person · Reporting owner

CARLBORG W ERIC

Disclosed activity across 3 companies

Tapewire entity: 112803
SEC CIK: 0001191203

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Fastly, Inc.FSLY · Entity 785	10% owner	March 04, 2020	March 06, 2020
Gitlab Inc.GTLB · Entity 3663	10% owner	August 16, 2022	August 18, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fastly, Inc.

Report date March 04, 2020 · Filed March 06, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	115,245	Reported balance After 2020-03-04 transaction · row 1 1 source row Row 1 · 2020-03-04 · Sale · Disposed 50,000 · Balance 115,245 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.085 to $21.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.085 to $21.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Gitlab Inc.

Report date August 16, 2022 · Filed August 18, 2022

Jointly reported with August Capital Management VII, L.L.C., August Capital Strategic Partners VII, L.P., August Capital VII, L.P., Hartenbaum Howard, Hornik David

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	IndirectSee footnotes	8,867,314	Reported balance After 2022-08-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-08-16 · Other · Disposed 3,031,943 · Balance 8,867,314 F1: On August 16, 2022, August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds") distributed, for no consideration, 3,031,943 shares of the Issuer's Class A Common Stock (the "August Capital VII Shares") to their respective limited partners and to August Capital Management VII, L.L.C. ("ACM VII"), the general partner of the August Capital VII Funds, representing each such partner's pro rata interest in such August Capital VII Shares. On the same date, ACM VII distributed, for no consideration, the August Capital VII Shares it received in the distribution by August Capital VII Funds to its members, representing each such member's pro rata interest in such August Capital VII Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2: These securities are held directly by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. ACM VII is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. David Hornik ("Hornik"), W. Eric Carlborg ("Carlborg"), and Howard Hartenbaum ("Hartenbaum") are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds. F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the August Capital VII Funds (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	310,905	Reported balance After 2022-08-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-08-16 · Other · Acquired 168,453 · Balance 310,905 F4: Represents shares received by Carlborg pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F5: Shares held by Carlborg. Each of the Reporting Persons disclaims the existence of a "group" and, other than Carlborg, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	36,226	Reported balance After 2022-08-13 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2022-08-13 · Gift · Disposed 36,226 · Balance 36,226 F6: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	204,679	Reported balance After 2022-08-16 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2022-08-16 · Other · Acquired 168,453 · Balance 204,679 F7: Represents shares received by Hartenbaum pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F6: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	168,453	Reported balance After 2022-08-16 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2022-08-16 · Gift · Disposed 36,226 · Balance 168,453 F6: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	210,907	Reported balance After 2022-08-16 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2022-08-16 · Other · Acquired 168,453 · Balance 210,907 F8: Represents shares received by Hornik pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	193,940	Reported balance After 2022-08-16 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2022-08-16 · Sale · Disposed 16,967 · Balance 193,940 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.78 to $66.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	153,015	Reported balance After 2022-08-16 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2022-08-16 · Sale · Disposed 40,925 · Balance 153,015 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.78 to $67.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	149,737	Reported balance After 2022-08-16 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2022-08-16 · Sale · Disposed 3,278 · Balance 149,737 F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.78 to $68.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	125,433	Reported balance After 2022-08-17 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2022-08-17 · Sale · Disposed 24,304 · Balance 125,433 F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.75 to $64.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	118,433	Reported balance After 2022-08-17 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2022-08-17 · Sale · Disposed 7,000 · Balance 118,433 F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.75 to $65.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	111,307	Reported balance After 2022-08-17 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 12 · 2022-08-17 · Sale · Disposed 7,126 · Balance 111,307 F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.75 to $66.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	Direct	110,907	Reported balance After 2022-08-17 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 13 · 2022-08-17 · Sale · Disposed 400 · Balance 110,907 F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.
Class A common stockSEC Table I · non-derivative	IndirectSee footnote	36,226	Reported balance Holding disclosure · report date 2022-08-16 · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · Balance 36,226 F17: Shares held by Hartenbaum daughter's trust, for which Hartenbaum is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: On August 16, 2022, August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds") distributed, for no consideration, 3,031,943 shares of the Issuer's Class A Common Stock (the "August Capital VII Shares") to their respective limited partners and to August Capital Management VII, L.L.C. ("ACM VII"), the general partner of the August Capital VII Funds, representing each such partner's pro rata interest in such August Capital VII Shares. On the same date, ACM VII distributed, for no consideration, the August Capital VII Shares it received in the distribution by August Capital VII Funds to its members, representing each such member's pro rata interest in such August Capital VII Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: These securities are held directly by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. ACM VII is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. David Hornik ("Hornik"), W. Eric Carlborg ("Carlborg"), and Howard Hartenbaum ("Hartenbaum") are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds.

F3: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the August Capital VII Funds (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of such person's pecuniary interest therein, if any.

F4: Represents shares received by Carlborg pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.

F5: Shares held by Carlborg. Each of the Reporting Persons disclaims the existence of a "group" and, other than Carlborg, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.

F6: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.

F7: Represents shares received by Hartenbaum pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.

F8: Represents shares received by Hornik pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.

F9: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.78 to $66.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.78 to $67.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.78 to $68.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.75 to $64.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.75 to $65.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.75 to $66.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: Shares held by Hartenbaum daughter's trust, for which Hartenbaum is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PubMatic, Inc.

Report date May 31, 2023 · Filed June 02, 2023

Section 16 reporting ended · disclosed 2023-06-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	281,833	Ending reported balance After 2023-05-31 transaction · row 4 4 source rows · reconciled sequence Row 1 · 2023-05-31 · Exercise / conversion · Acquired 5,194 · Balance 267,749 Row 2 · 2023-05-31 · Exercise / conversion · Acquired 9,062 · Balance 276,811 Row 3 · 2023-05-31 · Exercise / conversion · Acquired 3,150 · Balance 279,961 Row 4 · 2023-05-31 · Exercise / conversion · Acquired 1,872 · Balance 281,833
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2023-05-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2023-05-31 · Exercise / conversion · Disposed 5,194 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2: The RSUs are fully vested. The RSUs will settle upon the earlier of (a) the Reporting Person's death, (b) the Reporting Person's disability, (c) the occurrence of a change in control of the Issuer, and (d) the separation from service of the Reporting Person from the Issuer. F3: RSUs do not expire; they either vest are are cancelled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2023-05-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2023-05-31 · Exercise / conversion · Disposed 9,062 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F4: The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Issuer's annual meeting of stockholders in 2023, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (i) the third anniversary of the grant date, (ii) the Reporting Person's death or disability, (iii) a change in control of the Issuer, and (iv) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. F3: RSUs do not expire; they either vest are are cancelled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2023-05-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2023-05-31 · Exercise / conversion · Disposed 3,150 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F5: The RSUs are fully vested. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (a) the Reporting Person's death or disability, (b) a change in control of the Issuer, and (c) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. F3: RSUs do not expire; they either vest are are cancelled prior to vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2023-05-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2023-05-31 · Exercise / conversion · Disposed 1,872 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F6: The RSUs fully vested on May 31, 2023. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (a) the Reporting Person's death or disability, (b) a change in control of the Issuer, and (c) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. F3: RSUs do not expire; they either vest are are cancelled prior to vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2: The RSUs are fully vested. The RSUs will settle upon the earlier of (a) the Reporting Person's death, (b) the Reporting Person's disability, (c) the occurrence of a change in control of the Issuer, and (d) the separation from service of the Reporting Person from the Issuer.

F3: RSUs do not expire; they either vest are are cancelled prior to vesting date.

F4: The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Issuer's annual meeting of stockholders in 2023, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (i) the third anniversary of the grant date, (ii) the Reporting Person's death or disability, (iii) a change in control of the Issuer, and (iv) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs.

F5: The RSUs are fully vested. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (a) the Reporting Person's death or disability, (b) a change in control of the Issuer, and (c) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs.

F6: The RSUs fully vested on May 31, 2023. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (a) the Reporting Person's death or disability, (b) a change in control of the Issuer, and (c) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 31, 2023 Filed Jun 2, 2023 20:28 UTC	PubMatic, Inc. PUBM · Entity 364	Exercise / conversionRestricted Stock Units · Derivative	1,872	$0.00	$0.00	Disclosure SEC source: 0001209191-23-033743 · doc4.xml · derivative · entry 8 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs fully vested on May 31, 2023. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (a) the Reporting Person's death or disability, (b) a change in control of the Issuer, and (c) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. F3 · derivative.expiration_date: RSUs do not expire; they either vest are are cancelled prior to vesting date. Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:28 UTC	PubMatic, Inc. PUBM · Entity 364	Exercise / conversionRestricted Stock Units · Derivative	3,150	$0.00	$0.00	Disclosure SEC source: 0001209191-23-033743 · doc4.xml · derivative · entry 7 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs are fully vested. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (a) the Reporting Person's death or disability, (b) a change in control of the Issuer, and (c) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. F3 · derivative.expiration_date: RSUs do not expire; they either vest are are cancelled prior to vesting date. Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:28 UTC	PubMatic, Inc. PUBM · Entity 364	Exercise / conversionRestricted Stock Units · Derivative	9,062	$0.00	$0.00	Disclosure SEC source: 0001209191-23-033743 · doc4.xml · derivative · entry 6 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Issuer's annual meeting of stockholders in 2023, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (i) the third anniversary of the grant date, (ii) the Reporting Person's death or disability, (iii) a change in control of the Issuer, and (iv) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. F3 · derivative.expiration_date: RSUs do not expire; they either vest are are cancelled prior to vesting date. Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:28 UTC	PubMatic, Inc. PUBM · Entity 364	Exercise / conversionRestricted Stock Units · Derivative	5,194	$0.00	$0.00	Disclosure SEC source: 0001209191-23-033743 · doc4.xml · derivative · entry 5 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs are fully vested. The RSUs will settle upon the earlier of (a) the Reporting Person's death, (b) the Reporting Person's disability, (c) the occurrence of a change in control of the Issuer, and (d) the separation from service of the Reporting Person from the Issuer. F3 · derivative.expiration_date: RSUs do not expire; they either vest are are cancelled prior to vesting date. Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:28 UTC	PubMatic, Inc. PUBM · Entity 364	Exercise / conversionClass A Common Stock	1,872	$0.00	$0.00	Disclosure SEC source: 0001209191-23-033743 · doc4.xml · nonDerivative · entry 4 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:28 UTC	PubMatic, Inc. PUBM · Entity 364	Exercise / conversionClass A Common Stock	3,150	$0.00	$0.00	Disclosure SEC source: 0001209191-23-033743 · doc4.xml · nonDerivative · entry 3 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:28 UTC	PubMatic, Inc. PUBM · Entity 364	Exercise / conversionClass A Common Stock	9,062	$0.00	$0.00	Disclosure SEC source: 0001209191-23-033743 · doc4.xml · nonDerivative · entry 2 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:28 UTC	PubMatic, Inc. PUBM · Entity 364	Exercise / conversionClass A Common Stock	5,194	$0.00	$0.00	Disclosure SEC source: 0001209191-23-033743 · doc4.xml · nonDerivative · entry 1 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 24, 2023 Filed May 26, 2023 20:12 UTC	PubMatic, Inc. PUBM · Entity 364	GrantRestricted Stock Units · Derivative	1,872	$0.00	$0.00	Disclosure SEC source: 0001209191-23-032508 · doc4.xml · derivative · entry 1 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,872 Underlying: Class A Common Stock · 1,872 shares Expires not disclosed F1 · security: Represents restricted stock units ("RSUs") payable in lieu of cash fees for Board of Directors and committee service from January 1, 2023 through May 31, 2023 pursuant to the Reporting Person's election under the Issuer's non-employee director compensation policy. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs will be fully vested on May 31, 2023. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (i) the Reporting Person's death or disability, (ii) a change in control of the Issuer, and (iii) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. F4 · derivative.expiration_date: RSUs do not expire; they either vest are are cancelled prior to vesting date. Read SEC document
August 17, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	400	$67.10	$26,840.00	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 13 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,907 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
August 17, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	7,126	$66.13	$471,242.38	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 12 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,307 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.75 to $66.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
August 17, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	7,000	$65.31	$457,170.00	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 11 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,433 F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.75 to $65.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
August 17, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	24,304	$64.33	$1,563,476.32	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 10 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,433 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.75 to $64.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
August 16, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	3,278	$67.96	$222,772.88	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 9 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,737 F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.78 to $68.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
August 16, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	40,925	$67.28	$2,753,434.00	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 8 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,015 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.78 to $67.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
August 16, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	16,967	$66.38	$1,126,269.46	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 7 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,940 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.78 to $66.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
August 16, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	OtherClass A common stock	168,453	$0.00	$0.00	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 6 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,907 F8 · kind: Represents shares received by Hornik pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
August 16, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	GiftClass A common stock	36,226	$0.00	$0.00	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 5 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,453 F6 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
August 16, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	OtherClass A common stock	168,453	$0.00	$0.00	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 4 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,679 F7 · kind: Represents shares received by Hartenbaum pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F6 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
August 16, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	OtherClass A common stock	168,453	$0.00	$0.00	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 2 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,905 F4 · kind: Represents shares received by Carlborg pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · ownership.direct: Shares held by Carlborg. Each of the Reporting Persons disclaims the existence of a "group" and, other than Carlborg, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
August 16, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	OtherClass A common stock	3,031,943	$0.00	$0.00	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 1 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,867,314 F1 · kind: On August 16, 2022, August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds") distributed, for no consideration, 3,031,943 shares of the Issuer's Class A Common Stock (the "August Capital VII Shares") to their respective limited partners and to August Capital Management VII, L.L.C. ("ACM VII"), the general partner of the August Capital VII Funds, representing each such partner's pro rata interest in such August Capital VII Shares. On the same date, ACM VII distributed, for no consideration, the August Capital VII Shares it received in the distribution by August Capital VII Funds to its members, representing each such member's pro rata interest in such August Capital VII Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. ACM VII is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. David Hornik ("Hornik"), W. Eric Carlborg ("Carlborg"), and Howard Hartenbaum ("Hartenbaum") are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the August Capital VII Funds (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of such person's pecuniary interest therein, if any. Read SEC document
August 13, 2022 Filed Aug 18, 2022 19:31 UTC	Gitlab Inc. GTLB · Entity 3663	GiftClass A common stock	36,226	$0.00	$0.00	Disclosure SEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 3 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,226 F6 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 08, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	850	$58.99	$50,141.50	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 13 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,454 F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.93 to $59.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 08, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	12,900	$58.32	$752,328.00	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 12 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,304 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.92 to $58.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 08, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	21,741	$57.56	$1,251,411.96	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 11 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,204 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.92 to $57.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 08, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	5,182	$56.42	$292,368.44	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 10 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,945 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.91 to $56.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 08, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	2,900	$55.51	$160,979.00	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 9 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,127 F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.91 to $55.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 07, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	30,304	$59.07	$1,790,057.28	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 8 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,027 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.76 to $59.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 07, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	26,123	$58.30	$1,522,970.90	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 7 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,331 F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.76 to $58.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 06, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	OtherClass A common stock	142,454	$0.00	$0.00	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 6 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,454 F10 · kind: Represents shares received by Hornik pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 06, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	28,124	$56.93	$1,601,099.32	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 5 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,452 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.81 to $57.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 06, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	SaleClass A common stock	41,876	$56.33	$2,358,875.08	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 4 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,576 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.81 to $56.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 06, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	OtherClass A common stock	142,452	$0.00	$0.00	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 3 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,452 F6 · kind: Represents shares received by Hartenbaum pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F7 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 06, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	OtherClass A common stock	142,452	$0.00	$0.00	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 2 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,452 F4 · kind: Represents shares received by Carlborg pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · ownership.direct: Shares held by Carlborg. Each of the Reporting Persons disclaims the existence of a "group" and, other than Carlborg, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document
July 06, 2022 Filed Jul 8, 2022 21:27 UTC	Gitlab Inc. GTLB · Entity 3663	OtherClass A common stock	3,031,943	$0.00	$0.00	Disclosure SEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 1 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,899,257 F1 · kind: On July 6, 2022, August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds") distributed, for no consideration, 3,031,943 shares of the Issuer's Class A Common Stock (the "August Capital VII Shares") to their respective limited partners and to August Capital Management VII, L.L.C. ("ACM VII"), the general partner of the August Capital VII Funds, representing each such partner's pro rata interest in such August Capital VII Shares. On the same date, ACM VII distributed, for no consideration, the August Capital VII Shares it received in the distribution by August Capital VII Funds to its members, representing each such member's pro rata interest in such August Capital VII Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. ACM VII is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. David Hornik ("Hornik"), W. Eric Carlborg ("Carlborg"), and Howard Hartenbaum ("Hartenbaum") are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the August Capital VII Funds (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of such person's pecuniary interest therein, if any. Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:27 UTC	PubMatic, Inc. PUBM · Entity 364	GrantRestricted Stock Units · Derivative	9,062	$0.00	$0.00	Disclosure SEC source: 0001209191-22-034232 · doc4.xml · derivative · entry 1 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,062 Underlying: Class A Common Stock · 9,062 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Company's next annual meeting of stockholders, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (i) the third anniversary of the grant date, (ii) the Reporting Person's death or disability, (iii) a change in control of the Issuer, and (iv) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. F3 · derivative.expiration_date: RSUs do not expire; they either vest are are cancelled prior to vesting date. Read SEC document
June 01, 2022 Filed Dec 29, 2022 21:25 UTC Amendment	PubMatic, Inc. PUBM · Entity 364	GrantRestricted Stock Units · Derivative	3,150	$0.00	$0.00	Disclosure SEC source: 0001209191-22-062913 · doc4a.xml · derivative · entry 2 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,150 Underlying: Class A Common Stock · 3,150 shares Expires not disclosed F4 · security: Represents RSUs payable in lieu of annual cash fees for Board of Directors and committee service pursuant to the Reporting Person's election under the Issuer's non-employee director compensation policy. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs will be fully vested on December 31, 2022. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (i) the Reporting Person's death or disability, (ii) a change in control of the Issuer, and (iii) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. F3 · derivative.expiration_date: RSUs do not expire; they either vest are are cancelled prior to vesting date. Read SEC document
June 01, 2022 Filed Dec 29, 2022 21:25 UTC Amendment	PubMatic, Inc. PUBM · Entity 364	GrantRestricted Stock Units · Derivative	9,062	$0.00	$0.00	Disclosure SEC source: 0001209191-22-062913 · doc4a.xml · derivative · entry 1 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,062 Underlying: Class A Common Stock · 9,062 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Issuer's next annual meeting of stockholders, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (i) the third anniversary of the grant date, (ii) the Reporting Person's death or disability, (iii) a change in control of the Issuer, and (iv) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. F3 · derivative.expiration_date: RSUs do not expire; they either vest are are cancelled prior to vesting date. Read SEC document
April 27, 2022 Filed Apr 29, 2022 16:22 UTC	Gitlab Inc. GTLB · Entity 3663	ConversionClass B common stock · Derivative	14,931,200	$0.00	$0.00	Disclosure SEC source: 0001209191-22-026247 · doc4.xml · derivative · entry 2 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A common stock · 14,931,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · kind: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. David Hornik, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document
April 27, 2022 Filed Apr 29, 2022 16:22 UTC	Gitlab Inc. GTLB · Entity 3663	ConversionClass A common stock	14,931,200	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-22-026247 · doc4.xml · nonDerivative · entry 1 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,931,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. David Hornik, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:21 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	77,945	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-068108 · doc4.xml · nonDerivative · entry 3 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,555 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4 · ownership.direct: Shares held directly by W. Eric Carlborg. Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:21 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	2,062,987	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-068108 · doc4.xml · nonDerivative · entry 2 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:21 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionClass B common stock · Derivative	1,673,750	$0.00	$0.00	Disclosure SEC source: 0001209191-21-068108 · doc4.xml · derivative · entry 4 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A common stock · 1,673,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:21 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionClass A common stock	1,673,750	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-068108 · doc4.xml · nonDerivative · entry 1 CARLBORG W ERIC · CIK 0001191203 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,062,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:23 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	74,954	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-065244 · doc4.xml · nonDerivative · entry 3 CARLBORG W ERIC · CIK 0001191203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,610 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4 · ownership.direct: Shares held directly by W. Eric Carlborg. Read SEC document
November 16, 2021 Filed Nov 17, 2021 23:23 UTC	PubMatic, Inc. PUBM · Entity 364	OtherClass A common stock	2,000,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-065244 · doc4.xml · nonDerivative · entry 2 CARLBORG W ERIC · CIK 0001191203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 389,237 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:23 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionClass B common stock · Derivative	2,000,000	$0.00	$0.00	Disclosure SEC source: 0001209191-21-065244 · doc4.xml · derivative · entry 4 CARLBORG W ERIC · CIK 0001191203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,673,750 Underlying: Class A common stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:23 UTC	PubMatic, Inc. PUBM · Entity 364	ConversionClass A common stock	2,000,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-065244 · doc4.xml · nonDerivative · entry 1 CARLBORG W ERIC · CIK 0001191203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,389,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document
October 18, 2021 Filed Oct 18, 2021 18:47 UTC	Gitlab Inc. GTLB · Entity 3663	ConversionSeries C Preferred Stock · Derivative	671,740	$0.00	$0.00	Disclosure SEC source: 0001209191-21-060753 · doc4.xml · derivative · entry 3 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 671,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · price: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · derivative.exercise_date: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · derivative.expiration_date: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F1 · derivative.underlying: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. David Hornik, a member of the Issuer's Board of Directors, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document
October 18, 2021 Filed Oct 18, 2021 18:47 UTC	Gitlab Inc. GTLB · Entity 3663	ConversionSeries B Preferred Stock · Derivative	14,259,460	$0.00	$0.00	Disclosure SEC source: 0001209191-21-060753 · doc4.xml · derivative · entry 2 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 14,259,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · price: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · derivative.exercise_date: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · derivative.expiration_date: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F1 · derivative.underlying: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. David Hornik, a member of the Issuer's Board of Directors, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.