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person · Reporting owner

Goel Amar K.

Disclosed activity across 1 company

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10184
SEC CIK
0001833508

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% ownerOctober 05, 2026October 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date October 05, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect35,580 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Sale · Disposed 10,795 · Balance 35,580

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.

F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.

F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2026 Filed Oct 6, 2026 20:17 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 10,795 $18.66 $201,487.60
Disclosure

SEC source: 0001833508-26-000015 · form4-10062026_081051.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,580

F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 02, 2026 Filed Oct 5, 2026 21:39 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 651 $19.43 $12,649.19
Disclosure

SEC source: 0001833508-26-000014 · form4-10052026_091040.xml · nonDerivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,375

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Read SEC document
October 02, 2026 Filed Oct 5, 2026 21:39 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,651 $18.93 $125,896.11
Disclosure

SEC source: 0001833508-26-000014 · form4-10052026_091040.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,026

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 21:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 8,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000014 · form4-10052026_091040.xml · derivative · entry 7

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Class A Common Stock · 8,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 21:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000014 · form4-10052026_091040.xml · derivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,207

Underlying: Class A Common Stock · 3,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 21:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000014 · form4-10052026_091040.xml · derivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,844

Underlying: Class A Common Stock · 4,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 21:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000014 · form4-10052026_091040.xml · derivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,030

Underlying: Class A Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 21:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 18,097 $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000014 · form4-10052026_091040.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2026 Filed Sep 4, 2026 21:03 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000012 · form4-09042026_090940.xml · derivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
September 03, 2026 Filed Sep 4, 2026 21:03 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 6,250 $2.15 $13,437.50
Disclosure

SEC source: 0001833508-26-000012 · form4-09042026_090940.xml · derivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
September 03, 2026 Filed Sep 4, 2026 21:03 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 6,250 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001833508-26-000012 · form4-09042026_090940.xml · derivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,250 shares

Expires 2027-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

Read SEC document
September 03, 2026 Filed Sep 4, 2026 21:03 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,250 $17.04 $106,526.88
Disclosure

SEC source: 0001833508-26-000012 · form4-09042026_090940.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,580

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $16.795 and the highest price at which shares were sold was $17.73. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 03, 2026 Filed Sep 4, 2026 21:03 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001833508-26-000012 · form4-09042026_090940.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 22:22 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,584 $13.65 $89,861.72
Disclosure

SEC source: 0001833508-26-000010 · form4-07062026_100740.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,580

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $13.50 to $13.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 8,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000010 · form4-07062026_100740.xml · derivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,154

Underlying: Class A Common Stock · 8,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000010 · form4-07062026_100740.xml · derivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,452

Underlying: Class A Common Stock · 3,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,169 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000010 · form4-07062026_100740.xml · derivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,012

Underlying: Class A Common Stock · 4,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000010 · form4-07062026_100740.xml · derivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,060

Underlying: Class A Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 18,098 $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000010 · form4-07062026_100740.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 21:17 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,528 $8.17 $53,355.30
Disclosure

SEC source: 0001833508-26-000008 · form4-04032026_090442.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,066

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $7.98 to $8.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 8,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000008 · form4-04032026_090442.xml · derivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,808

Underlying: Class A Common Stock · 8,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000008 · form4-04032026_090442.xml · derivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,697

Underlying: Class A Common Stock · 3,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,169 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000008 · form4-04032026_090442.xml · derivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,181

Underlying: Class A Common Stock · 4,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000008 · form4-04032026_090442.xml · derivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,090

Underlying: Class A Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:17 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 18,098 $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000008 · form4-04032026_090442.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 22:06 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Units · Derivative 138,462 $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000006 · form4-02192026_100244.xml · derivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,462

Underlying: Class A Common Stock · 138,462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/16 of the total shares quarterly beginning on April 1, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 00:10 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,158 $8.73 $62,510.10
Disclosure

SEC source: 0001833508-26-000004 · form4-01082026_120114.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,496

F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 3, 2025.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $8.64 to $8.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 00:22 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 5,279 $8.61 $45,467.50
Disclosure

SEC source: 0001833508-26-000002 · form4-01062026_120137.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,654

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $8.44 to $8.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Read SEC document
January 01, 2026 Filed Jan 6, 2026 00:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000002 · form4-01062026_120137.xml · derivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,942

Underlying: Class A Common Stock · 3,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2026 Filed Jan 6, 2026 00:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,169 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000002 · form4-01062026_120137.xml · derivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,350

Underlying: Class A Common Stock · 4,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2026 Filed Jan 6, 2026 00:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000002 · form4-01062026_120137.xml · derivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,120

Underlying: Class A Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2026 Filed Jan 6, 2026 00:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000002 · form4-01062026_120137.xml · derivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2026 Filed Jan 6, 2026 00:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 12,437 $0.00 $0.00
Disclosure

SEC source: 0001833508-26-000002 · form4-01062026_120137.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2025 Filed Oct 6, 2025 20:19 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,968 $8.38 $66,760.68
Disclosure

SEC source: 0001833508-25-000005 · form4-10062025_081014.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,496

F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 3, 2025.

Read SEC document
October 02, 2025 Filed Oct 3, 2025 23:02 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,468 $8.23 $36,788.62
Disclosure

SEC source: 0001833508-25-000003 · form4-10032025_111057.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,464

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $8.15 to $8.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 23:02 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-25-000003 · form4-10032025_111057.xml · derivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,187

Underlying: Class A Common Stock · 3,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 23:02 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-25-000003 · form4-10032025_111057.xml · derivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,519

Underlying: Class A Common Stock · 4,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 23:02 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-25-000003 · form4-10032025_111057.xml · derivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,150

Underlying: Class A Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 23:02 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,992 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833508-25-000003 · form4-10032025_111057.xml · derivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,993

Underlying: Class A Common Stock · 2,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 23:02 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 12,436 $0.00 $0.00
Disclosure

SEC source: 0001833508-25-000003 · form4-10032025_111057.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 22:52 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 8,020 $8.45 $67,770.60
Disclosure

SEC source: 0001415889-25-023748 · form4-09042025_100914.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,496

F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 3, 2025.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $8.34 to $8.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 02, 2025 Filed Jul 3, 2025 22:36 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,417 $12.56 $55,492.10
Disclosure

SEC source: 0001415889-25-019369 · form4-07032025_100729.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,516

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $12.23 to $12.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:36 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019369 · form4-07032025_100729.xml · derivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,433

Underlying: Class A Common Stock · 3,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:36 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,169 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019369 · form4-07032025_100729.xml · derivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,687

Underlying: Class A Common Stock · 4,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:36 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019369 · form4-07032025_100729.xml · derivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,180

Underlying: Class A Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:36 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019369 · form4-07032025_100729.xml · derivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,985

Underlying: Class A Common Stock · 2,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:36 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 12,437 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019369 · form4-07032025_100729.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2025 Filed Apr 3, 2025 23:21 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 5,905 $8.43 $49,795.09
Disclosure

SEC source: 0001415889-25-010075 · form4-04032025_110429.xml · nonDerivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,496

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.32 to $8.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 23:21 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,446 $9.31 $41,380.26
Disclosure

SEC source: 0001415889-25-010075 · form4-04032025_110429.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,401

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on April 2, 2025 and April 3, 2025 at prices ranging from $8.95 to $9.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:21 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010075 · form4-04032025_110429.xml · derivative · entry 7

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,678

Underlying: Class A Common Stock · 3,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F10 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.