organization · Reporting owner
August Capital Strategic Partners V, L.P.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BILL Holdings, Inc.BILL · Entity 3940 | 10% owner | December 11, 2019 | December 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BILL Holdings, Inc.
Report date December 11, 2019 · Filed December 11, 2019
Jointly reported with August Capital Management V, L.L.C., August Capital V, L.P., August Capital V Special Opportunities, L.P., Hartenbaum Howard
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2019-12-11 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Convertible Preferred Stock are convertible into the Issuer's Common Stock on a 1:1 basis and has no expiration date. Immediately upon the close of the Issuer's initial public offering all shares of convertible preferred stock will be automatically converted into shares of Common Stock. F2: Held by August Capital V, L.P. for itself and as nominee for August Capital Strategic Partners V, L.P. and related individuals, collectively the August Capital entities. August Capital Management V, L.L.C. ("ACM V") is the general partner of the August Capital entities and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital entities. David Hornik, a member of the Issuer's board of directors, and Howard Hartenbaum are the members of ACM V and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2019-12-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: The shares of Convertible Preferred Stock are convertible into the Issuer's Common Stock on a 1:1 basis and has no expiration date. Immediately upon the close of the Issuer's initial public offering all shares of convertible preferred stock will be automatically converted into shares of Common Stock. F2: Held by August Capital V, L.P. for itself and as nominee for August Capital Strategic Partners V, L.P. and related individuals, collectively the August Capital entities. August Capital Management V, L.L.C. ("ACM V") is the general partner of the August Capital entities and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital entities. David Hornik, a member of the Issuer's board of directors, and Howard Hartenbaum are the members of ACM V and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2019-12-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F1: The shares of Convertible Preferred Stock are convertible into the Issuer's Common Stock on a 1:1 basis and has no expiration date. Immediately upon the close of the Issuer's initial public offering all shares of convertible preferred stock will be automatically converted into shares of Common Stock. F2: Held by August Capital V, L.P. for itself and as nominee for August Capital Strategic Partners V, L.P. and related individuals, collectively the August Capital entities. August Capital Management V, L.L.C. ("ACM V") is the general partner of the August Capital entities and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital entities. David Hornik, a member of the Issuer's board of directors, and Howard Hartenbaum are the members of ACM V and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series E Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2019-12-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F1: The shares of Convertible Preferred Stock are convertible into the Issuer's Common Stock on a 1:1 basis and has no expiration date. Immediately upon the close of the Issuer's initial public offering all shares of convertible preferred stock will be automatically converted into shares of Common Stock. F2: Held by August Capital V, L.P. for itself and as nominee for August Capital Strategic Partners V, L.P. and related individuals, collectively the August Capital entities. August Capital Management V, L.L.C. ("ACM V") is the general partner of the August Capital entities and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital entities. David Hornik, a member of the Issuer's board of directors, and Howard Hartenbaum are the members of ACM V and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series F Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2019-12-11 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F1: The shares of Convertible Preferred Stock are convertible into the Issuer's Common Stock on a 1:1 basis and has no expiration date. Immediately upon the close of the Issuer's initial public offering all shares of convertible preferred stock will be automatically converted into shares of Common Stock. F2: Held by August Capital V, L.P. for itself and as nominee for August Capital Strategic Partners V, L.P. and related individuals, collectively the August Capital entities. August Capital Management V, L.L.C. ("ACM V") is the general partner of the August Capital entities and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital entities. David Hornik, a member of the Issuer's board of directors, and Howard Hartenbaum are the members of ACM V and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series G Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2019-12-11 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F1: The shares of Convertible Preferred Stock are convertible into the Issuer's Common Stock on a 1:1 basis and has no expiration date. Immediately upon the close of the Issuer's initial public offering all shares of convertible preferred stock will be automatically converted into shares of Common Stock. F3: The shares are held by August Capital V Special Opportunities, L.P. for itself and as nominee for August Capital Strategic Partners V, L.P. and related individuals, collectively the August Capital entities. ACM V is the general partner of the August Capital entities and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital entities. David Hornik, a member of the Issuer's board of directors, and Howard Hartenbaum are the members of ACM V and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Convertible Preferred Stock are convertible into the Issuer's Common Stock on a 1:1 basis and has no expiration date. Immediately upon the close of the Issuer's initial public offering all shares of convertible preferred stock will be automatically converted into shares of Common Stock.
F2: Held by August Capital V, L.P. for itself and as nominee for August Capital Strategic Partners V, L.P. and related individuals, collectively the August Capital entities. August Capital Management V, L.L.C. ("ACM V") is the general partner of the August Capital entities and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital entities. David Hornik, a member of the Issuer's board of directors, and Howard Hartenbaum are the members of ACM V and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares are held by August Capital V Special Opportunities, L.P. for itself and as nominee for August Capital Strategic Partners V, L.P. and related individuals, collectively the August Capital entities. ACM V is the general partner of the August Capital entities and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital entities. David Hornik, a member of the Issuer's board of directors, and Howard Hartenbaum are the members of ACM V and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PubMatic, Inc.
Report date November 15, 2021 · Filed November 17, 2021
Jointly reported with August Capital Management V, L.L.C., Hartenbaum Howard, Hornik David
Section 16 reporting ended · disclosed 2021-11-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 389,237 |
Last balance in matching sequence
After 2021-11-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-11-15 · Conversion · Acquired 2,000,000 · Balance 2,389,237 F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Row 2 · 2021-11-16 · Other · Disposed 2,000,000 · Balance 389,237 F3: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F2: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. |
| Class A common stockSEC Table I · non-derivative | Direct | 93,525 |
Reported balance
After 2021-11-16 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-11-16 · Other · Acquired 53,651 · Balance 93,525 F3: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4: Shares held directly by David M. Hornik. |
| Class A common stockSEC Table I · non-derivative | Direct | 73,651 |
Reported balance
After 2021-11-16 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-11-16 · Other · Acquired 53,651 · Balance 73,651 F3: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F5: Shares held directly by Howard Hartenbaum. |
| Class B common stockSEC Table II · derivative / convertible security | IndirectSee footnote | 1,673,750 |
Reported balance
After 2021-11-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-11-15 · Conversion · Disposed 2,000,000 · Balance 1,673,750 F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
F2: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.
F3: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.
F4: Shares held directly by David M. Hornik.
F5: Shares held directly by Howard Hartenbaum.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2021 Filed Nov 17, 2021 18:19 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 53,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065235 · doc4.xml · nonDerivative · entry 4 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,651 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 18:19 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 53,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065235 · doc4.xml · nonDerivative · entry 3 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,525 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4 · ownership.direct: Shares held directly by David M. Hornik. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 18:19 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065235 · doc4.xml · nonDerivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 389,237 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:19 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B common stock · Derivative | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065235 · doc4.xml · derivative · entry 5 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,673,750 Underlying: Class A common stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:19 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A common stock | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065235 · doc4.xml · nonDerivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,389,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 16:34 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A common stock | 12,712 | $28.01 | $356,063.12 |
DisclosureSEC source: 0001209191-21-053478 · doc4.xml · nonDerivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 16:34 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A common stock | 39,568 | $27.80 | $1,099,990.40 |
DisclosureSEC source: 0001209191-21-053478 · doc4.xml · nonDerivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,874 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.52 to $28.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Shares held directly by David M. Hornik. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 19:27 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 39,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 5 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,712 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 19:27 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 39,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 3 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,442 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4 · ownership.direct: Shares held directly by David M. Hornik. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 19:27 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 389,237 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 19:27 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B common stock · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052411 · doc4.xml · derivative · entry 6 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,673,750 Underlying: Class A common stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 19:27 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A common stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,889,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document |
| August 12, 2021 Filed Aug 18, 2021 19:27 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass A common stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 4 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,144 F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 18:50 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common stock | 26,630 | $29.43 | $783,720.90 |
DisclosureSEC source: 0001104659-21-076531 · tm2118467d3_4.xml · nonDerivative · entry 5 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,244 F6 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.13 to $29.73, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 18:50 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 39,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-076531 · tm2118467d3_4.xml · nonDerivative · entry 4 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,874 F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F1 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 18:50 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 39,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-076531 · tm2118467d3_4.xml · nonDerivative · entry 3 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,874 F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F1 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4 · ownership.direct: Shares held directly by David M. Hornik Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 18:50 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 1,610,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-076531 · tm2118467d3_4.xml · nonDerivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 389,237 F1 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F1 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the August Capital Funds and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the "August Capital Funds"). August Capital Management V, L.L.C. is the general partner of the August Capital Funds (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 18:50 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B common stock · Derivative | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076531 · tm2118467d3_4.xml · derivative · entry 6 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,173,750 Underlying: Class A common stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F3 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the "August Capital Funds"). August Capital Management V, L.L.C. is the general partner of the August Capital Funds (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 18:50 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A common stock | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-076531 · tm2118467d3_4.xml · nonDerivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F3 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the "August Capital Funds"). August Capital Management V, L.L.C. is the general partner of the August Capital Funds (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 17:00 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries D Prime Preferred Stock · Derivative | 1,036,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062983 · doc4.xml · derivative · entry 3 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V Special Opportunities, L.P. · CIK 0001452199 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 1,036,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · price: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · derivative.exercise_date: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · derivative.expiration_date: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F1 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the August Capital Funds). August Capital Management V, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 17:00 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries D Preferred Stock · Derivative | 6,136,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062983 · doc4.xml · derivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V Special Opportunities, L.P. · CIK 0001452199 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 6,136,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · price: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · derivative.exercise_date: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · derivative.expiration_date: Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F1 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the August Capital Funds). August Capital Management V, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 17:00 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 7,173,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062983 · doc4.xml · derivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V Special Opportunities, L.P. · CIK 0001452199 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,173,750 Underlying: Class A Common Stock · 7,173,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the August Capital Funds). August Capital Management V, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.