosureSEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 6 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,455 Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 487 | $146.03 | $71,116.61 |
DisclosureSEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 5 POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,402 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.