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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2012 Filed Jan 18, 2012 18:46 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,333 $0.00 Strike: $43.24 $0.00
Disclosure

SEC source: 0001234452-12-000038 · edgardoc.xml · derivative · entry 12

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,667

Underlying: Common Stock · 2,333 shares

Expires 2018-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
January 17, 2012 Filed Jan 18, 2012 18:46 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-12-000038 · edgardoc.xml · derivative · entry 11

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,000 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
January 17, 2012 Filed Jan 18, 2012 18:46 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 2,333 $57.50 $134,147.50
Disclosure

SEC source: 0001234452-12-000038 · edgardoc.xml · nonDerivative · entry 10

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,447.68

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 17, 2012 Filed Jan 18, 2012 18:46 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 2,333 $43.24 $100,878.92
Disclosure

SEC source: 0001234452-12-000038 · edgardoc.xml · nonDerivative · entry 9

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,780.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 17, 2012 Filed Jan 18, 2012 18:46 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 667 $57.50 $38,352.50
Disclosure

SEC source: 0001234452-12-000038 · edgardoc.xml · nonDerivative · entry 8

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,447.68

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 17, 2012 Filed Jan 18, 2012 18:46 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 667 $47.35 $31,582.45
Disclosure

SEC source: 0001234452-12-000038 · edgardoc.xml · nonDerivative · entry 7

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,114.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 17, 2012 Filed Jan 18, 2012 18:46 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 43,834 $57.50 $2,520,455.00
Disclosure

SEC source: 0001234452-12-000038 · edgardoc.xml · nonDerivative · entry 6

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,447.68

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 17, 2012 Filed Jan 18, 2012 18:46 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 43,834 $52.87 $2,317,503.58
Disclosure

SEC source: 0001234452-12-000038 · edgardoc.xml · nonDerivative · entry 5

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,281.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 17, 2012 Filed Jan 18, 2012 18:46 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 2,000 $57.50 $115,000.00
Disclosure

SEC source: 0001234452-12-000038 · edgardoc.xml · nonDerivative · entry 4

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,447.68

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 17, 2012 Filed Jan 18, 2012 18:46 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 2,000 $41.33 $82,660.00
Disclosure

SEC source: 0001234452-12-000038 · edgardoc.xml · nonDerivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,447.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 17, 2012 Filed Jan 18, 2012 18:46 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 1,166 $57.50 $67,045.00
Disclosure

SEC source: 0001234452-12-000038 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,447.68

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 17, 2012 Filed Jan 18, 2012 18:46 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 1,166 $44.63 $52,038.58
Disclosure

SEC source: 0001234452-12-000038 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,613.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 09, 2012 Filed Jan 10, 2012 19:53 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,500 $56.09 Strike: $17.47 $701,125.00
Disclosure

SEC source: 0001234452-12-000034 · edgardoc.xml · derivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,762

Underlying: Common Stock · 12,500 shares

Expires 2012-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
January 09, 2012 Filed Jan 10, 2012 19:53 UTC SaleCommon Stock 12,500 $56.09 $701,125.00
Disclosure

SEC source: 0001234452-12-000034 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,286,878

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
January 09, 2012 Filed Jan 10, 2012 19:53 UTC Exercise / conversionCommon Stock 12,500 $17.47 $218,375.00
Disclosure

SEC source: 0001234452-12-000034 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,299,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
January 03, 2012 Filed Jan 5, 2012 18:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 35,681 $0.00 Strike: $17.47 $0.00
Disclosure

SEC source: 0001234452-12-000031 · edgardoc.xml · derivative · entry 10

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 35,681 shares

Expires 2012-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
January 03, 2012 Filed Jan 5, 2012 18:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 39,319 $0.00 Strike: $17.47 $0.00
Disclosure

SEC source: 0001234452-12-000031 · edgardoc.xml · derivative · entry 9

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,262

Underlying: Common Stock · 39,319 shares

Expires 2012-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
January 03, 2012 Filed Jan 5, 2012 18:08 UTC GiftCommon Stock 29,823 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000031 · edgardoc.xml · nonDerivative · entry 5

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,286,878

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
January 03, 2012 Filed Jan 5, 2012 18:08 UTC SaleCommon Stock 35,681 $55.79 $1,990,799.99
Disclosure

SEC source: 0001234452-12-000031 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,316,701

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $55.7201 to $55.95 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
January 03, 2012 Filed Jan 5, 2012 18:08 UTC Exercise / conversionCommon Stock 35,681 $17.47 $623,347.07
Disclosure

SEC source: 0001234452-12-000031 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,352,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
January 03, 2012 Filed Jan 5, 2012 18:08 UTC SaleCommon Stock 39,319 $55.79 $2,193,780.01
Disclosure

SEC source: 0001234452-12-000031 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,316,701

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $55.7201 to $55.95 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
January 03, 2012 Filed Jan 5, 2012 18:08 UTC Exercise / conversionCommon Stock 39,319 $17.47 $686,902.93
Disclosure

SEC source: 0001234452-12-000031 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,356,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
January 03, 2012 Filed Jan 5, 2012 18:09 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $43.62 $0.00
Disclosure

SEC source: 0001234452-12-000032 · edgardoc.xml · derivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 30,000 shares

Expires 2014-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
January 03, 2012 Filed Jan 5, 2012 18:09 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 30,000 $55.89 $1,676,763.00
Disclosure

SEC source: 0001234452-12-000032 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,776

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $55.79 to $55.95 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2012 Filed Jan 5, 2012 18:09 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 30,000 $43.62 $1,308,600.00
Disclosure

SEC source: 0001234452-12-000032 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2011 Filed Jan 4, 2012 19:21 UTC GrantCommon Stock 226.162 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000004 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,408.3654

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
December 31, 2011 Filed Jan 4, 2012 19:21 UTC GrantCommon Stock 452.325 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000005 · edgardoc.xml · nonDerivative · entry 1

BENNETT STEPHEN M · CIK 0001188887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,911.3259

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock on December 31, 2020.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
December 31, 2011 Filed Jan 4, 2012 19:22 UTC GrantCommon Stock 452.325 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000006 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,374.1729

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
December 31, 2011 Filed Jan 4, 2012 22:53 UTC
STERN MARC IDirector
GrantCommon Stock 452.325 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000008 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,771.9616

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
December 31, 2011 Filed Jan 4, 2012 23:46 UTC
ABERLE DEREK KEVP & Group President
GrantPhantom Stock Unit · Derivative 4,319 $53.89 Strike: $1.00 $232,755.23
Disclosure

SEC source: 0001234452-12-000010 · edgardoc.xml · derivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 14,611.996

Underlying: Common Stock · 4,319 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2011 Filed Jan 5, 2012 00:03 UTC
ALTMAN STEVEN RVice Chairman
GrantPhantom Stock Unit · Derivative 5,108 $53.89 Strike: $1.00 $275,275.23
Disclosure

SEC source: 0001234452-12-000012 · edgardoc.xml · derivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 59,700.592

Underlying: Common Stock · 5,108 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2011 Filed Jan 5, 2012 00:09 UTC
LEDERER JAMES PExecutive Vice President
GrantPhantom Stock Unit · Derivative 1,984 $53.89 Strike: $1.00 $106,919.74
Disclosure

SEC source: 0001234452-12-000018 · edgardoc.xml · derivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 9,622.209

Underlying: Common Stock · 1,984 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2011 Filed Jan 5, 2012 00:10 UTC
MOLLENKOPF STEVEN MPresident & COO
GrantPhantom Stock Unit · Derivative 1,856 $53.89 Strike: $1.00 $100,021.70
Disclosure

SEC source: 0001234452-12-000019 · edgardoc.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 6,465.766

Underlying: Common Stock · 1,856 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2011 Filed Jan 5, 2012 00:10 UTC
Rosenberg Donald JEVP & Corporate Secretary
GrantPhantom Stock Unit · Derivative 3,559 $53.89 Strike: $1.00 $191,798.07
Disclosure

SEC source: 0001234452-12-000020 · edgardoc.xml · derivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 14,340.731

Underlying: Common Stock · 3,559 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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December 31, 2011 Filed Jan 5, 2012 00:10 UTC
SULLIVAN DANIEL LExecutive Vice President
GrantPhantom Stock Unit · Derivative 1,870 $53.89 Strike: $1.00 $100,776.17
Disclosure

SEC source: 0001234452-12-000022 · edgardoc.xml · derivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 45,584.974

Underlying: Common Stock · 1,870 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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December 31, 2011 Filed Jan 5, 2012 00:11 UTC
WANG JINGExecutive Vice President
GrantPhantom Stock Unit · Derivative 2,336 $53.89 Strike: $1.00 $125,889.38
Disclosure

SEC source: 0001234452-12-000023 · edgardoc.xml · derivative · entry 1

WANG JING · CIK 0001423879 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 14,023.059

Underlying: Common Stock · 2,336 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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December 31, 2011 Filed Jan 5, 2012 00:12 UTC
GROB MATTHEW SEVP & Chief Technology Officer
GrantPhantom Stock Unit · Derivative 1,630 $53.89 Strike: $1.00 $87,842.33
Disclosure

SEC source: 0001234452-12-000024 · edgardoc.xml · derivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 12,464.795

Underlying: Common Stock · 1,630 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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December 31, 2011 Filed Jan 5, 2012 00:19 UTC
JACOBS PAUL EDirector · Chairman & CEO
GrantPhantom Stock Unit · Derivative 12,206 $53.89 Strike: $1.00 $657,793.55
Disclosure

SEC source: 0001234452-12-000026 · edgardoc.xml · derivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 76,387.391

Underlying: Common Stock · 12,206 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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December 31, 2011 Filed Jan 5, 2012 00:29 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
GrantPhantom Stock Unit · Derivative 4,097 $53.89 Strike: $1.00 $220,791.43
Disclosure

SEC source: 0001234452-12-000028 · edgardoc.xml · derivative · entry 1

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 41,270.889

Underlying: Common Stock · 4,097 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 27, 2011 Filed Jan 4, 2012 19:22 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000006 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,316,701

F3 · kind: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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December 27, 2011 Filed Jan 4, 2012 19:22 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000006 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 7,229,339

F3 · kind: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Stock options held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

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December 16, 2011 Filed Jan 4, 2012 19:22 UTC GiftCommon Stock 56,471 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000006 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,316,701

F5 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F6 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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December 05, 2011 Filed Mar 25, 2016 19:47 UTC
JACOBS PAUL EDirector · Executive Chairman
GiftCommon Stock 6,084 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-016612 · doc4.xml · nonDerivative · entry 11

JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 436,324

F5 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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December 02, 2011 Filed Jan 18, 2012 18:45 UTC GiftCommon Stock 54,550 $0.00 $0.00
Disclosure

SEC source: 0001234452-12-000037 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,318,622

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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December 01, 2011 Filed Dec 2, 2011 21:56 UTC GiftCommon Stock 45,687 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000429 · edgardoc.xml · nonDerivative · entry 5

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,373,172

F6 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F5 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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December 01, 2011 Filed Dec 5, 2011 17:35 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $43.62 $0.00
Disclosure

SEC source: 0001234452-11-000431 · edgardoc.xml · derivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 30,000 shares

Expires 2014-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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December 01, 2011 Filed Dec 5, 2011 17:35 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 30,000 $54.51 $1,635,378.00
Disclosure

SEC source: 0001234452-11-000431 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,776

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $54.42 to $54.74 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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December 01, 2011 Filed Dec 5, 2011 17:35 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 30,000 $43.62 $1,308,600.00
Disclosure

SEC source: 0001234452-11-000431 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2011 Filed Dec 1, 2011 22:52 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 8,375 $54.65 $457,673.65
Disclosure

SEC source: 0001234452-11-000426 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615

F1 · price: The sale prices for this transaction ranged from $54.64 to $54.6501. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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November 30, 2011 Filed Dec 2, 2011 21:56 UTC OtherCommon Stock 433,660 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000429 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,418,859

F3 · kind: This transaction represents the distribution of shares from Mrs. Jacobs' GRAT to the Jacobs Family Trust.

F5 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.