Tapewire

Nasdaq · USD

POCI

PRECISION OPTICS CORPORATION, INC.

Export transactions ↓
Tapewire entity
7237
SEC CIK
0000867840
Parsed reports
103

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202630
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2023 Filed Oct 28, 2024 20:02 UTC Exercise / conversionDirector Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001683168-24-007414 · ownership.xml · derivative · entry 2

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2023 Filed Oct 28, 2024 20:02 UTC Exercise / conversionCommon Stock 1,000 $2.70 $2,700.00
Disclosure

SEC source: 0001683168-24-007414 · ownership.xml · nonDerivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 30, 2023, the reporting person executed stock options issued for director's compensation with immediate exercisability on January 2, 2014 with the Issuer to purchase 1,000 shares of the Company's common stock at a price of $2.70 per share.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:21 UTC GrantStock Options (Rights to buy) · Derivative 45,000 Not disclosed Strike: $5.95 Not disclosed
Disclosure

SEC source: 0001683168-23-008286 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 45,000 shares

Expires 2033-11-16

F1 · price: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: an option for 15,000 shares vests immediately, and options for 7,500 shares each vest on December 30, 2023, March 30, 2024, June 29, 2024, and September 29, 2024.

F1 · derivative.exercise_date: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: an option for 15,000 shares vests immediately, and options for 7,500 shares each vest on December 30, 2023, March 30, 2024, June 29, 2024, and September 29, 2024.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:21 UTC GrantStock Options (Rights to buy) · Derivative 30,000 Not disclosed Strike: $5.95 Not disclosed
Disclosure

SEC source: 0001683168-23-008285 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,998

Underlying: Common Stock · 30,000 shares

Expires 2033-11-16

F1 · price: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: an option for 10,000 shares vests immediately, and options for 5,000 shares each vest on December 30, 2023, March 30, 2024, June 29, 2024, and September 29, 2024.

F1 · derivative.exercise_date: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: an option for 10,000 shares vests immediately, and options for 5,000 shares each vest on December 30, 2023, March 30, 2024, June 29, 2024, and September 29, 2024.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:21 UTC GrantStock Options (Rights to buy) · Derivative 30,000 Not disclosed Strike: $5.95 Not disclosed
Disclosure

SEC source: 0001683168-23-008284 · ownership.xml · derivative · entry 1

Miclot Andrew J. · CIK 0001298643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,998

Underlying: Common Stock · 30,000 shares

Expires 2033-11-16

F1 · price: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: an option for 10,000 shares vests immediately, and options for 5,000 shares each vest on December 30, 2023, March 30, 2024, June 29, 2024, and September 29, 2024.

F1 · derivative.exercise_date: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: an option for 10,000 shares vests immediately, and options for 5,000 shares each vest on December 30, 2023, March 30, 2024, June 29, 2024, and September 29, 2024.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:21 UTC GrantStock Options (Rights to buy) · Derivative 30,000 Not disclosed Strike: $5.95 Not disclosed
Disclosure

SEC source: 0001683168-23-008282 · ownership.xml · derivative · entry 1

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,666

Underlying: Common Stock · 30,000 shares

Expires 2033-11-16

F1 · price: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: an option for 10,000 shares vests immediately, and options for 5,000 shares each vest on December 30, 2023, March 30, 2024, June 29, 2024, and September 29, 2024.

F1 · derivative.exercise_date: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: an option for 10,000 shares vests immediately, and options for 5,000 shares each vest on December 30, 2023, March 30, 2024, June 29, 2024, and September 29, 2024.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 00:11 UTC OtherCommon Stock 4,827 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-004300 · ownership.xml · nonDerivative · entry 1

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,648

F1 · kind: As previously reported, a limited liability company controlled by Mr. Anania (Anania & Associates Investment Company, LLC, or A&AIC) received 560,048 shares (on a post-reverse stock split basis) of Issuer common stock on 10/4/21 as partial consideration for the sale of Lighthouse Imaging, LLC assets to the Issuer. A&AIC subsequently distributed those shares to its underlying members and, as a part of that distribution, Ranger LLC, an entity in which Mr. Anania owned a non-controlling interest, received 48,271 shares (on a post-reverse stock split basis). On 6/16/23, Ranger LLC distributed its shares of the Issuer to its underlying members and Mr. Anania received the reported share amounts.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 22:56 UTC
Forkey Joseph NormanDirector · Chief Executive Officer
OtherCommon Stock 4,974 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-000395 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,847

F1 · kind: The shares of common stock were inherited by the Reporting Person following the death of the Reporting Person's step-mother.

Read SEC document
January 16, 2023 Filed Jan 19, 2023 00:07 UTC GrantStock Options (Rights to buy) · Derivative 13,334 Not disclosed Strike: $6.26 Not disclosed
Disclosure

SEC source: 0001683168-23-000229 · ownership.xml · derivative · entry 1

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Common Stock · 13,334 shares

Expires 2033-01-16

F1 · price: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The options are intended to be cumulative with formula grants on November 16, 2022.

Read SEC document
January 16, 2023 Filed Jan 19, 2023 00:16 UTC GrantStock Options (Rights to buy) · Derivative 20,000 Not disclosed Strike: $6.26 Not disclosed
Disclosure

SEC source: 0001683168-23-000235 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 20,000 shares

Expires 2033-01-16

F1 · price: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The options are intended to be cumulative with formula grants on November 16, 2022.

Read SEC document
January 16, 2023 Filed Jan 19, 2023 00:12 UTC GrantStock Options (Rights to buy) · Derivative 13,334 Not disclosed Strike: $6.26 Not disclosed
Disclosure

SEC source: 0001683168-23-000233 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,133

Underlying: Common Stock · 13,334 shares

Expires 2033-01-16

F1 · price: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The options are intended to be cumulative with formula grants on November 16, 2022.

Read SEC document
January 16, 2023 Filed Jan 19, 2023 00:11 UTC GrantStock Options (Rights to buy) · Derivative 13,334 Not disclosed Strike: $6.26 Not disclosed
Disclosure

SEC source: 0001683168-23-000231 · ownership.xml · derivative · entry 1

Miclot Andrew J. · CIK 0001298643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 13,334 shares

Expires 2033-01-16

F1 · price: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The options are intended to be cumulative with formula grants on November 16, 2022.

Read SEC document
November 30, 2022 Filed Apr 15, 2023 00:27 UTC PurchaseCommon Stock 332 $6.00 $1,992.00
Disclosure

SEC source: 0001683168-23-002415 · ownership.xml · nonDerivative · entry 7

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 8,950

F1 · shares: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

F1 · price: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

Read SEC document
November 16, 2022 Filed Dec 29, 2022 21:45 UTC GrantStock Options (Rights to buy) · Derivative 10,000 Not disclosed Strike: $6.26 Not disclosed
Disclosure

SEC source: 0001683168-22-008684 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 10,000 shares

Expires 2032-11-16

F1 · derivative.exercise_price: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F2 · price: Under a formula plan established in 2019, the options were granted by the Issuer to compensate directors for their service on the Board of Directors.

F1 · derivative.underlying_shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · balance_after: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

Read SEC document
November 16, 2022 Filed Dec 29, 2022 21:45 UTC GrantStock Options (Rights to buy) · Derivative 6,666 Not disclosed Strike: $6.26 Not disclosed
Disclosure

SEC source: 0001683168-22-008683 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,799

Underlying: Common Stock · 6,666 shares

Expires 2032-11-16

F1 · derivative.exercise_price: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F2 · price: Under a formula plan established in 2019, the options were granted by the Issuer to compensate directors for their service on the Board of Directors.

F1 · derivative.underlying_shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · balance_after: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

Read SEC document
November 16, 2022 Filed Dec 29, 2022 21:45 UTC GrantStock Options (Rights to buy) · Derivative 6,666 Not disclosed Strike: $6.26 Not disclosed
Disclosure

SEC source: 0001683168-22-008682 · ownership.xml · derivative · entry 1

Miclot Andrew J. · CIK 0001298643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,666

Underlying: Common Stock · 46,666 shares

Expires 2032-11-16

F1 · derivative.exercise_price: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F2 · price: Under a formula plan established in 2019, the options were granted by the Issuer to compensate directors for their service on the Board of Directors.

F1 · balance_after: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

Read SEC document
November 16, 2022 Filed Dec 29, 2022 21:39 UTC GrantStock Options (Rights to buy) · Derivative 6,666 Not disclosed Strike: $6.26 Not disclosed
Disclosure

SEC source: 0001683168-22-008679 · ownership.xml · derivative · entry 1

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,332

Underlying: Common Stock · 6,666 shares

Expires 2032-11-16

F1 · derivative.exercise_price: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/22.

F1 · shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/22.

F2 · price: Under a formula plan established in 2019, the options were granted by the Issuer to compensate directors for their service on the Board of Directors.

F1 · derivative.underlying_shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/22.

F1 · balance_after: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/22.

Read SEC document
November 01, 2022 Filed Dec 29, 2022 21:44 UTC
Habhegger Daniel SDirector · Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 16,667 Not disclosed Strike: $5.85 Not disclosed
Disclosure

SEC source: 0001683168-22-008681 · ownership.xml · derivative · entry 1

Habhegger Daniel S · CIK 0001795433 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,667

Underlying: Common Stock · 16,667 shares

Expires 2032-11-01

F1 · derivative.exercise_price: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F2 · price: The options were granted by the Issuer to compensate executive officers for their services. The options vest on a formula basis, subject to satisfaction of stated EBITDA targets and stated management objectives.

F2 · derivative.exercise_date: The options were granted by the Issuer to compensate executive officers for their services. The options vest on a formula basis, subject to satisfaction of stated EBITDA targets and stated management objectives.

F1 · derivative.underlying_shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · balance_after: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

Read SEC document
November 01, 2022 Filed Dec 29, 2022 21:44 UTC
Forkey Joseph NormanDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 16,667 Not disclosed Strike: $5.85 Not disclosed
Disclosure

SEC source: 0001683168-22-008680 · ownership.xml · derivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,333

Underlying: Common Stock · 16,667 shares

Expires 2032-11-01

F1 · derivative.exercise_price: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F2 · price: The options were granted by the Issuer to compensate executive officers for their services. The options vest on a formula basis, subject to satisfaction of stated EBITDA targets and stated management objectives.

F2 · derivative.exercise_date: The options were granted by the Issuer to compensate executive officers for their services. The options vest on a formula basis, subject to satisfaction of stated EBITDA targets and stated management objectives.

F1 · derivative.underlying_shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · balance_after: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 15:46 UTC PurchaseCommon Stock 79,300 $1.91 $151,463.00
Disclosure

SEC source: 0001140361-22-039503 · form4.xml · nonDerivative · entry 1

PESSIN NORMAN H · CIK 0000923666 · 10% owner

Pessin Brian L. · CIK 0001582758 · 10% owner

PESSIN SANDRA F · CIK 0000936979 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,400

F1 · security: This Form 4 is filed jointly by Norman H. Pessin, Brian L. Pessin and Sandra F. Pessin (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his or her pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose.

Read SEC document
September 16, 2022 Filed Apr 15, 2023 00:27 UTC OtherCommon Stock 196,821 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-002415 · ownership.xml · nonDerivative · entry 6

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,821

F4 · kind: On 9/16/22, Anania & Associates distributed its shares of the Issuer to its shareholders and Mr. Anania received the reported share amounts.

F1 · shares: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

F1 · price: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

Read SEC document
September 16, 2022 Filed Apr 15, 2023 00:27 UTC OtherCommon Stock 232,915 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-002415 · ownership.xml · nonDerivative · entry 5

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Anania & Associates

Disclosed balance after: 0

F4 · kind: On 9/16/22, Anania & Associates distributed its shares of the Issuer to its shareholders and Mr. Anania received the reported share amounts.

F1 · shares: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

F1 · price: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

Read SEC document
September 07, 2022 Filed Apr 15, 2023 00:27 UTC OtherCommon Stock 8,618 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-002415 · ownership.xml · nonDerivative · entry 4

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 8,618

F3 · kind: As a result of A&AIC's distributions, Anania & Associates received 232,915 shares (698,746 shares on a pre-split basis) of which Mr. Anania held a proportionate interest in 196,821 shares (590,465 shares on a pre-split basis), and Mr. Anania's spouse received 8,618 shares (25,856 shares on a pre-split basis).

F1 · shares: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

F1 · price: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

Read SEC document
September 07, 2022 Filed Apr 15, 2023 00:27 UTC OtherCommon Stock 327,133 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-002415 · ownership.xml · nonDerivative · entry 3

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Anania & Associates Investment Company, LLC

Disclosed balance after: 0

F2 · kind: As previously reported, a limited liability company controlled by Mr. Anania (Anania & Associates Investment Company, LLC, or A&AIC) received 560,048 shares of Issuer common stock (1,680,145 shares on a pre-split basis) on 10/4/21 as partial consideration for the sale of Lighthouse Imaging, LLC assets to the Issuer. A&AIC distributed those shares to its underlying members on 5/31/2022 and 9/7/2022; A&AIC presently owns no shares of the Issuer.

F1 · shares: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

F1 · price: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

Read SEC document
May 31, 2022 Filed Apr 15, 2023 00:27 UTC OtherCommon Stock 232,915 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-002415 · ownership.xml · nonDerivative · entry 2

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Anania & Associates

Disclosed balance after: 232,915

F3 · kind: As a result of A&AIC's distributions, Anania & Associates received 232,915 shares (698,746 shares on a pre-split basis) of which Mr. Anania held a proportionate interest in 196,821 shares (590,465 shares on a pre-split basis), and Mr. Anania's spouse received 8,618 shares (25,856 shares on a pre-split basis).

F1 · shares: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

F1 · price: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

Read SEC document
May 31, 2022 Filed Apr 15, 2023 00:27 UTC OtherCommon Stock 232,915 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-002415 · ownership.xml · nonDerivative · entry 1

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Anania & Associates Investment Company, LLC

Disclosed balance after: 327,133

F2 · kind: As previously reported, a limited liability company controlled by Mr. Anania (Anania & Associates Investment Company, LLC, or A&AIC) received 560,048 shares of Issuer common stock (1,680,145 shares on a pre-split basis) on 10/4/21 as partial consideration for the sale of Lighthouse Imaging, LLC assets to the Issuer. A&AIC distributed those shares to its underlying members on 5/31/2022 and 9/7/2022; A&AIC presently owns no shares of the Issuer.

F1 · shares: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

F1 · price: The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:39 UTC
Forkey Joseph NormanDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-22-001423 · ownership.xml · derivative · entry 4

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 30,000 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The options were granted by the Issuer to compensate executive officers for their services.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:39 UTC
Forkey Joseph NormanDirector · Chief Executive Officer
Tax withholdingCommon Stock 16,000 $2.25 $36,000.00
Disclosure

SEC source: 0001683168-22-001423 · ownership.xml · nonDerivative · entry 2

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,620

F1 · shares: Reflects 16,000 shares withheld by Issuer at the market price of $2.25 per share to fund the cashless exercise of 30,000 options at an exercise price of $1.20 per share.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:39 UTC
Forkey Joseph NormanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 30,000 $1.20 $36,000.00
Disclosure

SEC source: 0001683168-22-001423 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:39 UTC
Forkey Joseph NormanDirector · Chief Executive Officer
GiftStock Option (Right to Buy) · Derivative 120,000 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-22-001423 · ownership.xml · derivative · entry 3

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,000

Underlying: Common Stock · 120,000 shares

Expires 2022-03-02

F2 · price: The options were granted by the Issuer to compensate executive officers for their services.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 02:20 UTC Exercise / conversionStock Options (Rights to buy) · Derivative 7,600 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-22-001391 · ownership.xml · derivative · entry 2

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,400

Underlying: Common Stock · 7,600 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were granted by Company to compensate non-employee directors for their prior service on the Board of Directors.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 02:20 UTC Exercise / conversionCommon Stock 7,600 $1.20 $9,120.00
Disclosure

SEC source: 0001683168-22-001391 · ownership.xml · nonDerivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:41 UTC
DiRubio JeffreyVP of Sales and Marketing
GrantStock Option (Right to Buy) · Derivative 100,000 Not disclosed Strike: $2.09 Not disclosed
Disclosure

SEC source: 0001683168-22-000753 · ownership.xml · derivative · entry 1

DiRubio Jeffrey · CIK 0001777266 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 100,000 shares

Expires 2032-02-07

F2 · price: The options were granted by the Issuer to compensate the reporting person for his services.

F1 · derivative.exercise_date: The options vest one third each on 02/07/2023, 02/07/2024 and 02/07/2025.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 23:59 UTC
Habhegger Daniel SChief Financial Officer
GrantCommon Stock 9,095 $2.20 $19,999.91
Disclosure

SEC source: 0001683168-21-006128 · ownership.xml · nonDerivative · entry 1

Habhegger Daniel S · CIK 0001795433 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,095

Read SEC document
November 17, 2021 Filed Jan 6, 2022 21:57 UTC GrantStock Options (Rights to buy) · Derivative 30,000 Not disclosed Strike: $2.26 Not disclosed
Disclosure

SEC source: 0001683168-22-000141 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 30,000 shares

Expires 2031-11-17

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document
November 17, 2021 Filed Jan 6, 2022 21:56 UTC GrantStock Options (Rights to buy) · Derivative 20,000 Not disclosed Strike: $2.26 Not disclosed
Disclosure

SEC source: 0001683168-22-000140 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,000

Underlying: Common Stock · 20,000 shares

Expires 2031-11-17

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document
November 17, 2021 Filed Jan 6, 2022 21:56 UTC GrantStock Options (Rights to buy) · Derivative 20,000 Not disclosed Strike: $2.26 Not disclosed
Disclosure

SEC source: 0001683168-22-000139 · ownership.xml · derivative · entry 1

Miclot Andrew J. · CIK 0001298643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 20,000 shares

Expires 2031-11-17

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document
November 17, 2021 Filed Jan 6, 2022 21:56 UTC
Anania Peter V.Director · 10% owner
GrantStock Options (Rights to buy) · Derivative 20,000 Not disclosed Strike: $2.26 Not disclosed
Disclosure

SEC source: 0001683168-22-000138 · ownership.xml · derivative · entry 1

Anania Peter V. · CIK 0001888951 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-11-17

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document
October 04, 2021 Filed Oct 7, 2021 20:59 UTC
DiRubio JeffreyVP of Sales and Marketing
PurchaseCommon Stock 12,500 $1.60 $20,000.00
Disclosure

SEC source: 0001683168-21-004743 · ownership.xml · nonDerivative · entry 1

DiRubio Jeffrey · CIK 0001777266 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,500

F1 · ownership.nature: The securities were acquired by Mr. Di Rubio's wife.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 23:01 UTC
Mangadu DivakerPres., Ross Optical Division
GrantStock Option (Right to Buy) · Derivative 25,000 Not disclosed Strike: $1.68 Not disclosed
Disclosure

SEC source: 0001683168-21-002445 · ownership.xml · derivative · entry 1

Mangadu Divaker · CIK 0001781435 · Pres., Ross Optical Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 25,000 shares

Expires 2031-06-04

F2 · price: The options were granted by the Issuer to compensate executive officers for their services.

F1 · derivative.exercise_date: The options vest 50% on 06/04/2021 and 50% on 06/04/2022 or upon a change of control.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 23:00 UTC
Habhegger Daniel SChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 80,000 Not disclosed Strike: $1.68 Not disclosed
Disclosure

SEC source: 0001683168-21-002444 · ownership.xml · derivative · entry 1

Habhegger Daniel S · CIK 0001795433 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 80,000 shares

Expires 2031-06-04

F2 · price: The options were granted by the Issuer to compensate executive officers for their services.

F1 · derivative.exercise_date: The options vest 50% on 06/04/2021 and 50% on 06/04/2022 or upon a change of control.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 23:00 UTC
Forkey Joseph NormanDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 150,000 Not disclosed Strike: $1.68 Not disclosed
Disclosure

SEC source: 0001683168-21-002443 · ownership.xml · derivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 150,000 shares

Expires 2031-06-04

F2 · price: The options were granted by the Issuer to compensate executive officers for their services.

F1 · derivative.exercise_date: The options vest 50% on 06/04/2021 and 50% on 06/04/2022 or upon a change of control.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 22:59 UTC
DiRubio JeffreyVP of Sales and Marketing
GrantStock Option (Right to Buy) · Derivative 25,000 Not disclosed Strike: $1.68 Not disclosed
Disclosure

SEC source: 0001683168-21-002442 · ownership.xml · derivative · entry 1

DiRubio Jeffrey · CIK 0001777266 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 25,000 shares

Expires 2031-06-04

F2 · price: The options were granted by the Issuer to compensate executive officers for their services.

F1 · derivative.exercise_date: The options vest 50% on 06/04/2021 and 50% on 06/04/2022 or upon a change of control.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:31 UTC GrantStock Option (Right to Buy) · Derivative 20,000 Not disclosed Strike: $1.40 Not disclosed
Disclosure

SEC source: 0001683168-20-004019 · ownership.xml · derivative · entry 1

Miclot Andrew J. · CIK 0001298643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 20,000 shares

Expires 2030-11-16

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:24 UTC GrantStock Option (Right to Buy) · Derivative 30,000 Not disclosed Strike: $1.40 Not disclosed
Disclosure

SEC source: 0001683168-20-004015 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 30,000 shares

Expires 2030-11-16

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:26 UTC GrantStock Option (Right to Buy) · Derivative 20,000 Not disclosed Strike: $1.40 Not disclosed
Disclosure

SEC source: 0001683168-20-004017 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,000

Underlying: Common Stock · 20,000 shares

Expires 2030-11-16

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document
January 24, 2020 Filed Feb 5, 2020 20:46 UTC SaleCommon Stock, $0.01 par value 22,218 $2.00 $44,436.00
Disclosure

SEC source: 0001104659-20-011195 · tv537726_4.xml · nonDerivative · entry 1

Sternberg Stuart · CIK 0001221315 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,784

Read SEC document
December 06, 2019 Filed Dec 31, 2019 21:49 UTC GrantStock Option (Right to buy) · Derivative 30,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-19-004106 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 30,000 shares

Expires 2029-12-06

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document
December 06, 2019 Filed Dec 31, 2019 21:49 UTC GrantStock Options (Right to buy) · Derivative 20,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-19-004105 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,000

Underlying: Common Stock · 20,000 shares

Expires 2029-12-06

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document
December 06, 2019 Filed Dec 31, 2019 21:48 UTC GrantStock Options (Rights to buy) · Derivative 20,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001683168-19-004104 · ownership.xml · derivative · entry 1

Miclot Andrew J. · CIK 0001298643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2029-12-06

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.