Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRECISION OPTICS CORPORATION, INC.POCI · Entity 7237 | Director · Chief Financial Officer | November 01, 2022 | December 29, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRECISION OPTICS CORPORATION, INC.
Report date November 01, 2022 · Filed December 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.85 · Expires 2032-11-01 | Direct | 76,667 |
Reported balance
After 2022-11-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-11-01 · Grant · Acquired 16,667 · Balance 76,667 F1: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022. F2: The options were granted by the Issuer to compensate executive officers for their services. The options vest on a formula basis, subject to satisfaction of stated EBITDA targets and stated management objectives. |
Filing footnotes · ownership attribution and instrument terms
F1: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.
F2: The options were granted by the Issuer to compensate executive officers for their services. The options vest on a formula basis, subject to satisfaction of stated EBITDA targets and stated management objectives.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2022 Filed Dec 29, 2022 21:44 UTC | PRECISION OPTICS CORPORATION, INC. POCI · Entity 7237 | GrantStock Option (Right to Buy) · Derivative | 16,667 | Not disclosed Strike: $5.85 | Not disclosed |
DisclosureSEC source: 0001683168-22-008681 · ownership.xml · derivative · entry 1 Habhegger Daniel S · CIK 0001795433 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,667 Underlying: Common Stock · 16,667 shares Expires 2032-11-01 F1 · derivative.exercise_price: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022. F1 · shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022. F2 · price: The options were granted by the Issuer to compensate executive officers for their services. The options vest on a formula basis, subject to satisfaction of stated EBITDA targets and stated management objectives. F2 · derivative.exercise_date: The options were granted by the Issuer to compensate executive officers for their services. The options vest on a formula basis, subject to satisfaction of stated EBITDA targets and stated management objectives. F1 · derivative.underlying_shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022. F1 · balance_after: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 23:59 UTC | PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 | GrantCommon Stock | 9,095 | $2.20 | $19,999.91 |
DisclosureSEC source: 0001683168-21-006128 · ownership.xml · nonDerivative · entry 1 Habhegger Daniel S · CIK 0001795433 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,095 Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 23:00 UTC | PRECISION OPTICS CORPORATION, INC. PEYE · Entity 7237 | GrantStock Option (Right to Buy) · Derivative | 80,000 | Not disclosed Strike: $1.68 | Not disclosed |
DisclosureSEC source: 0001683168-21-002444 · ownership.xml · derivative · entry 1 Habhegger Daniel S · CIK 0001795433 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 80,000 shares Expires 2031-06-04 F2 · price: The options were granted by the Issuer to compensate executive officers for their services. F1 · derivative.exercise_date: The options vest 50% on 06/04/2021 and 50% on 06/04/2022 or upon a change of control. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.