Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fastly, Inc.FSLY · Entity 785 | 10% owner | February 25, 2020 | February 27, 2020 |
| Gitlab Inc.GTLB · Entity 3663 | 10% owner | August 25, 2022 | August 29, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fastly, Inc.
Report date February 25, 2020 · Filed February 27, 2020
Jointly reported with August Capital Management VI, L.L.C., August Capital VI, L.P., August Capital VI Special Opportunities, L.P., CARLBORG W ERIC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,974,454 |
Reported balance
After 2020-02-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-02-25 · Conversion · Acquired 2,974,454 · Balance 2,974,454 F1: These shares are held directly by August Capital VI, L.P. ("August VI"). August Capital Management VI, L.L.C. ("ACM VI") is the general partner of August VI and may be deemed to have sole voting and investment power over the shares held by August VI. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,491,152 |
Reported balance
After 2020-02-25 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-02-25 · Conversion · Acquired 2,491,152 · Balance 2,491,152 F2: These shares are held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). ACM VI is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2020-02-25 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-02-25 · Other · Disposed 2,974,454 · Balance 0 F3: Represents a pro-rata, in-kind distribution by August VI, without additional consideration, to its partners, members and assigns. F1: These shares are held directly by August Capital VI, L.P. ("August VI"). August Capital Management VI, L.L.C. ("ACM VI") is the general partner of August VI and may be deemed to have sole voting and investment power over the shares held by August VI. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2020-02-25 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-02-25 · Other · Disposed 2,491,152 · Balance 0 F4: Represents a pro-rata, in-kind distribution by August VI SO, without additional consideration, to its partners, members and assigns. F2: These shares are held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). ACM VI is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 238,488 |
Reported balance
After 2020-02-25 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-02-25 · Other · Acquired 162,476 · Balance 238,488 F5: Represents a pro-rata, in-kind distribution by August VI and August VI SO, without additional consideration, to their respective partners, members and assigns. F6: These shares are held directly by Howard Hartenbaum. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 150,000 |
Reported balance
After 2020-02-26 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-02-26 · Sale · Disposed 88,488 · Balance 150,000 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.29 to $20.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: These shares are held directly by Howard Hartenbaum. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 165,245 |
Reported balance
After 2020-02-25 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-02-25 · Other · Acquired 109,457 · Balance 165,245 F5: Represents a pro-rata, in-kind distribution by August VI and August VI SO, without additional consideration, to their respective partners, members and assigns. F8: These shares are held directly by W. Eric Carlborg. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 2,886,971 |
Reported balance
After 2020-02-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-02-25 · Conversion · Disposed 2,974,454 · Balance 2,886,971 F9: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1: These shares are held directly by August Capital VI, L.P. ("August VI"). August Capital Management VI, L.L.C. ("ACM VI") is the general partner of August VI and may be deemed to have sole voting and investment power over the shares held by August VI. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 2,886,971 |
Reported balance
After 2020-02-25 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-02-25 · Conversion · Disposed 2,491,152 · Balance 2,886,971 F9: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F2: These shares are held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). ACM VI is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held directly by August Capital VI, L.P. ("August VI"). August Capital Management VI, L.L.C. ("ACM VI") is the general partner of August VI and may be deemed to have sole voting and investment power over the shares held by August VI. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F2: These shares are held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). ACM VI is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: Represents a pro-rata, in-kind distribution by August VI, without additional consideration, to its partners, members and assigns.
F4: Represents a pro-rata, in-kind distribution by August VI SO, without additional consideration, to its partners, members and assigns.
F5: Represents a pro-rata, in-kind distribution by August VI and August VI SO, without additional consideration, to their respective partners, members and assigns.
F6: These shares are held directly by Howard Hartenbaum.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.29 to $20.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: These shares are held directly by W. Eric Carlborg.
F9: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.
Gitlab Inc.
Report date August 25, 2022 · Filed August 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 150,000 |
Ending reported balance
After 2022-08-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-25 · Sale · Disposed 17,113 · Balance 151,340 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.09 to $65.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2022-08-25 · Sale · Disposed 1,340 · Balance 150,000 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.25 to $65.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 8,867,314 |
Reported balance
Holding disclosure · report date 2022-08-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,867,314 F3: These securities are held by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds"). August Capital Management VII, L.L.C. ("ACM VII") is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. Howard Hartenbaum, David Hornik and W. Eric Carlborg are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.09 to $65.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.25 to $65.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: These securities are held by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds"). August Capital Management VII, L.L.C. ("ACM VII") is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. Howard Hartenbaum, David Hornik and W. Eric Carlborg are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BILL Holdings, Inc.
Report date May 27, 2020 · Filed May 29, 2020
Jointly reported with August Capital Management V, L.L.C., August Capital V, L.P., August Capital V Special Opportunities, L.P.
Section 16 reporting ended · disclosed 2020-05-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 4,522,021 |
Reported balance
After 2020-05-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-05-27 · Other · Disposed 2,436,973 · Balance 4,522,021 F1: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners or members or the funds for which it acts as nominee without consideration. F2: The shares are held by August Capital V, L.P. for itself and as nominee for August Capital Strategic Partners V, L.P. and related individuals, collectively the August Capital entities. August Capital Management V, L.L.C. ("ACM V") is the general partner of the August Capital entities and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital entities. David Hornik, a member of the Issuer's board of directors, and Howard Hartenbaum are the members of ACM V and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2020-05-27 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-05-27 · Other · Disposed 773,770 · Balance 0 F1: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners or members or the funds for which it acts as nominee without consideration. F3: The shares are held by August Capital V Special Opportunities, L.P. for itself and as nominee for August Capital Strategic Partners V, L.P. and related individuals, collectively the August Capital entities. ACM V is the general partner of the August Capital entities and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital entities. David Hornik, a member of the Issuer's board of directors, and Howard Hartenbaum are the members of ACM V and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 82,444 |
Reported balance
After 2020-05-27 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-05-27 · Other · Acquired 82,444 · Balance 82,444 F1: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners or members or the funds for which it acts as nominee without consideration. F4: The shares are held by directly by Howard Hartenbaum. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners or members or the funds for which it acts as nominee without consideration.
F2: The shares are held by August Capital V, L.P. for itself and as nominee for August Capital Strategic Partners V, L.P. and related individuals, collectively the August Capital entities. August Capital Management V, L.L.C. ("ACM V") is the general partner of the August Capital entities and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital entities. David Hornik, a member of the Issuer's board of directors, and Howard Hartenbaum are the members of ACM V and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares are held by August Capital V Special Opportunities, L.P. for itself and as nominee for August Capital Strategic Partners V, L.P. and related individuals, collectively the August Capital entities. ACM V is the general partner of the August Capital entities and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital entities. David Hornik, a member of the Issuer's board of directors, and Howard Hartenbaum are the members of ACM V and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F4: The shares are held by directly by Howard Hartenbaum.
PubMatic, Inc.
Report date December 31, 2021 · Filed February 14, 2022
Section 16 reporting ended · disclosed 2022-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 109,443 |
Reported balance
After 2021-09-01 transaction · row 1
1 source rowRow 1 · 2021-09-01 · Gift · Disposed 20,000 · Balance 109,443 F1: On September 1, 2021, the Reporting Person transferred 20,000 shares of PubMatic, Inc. Class A common stock to family trusts of which the Reporting Person is a trustee. The Reporting Person's immediate family are the sole beneficiaries of the trusts. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 20,000 |
Reported balance
Holding disclosure · report date 2021-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,000 F1: On September 1, 2021, the Reporting Person transferred 20,000 shares of PubMatic, Inc. Class A common stock to family trusts of which the Reporting Person is a trustee. The Reporting Person's immediate family are the sole beneficiaries of the trusts. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 1, 2021, the Reporting Person transferred 20,000 shares of PubMatic, Inc. Class A common stock to family trusts of which the Reporting Person is a trustee. The Reporting Person's immediate family are the sole beneficiaries of the trusts.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2022 Filed Aug 29, 2022 16:32 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 1,340 | $65.30 | $87,502.00 |
DisclosureSEC source: 0001209191-22-047871 · doc4.xml · nonDerivative · entry 2 Hartenbaum Howard · CIK 0001547424 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.25 to $65.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 16:32 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 17,113 | $64.58 | $1,105,157.54 |
DisclosureSEC source: 0001209191-22-047871 · doc4.xml · nonDerivative · entry 1 Hartenbaum Howard · CIK 0001547424 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,340 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.09 to $65.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 400 | $67.10 | $26,840.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 13 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,907 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 7,126 | $66.13 | $471,242.38 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 12 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,307 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.75 to $66.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 7,000 | $65.31 | $457,170.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 11 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,433 F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.75 to $65.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 24,304 | $64.33 | $1,563,476.32 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 10 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,433 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.75 to $64.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 3,278 | $67.96 | $222,772.88 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 9 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,737 F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.78 to $68.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 40,925 | $67.28 | $2,753,434.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 8 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,015 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.78 to $67.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 16,967 | $66.38 | $1,126,269.46 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 7 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,940 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.78 to $66.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 168,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 6 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,907 F8 · kind: Represents shares received by Hornik pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F9 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | GiftClass A common stock | 36,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 5 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,453 F6 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 168,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 4 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,679 F7 · kind: Represents shares received by Hartenbaum pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F6 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 168,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 2 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,905 F4 · kind: Represents shares received by Carlborg pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · ownership.direct: Shares held by Carlborg. Each of the Reporting Persons disclaims the existence of a "group" and, other than Carlborg, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 3,031,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 1 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,867,314 F1 · kind: On August 16, 2022, August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds") distributed, for no consideration, 3,031,943 shares of the Issuer's Class A Common Stock (the "August Capital VII Shares") to their respective limited partners and to August Capital Management VII, L.L.C. ("ACM VII"), the general partner of the August Capital VII Funds, representing each such partner's pro rata interest in such August Capital VII Shares. On the same date, ACM VII distributed, for no consideration, the August Capital VII Shares it received in the distribution by August Capital VII Funds to its members, representing each such member's pro rata interest in such August Capital VII Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. ACM VII is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. David Hornik ("Hornik"), W. Eric Carlborg ("Carlborg"), and Howard Hartenbaum ("Hartenbaum") are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the August Capital VII Funds (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| August 13, 2022 Filed Aug 18, 2022 19:31 UTC | Gitlab Inc. GTLB · Entity 3663 | GiftClass A common stock | 36,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046766 · doc4.xml · nonDerivative · entry 3 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,226 F6 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 850 | $58.99 | $50,141.50 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 13 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,454 F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.93 to $59.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 12,900 | $58.32 | $752,328.00 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 12 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,304 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.92 to $58.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 21,741 | $57.56 | $1,251,411.96 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 11 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,204 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.92 to $57.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 5,182 | $56.42 | $292,368.44 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 10 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,945 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.91 to $56.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 2,900 | $55.51 | $160,979.00 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 9 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,127 F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.91 to $55.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 07, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 30,304 | $59.07 | $1,790,057.28 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 8 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,027 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.76 to $59.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 07, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 26,123 | $58.30 | $1,522,970.90 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 7 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,331 F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.76 to $58.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 142,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 6 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,454 F10 · kind: Represents shares received by Hornik pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F11 · ownership.direct: Shares held by Hornik. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hornik, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 28,124 | $56.93 | $1,601,099.32 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 5 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,452 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.81 to $57.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | SaleClass A common stock | 41,876 | $56.33 | $2,358,875.08 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 4 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,576 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.81 to $56.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 142,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 3 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,452 F6 · kind: Represents shares received by Hartenbaum pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F7 · ownership.direct: Shares held by Hartenbaum. Each of the Reporting Persons disclaims the existence of a "group" and, other than Hartenbaum, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 142,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 2 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,452 F4 · kind: Represents shares received by Carlborg pursuant to pro rata distributions by the August Capital VII Funds and ACM VII, for no consideration, of the shares of the August Capital VII Shares to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · ownership.direct: Shares held by Carlborg. Each of the Reporting Persons disclaims the existence of a "group" and, other than Carlborg, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:27 UTC | Gitlab Inc. GTLB · Entity 3663 | OtherClass A common stock | 3,031,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041732 · doc4.xml · nonDerivative · entry 1 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,899,257 F1 · kind: On July 6, 2022, August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. (collectively, the "August Capital VII Funds") distributed, for no consideration, 3,031,943 shares of the Issuer's Class A Common Stock (the "August Capital VII Shares") to their respective limited partners and to August Capital Management VII, L.L.C. ("ACM VII"), the general partner of the August Capital VII Funds, representing each such partner's pro rata interest in such August Capital VII Shares. On the same date, ACM VII distributed, for no consideration, the August Capital VII Shares it received in the distribution by August Capital VII Funds to its members, representing each such member's pro rata interest in such August Capital VII Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P., for itself and as nominee for August Capital Strategic Partners VII, L.P. ACM VII is the general partner of the August Capital VII Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital VII Funds. David Hornik ("Hornik"), W. Eric Carlborg ("Carlborg"), and Howard Hartenbaum ("Hartenbaum") are members of ACM VII and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital VII Funds. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the August Capital VII Funds (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of such person's pecuniary interest therein, if any. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 16:22 UTC | Gitlab Inc. GTLB · Entity 3663 | ConversionClass B common stock · Derivative | 14,931,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026247 · doc4.xml · derivative · entry 2 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A common stock · 14,931,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · kind: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. David Hornik, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 16:22 UTC | Gitlab Inc. GTLB · Entity 3663 | ConversionClass A common stock | 14,931,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-026247 · doc4.xml · nonDerivative · entry 1 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,931,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. David Hornik, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 18:19 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 53,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065235 · doc4.xml · nonDerivative · entry 4 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,651 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 18:19 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 53,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065235 · doc4.xml · nonDerivative · entry 3 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,525 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4 · ownership.direct: Shares held directly by David M. Hornik. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 18:19 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065235 · doc4.xml · nonDerivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 389,237 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:19 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B common stock · Derivative | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065235 · doc4.xml · derivative · entry 5 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,673,750 Underlying: Class A common stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:19 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A common stock | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065235 · doc4.xml · nonDerivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Hornik David · CIK 0001547378 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,389,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document |
| November 10, 2021 Filed Nov 13, 2021 02:41 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A common stock | 8,841 | $39.59 | $350,015.19 |
DisclosureSEC source: 0001209191-21-064374 · doc4.xml · nonDerivative · entry 2 Hartenbaum Howard · CIK 0001547424 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.55 to $39.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Howard Hartenbaum on September 3, 2021. Read SEC document |
| November 10, 2021 Filed Nov 13, 2021 02:41 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A common stock | 11,159 | $39.16 | $436,986.44 |
DisclosureSEC source: 0001209191-21-064374 · doc4.xml · nonDerivative · entry 1 Hartenbaum Howard · CIK 0001547424 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,841 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.55 to $39.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Howard Hartenbaum on September 3, 2021. Read SEC document |
| October 18, 2021 Filed Oct 18, 2021 18:47 UTC | Gitlab Inc. GTLB · Entity 3663 | ConversionSeries C Preferred Stock · Derivative | 671,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060753 · doc4.xml · derivative · entry 3 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 671,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · price: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · derivative.exercise_date: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · derivative.expiration_date: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F1 · derivative.underlying: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. David Hornik, a member of the Issuer's Board of Directors, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
| October 18, 2021 Filed Oct 18, 2021 18:47 UTC | Gitlab Inc. GTLB · Entity 3663 | ConversionSeries B Preferred Stock · Derivative | 14,259,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060753 · doc4.xml · derivative · entry 2 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 14,259,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · price: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · derivative.exercise_date: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F3 · derivative.expiration_date: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of Class B Stock immediately prior to the closing of the IPO. The Series B Preferred Stock and Series C Preferred Stock have no expiration date. F1 · derivative.underlying: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. David Hornik, a member of the Issuer's Board of Directors, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
| October 18, 2021 Filed Oct 18, 2021 18:47 UTC | Gitlab Inc. GTLB · Entity 3663 | ConversionClass B Common Stock · Derivative | 14,931,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060753 · doc4.xml · derivative · entry 1 August Capital Management VII, L.L.C. · CIK 0001630529 · 10% owner August Capital Strategic Partners VII, L.P. · CIK 0001644962 · 10% owner August Capital VII, L.P. · CIK 0001630524 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,931,200 Underlying: Class A Common Stock · 14,931,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · price: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock (the "Class B Stock") is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) ten years from the date of the Issuer's initial public offering ("IPO"), (ii) the death or disability of Sytse Sijbrandij, (iii) the first date following the completion of the IPO on which the number of shares of outstanding Class B Stock (including shares of Class B Stock subject to outstanding stock options) is less than 5% of the aggregate number of shares of the Issuer's common stock then outstanding and (iv) the date specified by a vote of the holders of two-thirds of the then outstanding shares of Class B Stock. F2 · ownership.nature: These securities are held directly by August Capital VII, L.P. as nominee for itself and August Capital Strategic Partners VII, L.P. (the "August Capital Funds"). August Capital Management VII, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. David Hornik, a member of the Issuer's Board of Directors, W. Eric Carlborg, and Howard Hartenbaum are members of August Capital Management VII, L.L.C. and may be deemed to have shared voting and investment power with respect to the shares held by the August Capital Funds. Read SEC document |
| September 01, 2021 Filed Feb 14, 2022 18:09 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009116 · doc5.xml · nonDerivative · entry 1 Hartenbaum Howard · CIK 0001547424 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,443 F1 · shares: On September 1, 2021, the Reporting Person transferred 20,000 shares of PubMatic, Inc. Class A common stock to family trusts of which the Reporting Person is a trustee. The Reporting Person's immediate family are the sole beneficiaries of the trusts. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 16:34 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A common stock | 12,712 | $28.01 | $356,063.12 |
DisclosureSEC source: 0001209191-21-053478 · doc4.xml · nonDerivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 16:34 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A common stock | 39,568 | $27.80 | $1,099,990.40 |
DisclosureSEC source: 0001209191-21-053478 · doc4.xml · nonDerivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,874 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.52 to $28.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Shares held directly by David M. Hornik. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 19:27 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 39,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 5 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,712 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 19:27 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 39,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 3 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,442 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F4 · ownership.direct: Shares held directly by David M. Hornik. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 19:27 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A common stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 2 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 389,237 F3 · kind: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F3 · price: Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 19:27 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B common stock · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052411 · doc4.xml · derivative · entry 6 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,673,750 Underlying: Class A common stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 19:27 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A common stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 1 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,889,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund. Read SEC document |
| August 12, 2021 Filed Aug 18, 2021 19:27 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass A common stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052411 · doc4.xml · nonDerivative · entry 4 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,144 F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 18:50 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common stock | 26,630 | $29.43 | $783,720.90 |
DisclosureSEC source: 0001104659-21-076531 · tm2118467d3_4.xml · nonDerivative · entry 5 August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner August Capital V, L.P. · CIK 0001452198 · 10% owner August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner Hornik David · CIK 0001547378 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,244 F6 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.13 to $29.73, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.direct: Shares held directly by Howard Hartenbaum. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.