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Nasdaq · USD

PUBM

PubMatic, Inc.

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364
SEC CIK
0001422930
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 80 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202503
Dec 202502
Jan 2026012
Feb 202603
Mar 202602
Apr 2026010
May 202604
Jun 202603
Jul 2026015
Aug 202607
Sep 202605
Oct 2026014

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2021 Filed Aug 26, 2021 16:34 UTC
Hornik David10% owner
SaleClass A common stock 12,712 $28.01 $356,063.12
Disclosure

SEC source: 0001209191-21-053478 · doc4.xml · nonDerivative · entry 2

August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner

August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner

Hornik David · CIK 0001547378 · 10% owner

Hartenbaum Howard · CIK 0001547424 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.direct: Shares held directly by Howard Hartenbaum.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 16:34 UTC
Hornik David10% owner
SaleClass A common stock 39,568 $27.80 $1,099,990.40
Disclosure

SEC source: 0001209191-21-053478 · doc4.xml · nonDerivative · entry 1

August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner

August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner

Hornik David · CIK 0001547378 · 10% owner

Hartenbaum Howard · CIK 0001547424 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,874

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.52 to $28.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Shares held directly by David M. Hornik.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 19:27 UTC
Hornik David10% owner
OtherClass A common stock 39,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 5

August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner

August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner

Hornik David · CIK 0001547378 · 10% owner

Hartenbaum Howard · CIK 0001547424 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,712

F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.

F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.

F5 · ownership.direct: Shares held directly by Howard Hartenbaum.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 19:27 UTC
Hornik David10% owner
OtherClass A common stock 39,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 3

August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner

August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner

Hornik David · CIK 0001547378 · 10% owner

Hartenbaum Howard · CIK 0001547424 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,442

F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.

F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.

F4 · ownership.direct: Shares held directly by David M. Hornik.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 19:27 UTC
Hornik David10% owner
OtherClass A common stock 1,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 2

August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner

August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner

Hornik David · CIK 0001547378 · 10% owner

Hartenbaum Howard · CIK 0001547424 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 389,237

F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.

F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.

F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 23:23 UTC
CARLBORG W ERICDirector · 10% owner
OtherClass A common stock 55,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-052409 · doc4.xml · nonDerivative · entry 3

CARLBORG W ERIC · CIK 0001191203 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,656

F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.

F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.

F4 · ownership.direct: Shares held directly by W. Eric Carlborg.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 23:23 UTC
CARLBORG W ERICDirector · 10% owner
OtherClass A common stock 1,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-052409 · doc4.xml · nonDerivative · entry 2

CARLBORG W ERIC · CIK 0001191203 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 389,237

F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.

F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.

F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 19:27 UTC
Hornik David10% owner
ConversionClass B common stock · Derivative 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052411 · doc4.xml · derivative · entry 6

August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner

August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner

Hornik David · CIK 0001547378 · 10% owner

Hartenbaum Howard · CIK 0001547424 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,673,750

Underlying: Class A common stock · 1,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 19:27 UTC
Hornik David10% owner
ConversionClass A common stock 1,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 1

August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner

August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner

Hornik David · CIK 0001547378 · 10% owner

Hartenbaum Howard · CIK 0001547424 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,889,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.

Read SEC document
August 16, 2021 Filed Aug 19, 2021 00:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001844595-21-000008 · wf-form4_162933312446894.xml · derivative · entry 4

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Class A Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.

F3 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
August 16, 2021 Filed Aug 19, 2021 00:32 UTC SaleClass A Common Stock 26 $28.66 $745.16
Disclosure

SEC source: 0001844595-21-000008 · wf-form4_162933312446894.xml · nonDerivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
August 16, 2021 Filed Aug 19, 2021 00:32 UTC Exercise / conversionClass A Common Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001844595-21-000008 · wf-form4_162933312446894.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 23:23 UTC
CARLBORG W ERICDirector · 10% owner
ConversionClass B common stock · Derivative 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052409 · doc4.xml · derivative · entry 4

CARLBORG W ERIC · CIK 0001191203 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,673,750

Underlying: Class A common stock · 1,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 23:23 UTC
CARLBORG W ERICDirector · 10% owner
ConversionClass A common stock 1,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-052409 · doc4.xml · nonDerivative · entry 1

CARLBORG W ERIC · CIK 0001191203 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,889,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 20:05 UTC
GUPTA NARENDRADirector · 10% owner
OtherClass B common stock · Derivative 784,795 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033176 · doc4.xml · derivative · entry 5

GUPTA NARENDRA · CIK 0000900635 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,150,182

Underlying: Class A common stock · 784,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners.

F4 · kind: Pursuant to the charter documents of the Issuer, the recipients of such distribution were permitted transferees and thus received such distribution in Class B common stock.

F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · ownership.nature: These securities are held by the Naren & Vinita Gupta Living Trust, Dated 12/2/94.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 20:05 UTC
GUPTA NARENDRADirector · 10% owner
OtherClass B common stock · Derivative 965,347 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033176 · doc4.xml · derivative · entry 4

GUPTA NARENDRA · CIK 0000900635 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,624,843

Underlying: Class A common stock · 965,347 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners.

F4 · kind: Pursuant to the charter documents of the Issuer, the recipients of such distribution were permitted transferees and thus received such distribution in Class B common stock.

F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · ownership.nature: These securities are held by Nexus India Capital I, L.P. (Nexus Capital). The sole general partner of Nexus Capital is Nexus India Management I, L.P. (Nexus Management), and the sole general partner of Nexus Management is Nexus India Master Management I, Ltd. (Nexus Master). The Reporting Person holds sole voting, and investment power in Nexus Master, and thus may be deemed to hold sole voting and investment power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 20:05 UTC
GUPTA NARENDRADirector · 10% owner
ConversionClass B common stock · Derivative 3,034,653 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033176 · doc4.xml · derivative · entry 3

GUPTA NARENDRA · CIK 0000900635 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,590,190

Underlying: Class A common stock · 3,034,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners.

F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · ownership.nature: These securities are held by Nexus India Capital I, L.P. (Nexus Capital). The sole general partner of Nexus Capital is Nexus India Management I, L.P. (Nexus Management), and the sole general partner of Nexus Management is Nexus India Master Management I, Ltd. (Nexus Master). The Reporting Person holds sole voting, and investment power in Nexus Master, and thus may be deemed to hold sole voting and investment power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 20:05 UTC
GUPTA NARENDRADirector · 10% owner
OtherClass A common stock 3,034,653 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-033176 · doc4.xml · nonDerivative · entry 2

GUPTA NARENDRA · CIK 0000900635 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners.

F1 · price: Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners.

F3 · ownership.nature: These securities are held by Nexus India Capital I, L.P. (Nexus Capital). The sole general partner of Nexus Capital is Nexus India Management I, L.P. (Nexus Management), and the sole general partner of Nexus Management is Nexus India Master Management I, Ltd. (Nexus Master). The Reporting Person holds sole voting, and investment power in Nexus Master, and thus may be deemed to hold sole voting and investment power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 20:05 UTC
GUPTA NARENDRADirector · 10% owner
ConversionClass A common stock 3,034,653 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-033176 · doc4.xml · nonDerivative · entry 1

GUPTA NARENDRA · CIK 0000900635 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,034,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners.

F2 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · ownership.nature: These securities are held by Nexus India Capital I, L.P. (Nexus Capital). The sole general partner of Nexus Capital is Nexus India Management I, L.P. (Nexus Management), and the sole general partner of Nexus Management is Nexus India Master Management I, Ltd. (Nexus Master). The Reporting Person holds sole voting, and investment power in Nexus Master, and thus may be deemed to hold sole voting and investment power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Read SEC document
August 12, 2021 Filed Aug 17, 2021 00:05 UTC OtherClass B Common Stock · Derivative 965,347 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033175 · doc4.xml · derivative · entry 4

NEXUS INDIA CAPITAL I L P · CIK 0001385695 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,624,843

Underlying: Class A common stock · 965,347 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners

F3 · kind: Pursuant to the charter documents of the Issuer, the recipients of such distribution were permitted transferees and thus received such distribution in Class B common stock.

F2 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 12, 2021 Filed Aug 17, 2021 00:05 UTC ConversionClass B common stock · Derivative 3,034,653 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033175 · doc4.xml · derivative · entry 3

NEXUS INDIA CAPITAL I L P · CIK 0001385695 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,590,190

Underlying: Class A common stock · 3,034,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners

F2 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 12, 2021 Filed Aug 17, 2021 00:05 UTC OtherClass A common stock 3,034,653 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-033175 · doc4.xml · nonDerivative · entry 2

NEXUS INDIA CAPITAL I L P · CIK 0001385695 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners

F1 · price: Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners

Read SEC document
August 12, 2021 Filed Aug 17, 2021 00:05 UTC ConversionClass A common stock 3,034,653 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-033175 · doc4.xml · nonDerivative · entry 1

NEXUS INDIA CAPITAL I L P · CIK 0001385695 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,034,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners

F2 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass B Common Stock · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · derivative · entry 24

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 656,652

Underlying: Class A Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F22 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F22 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F22 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F18 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass B Common Stock · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · derivative · entry 23

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 656,652

Underlying: Class A Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F22 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F22 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F22 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · derivative · entry 22

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 990,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F22 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F22 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F22 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F10 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · derivative · entry 21

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 990,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F22 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F22 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F22 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass B Common Stock · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · derivative · entry 20

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 1,434,836

Underlying: Class A Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F22 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F22 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F22 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 800 $32.67 $26,136.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 19

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 0

F19 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N on March 4, 2021.

F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.36 to $33.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 21 to this Form 4.

F18 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 1,200 $31.66 $37,992.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 18

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 800

F19 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N on March 4, 2021.

F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $32.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 20 to this Form 4.

F18 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass A Common Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 17

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 100 $33.35 $3,335.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 16

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 0

F15 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A on March 4, 2021.

F14 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 925 $32.49 $30,053.25
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 15

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 100

F15 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A on March 4, 2021.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.15 to $32.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 17 to this Form 4.

F14 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 975 $31.52 $30,732.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 14

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 1,025

F15 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A on March 4, 2021.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $31.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 16 to this Form 4.

F14 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass A Common Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 13

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 200 $33.35 $6,670.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 12

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 0

F11 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on March 4, 2021.

F10 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 1,956 $32.50 $63,570.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 11

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 200

F11 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on March 4, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.15 to $32.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 13 to this Form 4.

F10 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 2,844 $31.56 $89,756.64
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 10

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 2,156

F11 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on March 4, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.13 to $32.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 12 to this Form 4.

F10 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 9

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 200 $33.35 $6,670.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 8

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 0

F7 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on March 4, 2021.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 1,879 $32.50 $61,067.50
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 7

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 200

F7 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on March 4, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.15 to $32.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 9 to this Form 4.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 2,921 $31.57 $92,215.97
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 2,079

F7 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on March 4, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.13 to $32.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 8 to this Form 4.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 200 $33.32 $6,664.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 0

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on March 4, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.28 to $33.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

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August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 3,352 $32.50 $108,940.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 200

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on March 4, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.14 to $32.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

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August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 4,448 $31.56 $140,378.88
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 3,552

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on March 4, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.14 to $32.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

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August 12, 2021 Filed Aug 16, 2021 22:02 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000010 · wf-form4_162915129466699.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

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August 12, 2021 Filed Aug 18, 2021 19:27 UTC
Hornik David10% owner
GiftClass A common stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 4

August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner

August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner

Hornik David · CIK 0001547378 · 10% owner

Hartenbaum Howard · CIK 0001547424 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,144

F5 · ownership.direct: Shares held directly by Howard Hartenbaum.

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August 11, 2021 Filed Aug 12, 2021 19:06 UTC
Hirsch Jeffrey K.Chief Commercial Officer
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001834185-21-000010 · wf-form4_162880955005049.xml · derivative · entry 5

Hirsch Jeffrey K. · CIK 0001834185 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

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August 11, 2021 Filed Aug 12, 2021 19:06 UTC
Hirsch Jeffrey K.Chief Commercial Officer
Exercise / conversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001834185-21-000010 · wf-form4_162880955005049.xml · derivative · entry 4

Hirsch Jeffrey K. · CIK 0001834185 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.