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van der Zweep Michael

Disclosed activity across 1 company

Tapewire entity
112804
SEC CIK
0001844595

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364ControllerJune 01, 2023June 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date June 01, 2023 · Filed June 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,696 Reported balance After 2023-06-01 transaction · row 1
1 source row

Row 1 · 2023-06-01 · Sale · Disposed 1,294 · Balance 1,696

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2: These securities were acquired by the Reporting Person on May 31, 2023 pursuant to the Issuer's employee stock purchase plan.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.0501 to $18.065 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2: These securities were acquired by the Reporting Person on May 31, 2023 pursuant to the Issuer's employee stock purchase plan.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.0501 to $18.065 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2023 Filed Jun 2, 2023 20:39 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,294 $18.06 $23,373.13
Disclosure

SEC source: 0001209191-23-033825 · doc4.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,696

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · shares: These securities were acquired by the Reporting Person on May 31, 2023 pursuant to the Issuer's employee stock purchase plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.0501 to $18.065 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2023 Filed May 17, 2023 22:21 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 180 $14.67 $2,640.98
Disclosure

SEC source: 0001209191-23-030382 · doc4.xml · nonDerivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,696

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.56 to $14.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:21 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 434 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030382 · doc4.xml · derivative · entry 4

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,766

Underlying: Class A Common Stock · 434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F6 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on May 15, 2022, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:21 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030382 · doc4.xml · derivative · entry 3

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552

Underlying: Class A Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F4 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:21 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 503 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030382 · doc4.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 21:27 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 219 $16.95 $3,711.94
Disclosure

SEC source: 0001209191-23-010628 · doc4.xml · nonDerivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,373

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.70 to $17.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:27 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 433 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010628 · doc4.xml · derivative · entry 4

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Class A Common Stock · 433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.

F6 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on May 15, 2022, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:27 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010628 · doc4.xml · derivative · entry 3

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621

Underlying: Class A Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.

F4 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:27 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 502 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010628 · doc4.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 02:01 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 179 $15.76 $2,821.18
Disclosure

SEC source: 0001209191-22-057749 · doc4.xml · nonDerivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.64 to $16.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 02:01 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 433 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057749 · doc4.xml · derivative · entry 4

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,633

Underlying: Class A Common Stock · 433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.

F6 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on May 15, 2022, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 02:01 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057749 · doc4.xml · derivative · entry 3

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690

Underlying: Class A Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.

F4 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 02:01 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 502 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057749 · doc4.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 22:19 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 179 $22.59 $4,043.29
Disclosure

SEC source: 0001209191-22-046456 · doc4.xml · nonDerivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.55 to $22.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:19 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 434 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046456 · doc4.xml · derivative · entry 4

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,066

Underlying: Class A Common Stock · 433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.

F6 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on May 15, 2022, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:19 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046456 · doc4.xml · derivative · entry 3

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759

Underlying: Class A Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.

F4 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
August 15, 2022 Filed Nov 18, 2022 02:03 UTC Amendment PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 434 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057751 · doc4a.xml · derivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,066

Underlying: Class A Common Stock · 434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.

F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
August 15, 2022 Filed Nov 18, 2022 02:03 UTC Amendment PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 503 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057751 · doc4a.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:52 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,250 $19.27 $24,087.00
Disclosure

SEC source: 0001209191-22-034281 · doc4.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: These securities were acquired by the Reporting Person on May 31, 2022 pursuant to the Issuer's employee stock purchase plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.16 to $19.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 17, 2022 Filed May 19, 2022 01:39 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 183 $21.64 $3,960.43
Disclosure

SEC source: 0001209191-22-030299 · doc4.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.990 to $21.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:45 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 433 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029891 · doc4.xml · derivative · entry 3

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Class A Common Stock · 433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.

F4 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on May 15, 2022, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:45 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029891 · doc4.xml · derivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828

Underlying: Class A Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.

F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
May 15, 2022 Filed May 18, 2022 00:45 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 502 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029891 · doc4.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2022 Filed Aug 17, 2022 22:19 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 503 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046456 · doc4.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 01:18 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2 $30.30 $60.60
Disclosure

SEC source: 0001844595-22-000004 · wf-form4_164514707240730.xml · nonDerivative · entry 3

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 01:18 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 28 $30.00 $840.00
Disclosure

SEC source: 0001844595-22-000004 · wf-form4_164514707240730.xml · nonDerivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.28 to $30.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 01:18 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001844595-22-000004 · wf-form4_164514707240730.xml · derivative · entry 5

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,830

Underlying: Class A Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.

F6 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares quarterly, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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February 15, 2022 Filed Feb 18, 2022 01:18 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Unit · Derivative 6,933 $0.00 $0.00
Disclosure

SEC source: 0001844595-22-000004 · wf-form4_164514707240730.xml · derivative · entry 4

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,899

Underlying: Class A Common Stock · 6,933 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.

F4 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on May 15, 2022, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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February 15, 2022 Filed Feb 18, 2022 01:18 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001844595-22-000004 · wf-form4_164514707240730.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 4, 2022 23:43 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,710 $0.00 $0.00
Disclosure

SEC source: 0001844595-22-000002 · wf-form4_164133976977146.xml · derivative · entry 6

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,482

Underlying: Class A Common Stock · 8,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

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January 04, 2022 Filed Jan 4, 2022 23:43 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 100 $33.21 $3,321.00
Disclosure

SEC source: 0001844595-22-000002 · wf-form4_164133976977146.xml · nonDerivative · entry 5

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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January 04, 2022 Filed Jan 4, 2022 23:43 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,200 $32.69 $39,228.00
Disclosure

SEC source: 0001844595-22-000002 · wf-form4_164133976977146.xml · nonDerivative · entry 4

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.20 to $32.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

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January 04, 2022 Filed Jan 4, 2022 23:43 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,022 $31.51 $32,203.22
Disclosure

SEC source: 0001844595-22-000002 · wf-form4_164133976977146.xml · nonDerivative · entry 3

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,385

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $31.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

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January 04, 2022 Filed Jan 4, 2022 23:43 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,388 $30.68 $195,983.84
Disclosure

SEC source: 0001844595-22-000002 · wf-form4_164133976977146.xml · nonDerivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,407

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.10 to $31.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

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January 04, 2022 Filed Jan 4, 2022 23:43 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 8,710 $0.00 $0.00
Disclosure

SEC source: 0001844595-22-000002 · wf-form4_164133976977146.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 01:52 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 14,062 $0.00 $0.00
Disclosure

SEC source: 0001844595-21-000016 · wf-form4_164065632887293.xml · derivative · entry 3

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,192

Underlying: Class A Common Stock · 14,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

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December 23, 2021 Filed Dec 28, 2021 01:52 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 10,416 $0.00 Strike: $5.29 $0.00
Disclosure

SEC source: 0001844595-21-000016 · wf-form4_164065632887293.xml · derivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,417

Underlying: Class B Common Stock · 10,416 shares

Expires 2030-10-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested as to 1/48 of the total shares on November 1, 2020, and 1/48 of the total shares vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vestingdate.

F2 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

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December 23, 2021 Filed Dec 28, 2021 01:52 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 3,646 $0.00 Strike: $2.97 $0.00
Disclosure

SEC source: 0001844595-21-000016 · wf-form4_164065632887293.xml · derivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,656

Underlying: Class B Common Stock · 3,646 shares

Expires 2029-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 1/48 of the total shares on October 1, 2019, and 1/48 of the total shares vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vestingdate.

F2 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

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December 03, 2021 Filed Dec 3, 2021 22:30 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001844595-21-000014 · wf-form4_163857062138373.xml · derivative · entry 11

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,130

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F9 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F9 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

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December 03, 2021 Filed Dec 3, 2021 22:30 UTC PubMatic, Inc. PUBM · Entity 364 GiftClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001844595-21-000014 · wf-form4_163857062138373.xml · nonDerivative · entry 9

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85

F8 · kind: Reflects the gift of common stock to a charitable donor advised fund.

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December 03, 2021 Filed Dec 3, 2021 22:30 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001844595-21-000014 · wf-form4_163857062138373.xml · nonDerivative · entry 8

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 22:30 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 711 $37.62 $26,747.82
Disclosure

SEC source: 0001844595-21-000014 · wf-form4_163857062138373.xml · nonDerivative · entry 7

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:30 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,710 $0.00 $0.00
Disclosure

SEC source: 0001844595-21-000014 · wf-form4_163857062138373.xml · derivative · entry 10

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,130

Underlying: Class A Common Stock · 8,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F9 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F9 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:30 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,429 $41.07 $58,689.03
Disclosure

SEC source: 0001844595-21-000014 · wf-form4_163857062138373.xml · nonDerivative · entry 6

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.74 to $41.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 7 to this Form 4.

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December 01, 2021 Filed Dec 3, 2021 22:30 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,200 $40.18 $88,396.00
Disclosure

SEC source: 0001844595-21-000014 · wf-form4_163857062138373.xml · nonDerivative · entry 5

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.74 to $40.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 6 to this Form 4.

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December 01, 2021 Filed Dec 3, 2021 22:30 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 900 $39.27 $35,343.00
Disclosure

SEC source: 0001844595-21-000014 · wf-form4_163857062138373.xml · nonDerivative · entry 4

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.74 to $39.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4.

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December 01, 2021 Filed Dec 3, 2021 22:30 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 700 $37.96 $26,572.00
Disclosure

SEC source: 0001844595-21-000014 · wf-form4_163857062138373.xml · nonDerivative · entry 3

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,325

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.65 to $38.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

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December 01, 2021 Filed Dec 3, 2021 22:30 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,481 $37.07 $129,040.67
Disclosure

SEC source: 0001844595-21-000014 · wf-form4_163857062138373.xml · nonDerivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,025

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.63 to $37.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:30 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,710 $0.00 $0.00
Disclosure

SEC source: 0001844595-21-000014 · wf-form4_163857062138373.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 711 shares of the Issuer's Class A common stock acquired on November 30, 2021 pursuant to the Issuer's Employee Stock Purchase Plan.

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November 16, 2021 Filed Nov 18, 2021 00:39 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 27 $36.62 $988.74
Disclosure

SEC source: 0001844595-21-000012 · wf-form4_163719593633784.xml · nonDerivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.33 to $36.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.