Woodward Peter H

SEC source: 0001654954-26-005641 · form4.xml · nonDerivative · entry 2

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held through MHW SVP II, LLC

Disclosed balance after: 1,114,061

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.50 to $17.00, inclusive.

F4 · ownership.nature: The shares are owned by MHW SPV II, LLC. The reporting person is the Manager of MHW SPV II, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

SEC source: 0001654954-26-005641 · form4.xml · nonDerivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held through MHW Partners, L.P.

Disclosed balance after: 983,521

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.50 to $17.00, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3).

F2 · ownership.nature: The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

SEC source: 0001213900-26-060201 · ownership.xml · nonDerivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,429

F1 · shares: Comprised of restricted stock units ("RSU"), each of which represents the right to receive one share of Common Stock upon vesting.

F2 · shares: The 1,429 RSUs acquired by the Reporting Person vest on December 31, 2026, subject to the Reporting Person's continued service with The Elmet Group Co.

SEC source: 0001654954-26-000436 · section16.xml · nonDerivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,358

F1 · shares: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Woodward and the Issuer and are subject to forfeiture. The restricted stock awarded will vest in installments as follows: (1) 1,261 shares will vest on January 14, 2027, (2) 1,261 shares will vest on January 14, 2028, and (3) 1,262 shares will vest on January 14, 2029.

SEC source: 0001654954-25-013865 · section16.xml · nonDerivative · entry 2

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held through MHW Capital Management LLC

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.25000 to $8.34010, inclusive.

F2 · ownership.nature: The shares are owned by MHW Capital Management, LLC. The reporting person is the principal of MHW Capital Management, LLC

SEC source: 0001654954-25-013865 · section16.xml · nonDerivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held through MHW Capital Management LLC

Disclosed balance after: 21,700

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.79010 to $8.90000, inclusive. The reporting person undertakes to provide to TSS, Inc., any security holder of TSS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3).

F2 · ownership.nature: The shares are owned by MHW Capital Management, LLC. The reporting person is the principal of MHW Capital Management, LLC

SEC source: 0001683168-25-008557 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-11-17

F1 · derivative.exercise_date: The options vest in four equal installments on December 30, 2025, March 30, 2026, June 29, 2026, and September 29, 2026, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-003889 · ownership.xml · derivative · entry 4

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2025-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-25-003889 · ownership.xml · nonDerivative · entry 2

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,464

SEC source: 0001683168-25-003889 · ownership.xml · nonDerivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-25-001220 · ownership.xml · nonDerivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MHW Partners, LP

Disclosed balance after: 327,171

F1 · shares: The reported shares are directly owned by MHW Partners, LP ("MHW"), a limited partnership of which the reporting person is the general partner. On February 19, 2025, MHW entered into a Securities Purchase Agreement with the Issuer to purchase 102,500 shares of the Company's common stock at a price of $4.00 per share. The transaction closed on February 21, 2025. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F1 · balance_after: The reported shares are directly owned by MHW Partners, LP ("MHW"), a limited partnership of which the reporting person is the general partner. On February 19, 2025, MHW entered into a Securities Purchase Agreement with the Issuer to purchase 102,500 shares of the Company's common stock at a price of $4.00 per share. The transaction closed on February 21, 2025. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001437749-24-037768 · rdgdoc.xml · nonDerivative · entry 1

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held through MHW Partners, L.P.

Disclosed balance after: 1,183,521

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.0000 to $9.1800, inclusive. The reporting person undertakes to provide to TSS, Inc., any security holder of TSS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · ownership.nature: The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

SEC source: 0001683168-24-008307 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-11-18

F1 · derivative.exercise_date: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. Options for 7,500 shares each vest on December 30, 2024, March 30, 2025, June 29, 2025, and September 29, 2025.

SEC source: 0001437749-24-028324 · rdgdoc.xml · nonDerivative · entry 2

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held through MHW Partners, L.P.

Disclosed balance after: 1,233,521

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.4355 to $5.11, inclusive.

F2 · ownership.nature: The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

SEC source: 0001437749-24-028324 · rdgdoc.xml · nonDerivative · entry 1

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held through MHW Partners, L.P.

Disclosed balance after: 1,525,902

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.20, inclusive. The reporting person undertakes to provide to TSS, Inc., any security holder of TSS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) of this Form 4.

F2 · ownership.nature: The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

SEC source: 0001437749-24-028324 · rdgdoc.xml · nonDerivative · entry 4

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held through MHW Capital Management LLC

Disclosed balance after: 25,000

F5 · kind: Represents the receipt of 25,000 shares from Azul as a performance fee. In prior reports, the reporting person reported beneficial ownership of 475,000 shares held by Azul. Effective August 16, 2024, the reporting person is no longer the Investment Manager of Azul.

F6 · ownership.nature: The shares are owned by MHW Capital Management, LLC. The reporting person is the principal of MHW Capital Management, LLC.

SEC source: 0001437749-24-028324 · rdgdoc.xml · nonDerivative · entry 3

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,574

F4 · kind: Represents a distribution of 15,574 shares from MCM Azul II, LLC (formerly known as SOAM Azul II, LLC) ("Azul") of which the reportion person is a member. In prior reports, the reporting person reported beneficial ownership of 475,000 shares held by Azul. Effective August 16, 2024, the reporting person is no longer the Investment Manager of Azul.

SEC source: 0001683168-23-008286 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 45,000 shares

Expires 2033-11-16

F1 · price: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: an option for 15,000 shares vests immediately, and options for 7,500 shares each vest on December 30, 2023, March 30, 2024, June 29, 2024, and September 29, 2024.

F1 · derivative.exercise_date: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: an option for 15,000 shares vests immediately, and options for 7,500 shares each vest on December 30, 2023, March 30, 2024, June 29, 2024, and September 29, 2024.

SEC source: 0001683168-23-000235 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 20,000 shares

Expires 2033-01-16

F1 · price: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The options are intended to be cumulative with formula grants on November 16, 2022.

SEC source: 0001683168-22-008684 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 10,000 shares

Expires 2032-11-16

F1 · derivative.exercise_price: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F2 · price: Under a formula plan established in 2019, the options were granted by the Issuer to compensate directors for their service on the Board of Directors.

F1 · derivative.underlying_shares: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

F1 · balance_after: Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

SEC source: 0001437749-22-017545 · rdgdoc.xml · nonDerivative · entry 2

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held through MHW SPV II, LLC

Disclosed balance after: 1,400,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Warrant exercise price of $0.10 for the first 390,539 shares, $0.20 for the next 390,539 shares and $0.30 for the final 334,748 shares.

F4 · ownership.nature: The shares are owned by MHW SPV II, LLC. The reporting person is the Manager of MHW SPV II, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

SEC source: 0001437749-22-017545 · rdgdoc.xml · nonDerivative · entry 1

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held through MHW Partners, L.P.

Disclosed balance after: 1,852,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Warrant exercise price of $0.10 for the first 268,625 shares, $0.20 for the next 268,625 shares and $0.30 for the final 230,250 shares.

F2 · ownership.nature: The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

SEC source: 0001437749-22-017545 · rdgdoc.xml · derivative · entry 6

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held through MHW SPV II, LLC

Disclosed balance after: 0

Underlying: Common stock · 1,115,826 shares

Expires 2022-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Warrant exercise price of $0.10 for the first 390,539 shares, $0.20 for the next 390,539 shares and $0.30 for the final 334,748 shares.

F3 · price: Warrant exercise price of $0.10 for the first 390,539 shares, $0.20 for the next 390,539 shares and $0.30 for the final 334,748 shares.

F4 · ownership.nature: The shares are owned by MHW SPV II, LLC. The reporting person is the Manager of MHW SPV II, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

SEC source: 0001437749-22-017545 · rdgdoc.xml · derivative · entry 5

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held through MHW Partners, L.P.

Disclosed balance after: 0

Underlying: Common stock · 767,500 shares

Expires 2022-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Warrant exercise price of $0.10 for the first 268,625 shares, $0.20 for the next 268,625 shares and $0.30 for the final 230,250 shares.

F1 · price: Warrant exercise price of $0.10 for the first 268,625 shares, $0.20 for the next 268,625 shares and $0.30 for the final 230,250 shares.

F2 · ownership.nature: The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

SEC source: 0001683168-22-000141 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 30,000 shares

Expires 2031-11-17

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

SEC source: 0001683168-20-004015 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 30,000 shares

Expires 2030-11-16

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

SEC source: 0001683168-19-004106 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 30,000 shares

Expires 2029-12-06

F1 · price: The options were granted by the Issuer to compensate directors for their service on the Issuer's Board of Directors.

SEC source: 0001437749-19-010585 · rdgdoc.xml · nonDerivative · entry 2

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held through MHW SPV I, LLC

Disclosed balance after: 285,000

F2 · kind: Distribution from MHW SPV I, LLC.

F3 · ownership.nature: The shares are owned by MHW SPV I, LLC. The reporting person is the Manager of MHW SPV I, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

SEC source: 0001144204-17-037918 · v471377_form4.xml · derivative · entry 3

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held through MHW Partners, LP

Disclosed balance after: 1,883,326

Underlying: Common Stock · 767,500 shares

Expires 2022-07-19

F7 · derivative.exercise_price: The exercise price is $0.10 for the first 268,625 shares, $0.20 for the next 268,625 shares and $0.30 for the final 230,250 shares.

F9 · kind: MHW Partners received the right to purchase 1,115,826 shares of Common Stock under a warrant as partial consideration for the Loan.

F9 · price: MHW Partners received the right to purchase 1,115,826 shares of Common Stock under a warrant as partial consideration for the Loan.

F8 · derivative.expiration_date: The warrants expire on July 19, 2022, or, if such day is not a business day, on the next preceding business day.

F10 · ownership.nature: The warrants are owned by MHW Partners. The reporting person is the Managing Member of MHW Partners. The reporting person disclaims beneficial ownership of these warrants except to the extent of the reporting person's pecuniary interest in the warrants.

SEC source: 0001144204-17-037918 · v471377_form4.xml · derivative · entry 2

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held through MHW SPV II, LLC

Disclosed balance after: 1,115,826

Underlying: Common Stock · 1,115,826 shares

Expires 2022-07-19

F4 · derivative.exercise_price: The exercise price is $0.10 for the first 390,539 shares, $0.20 for the next 390,539 shares and $0.30 for the final 334,748 shares.

F1 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant with lower exercise prices. The warrant was originally granted on February 3, 2015 as partial consideration for a multiple advance term loan on February 3, 2015 in the maximum principal amount of up to $2,000,000 from MHW SPV II, LLC ("MHW SPV") to the Issuer and its subsidiaries, Innovative Power Systems, Inc., VTC, L.L.C., Vortech, L.L.C., Total Site Solutions Arizona, LLC and Alletag Builders, Inc. (together, the "Subsidiaries").

F6 · price: MHW SPV received the right to purchase 1,115,826 shares of Common Stock under an amended and restated warrant as partial consideration for an amended and restated multiple advance term loan on July 19, 2017 (the "Loan"), in the maximum principal amount of up to $2,500,000 for up to sixty days following July 19, 2017 and then $2,000,000 thereafter from MHW SPV and MHW Partners, LP ("MHW Partners") to the Issuer and its Subsidiaries.

F5 · derivative.expiration_date: The warrants expire on July 19, 2022, or, if such day is not a business day, on the next preceding business day.

F3 · ownership.nature: The warrants are owned by MHW SPV. The reporting person is the Managing Member of MHW SPV and the principal of MHW Capital Management, LLC, which is the investment manager of MHW SPV. The reporting person disclaims beneficial ownership of these warrants except to the extent of the reporting person's pecuniary interest in the warrants.

SEC source: 0001144204-17-037918 · v471377_form4.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held through MHW SPV II, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,115,827 shares

Expires 2020-02-03

F1 · derivative.exercise_price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant with lower exercise prices. The warrant was originally granted on February 3, 2015 as partial consideration for a multiple advance term loan on February 3, 2015 in the maximum principal amount of up to $2,000,000 from MHW SPV II, LLC ("MHW SPV") to the Issuer and its subsidiaries, Innovative Power Systems, Inc., VTC, L.L.C., Vortech, L.L.C., Total Site Solutions Arizona, LLC and Alletag Builders, Inc. (together, the "Subsidiaries").

F1 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant with lower exercise prices. The warrant was originally granted on February 3, 2015 as partial consideration for a multiple advance term loan on February 3, 2015 in the maximum principal amount of up to $2,000,000 from MHW SPV II, LLC ("MHW SPV") to the Issuer and its subsidiaries, Innovative Power Systems, Inc., VTC, L.L.C., Vortech, L.L.C., Total Site Solutions Arizona, LLC and Alletag Builders, Inc. (together, the "Subsidiaries").

F1 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant with lower exercise prices. The warrant was originally granted on February 3, 2015 as partial consideration for a multiple advance term loan on February 3, 2015 in the maximum principal amount of up to $2,000,000 from MHW SPV II, LLC ("MHW SPV") to the Issuer and its subsidiaries, Innovative Power Systems, Inc., VTC, L.L.C., Vortech, L.L.C., Total Site Solutions Arizona, LLC and Alletag Builders, Inc. (together, the "Subsidiaries").

F2 · derivative.expiration_date: The warrants expire on February 3, 2020, or, if such day is not a business day, on the next preceding business day.

F3 · ownership.nature: The warrants are owned by MHW SPV. The reporting person is the Managing Member of MHW SPV and the principal of MHW Capital Management, LLC, which is the investment manager of MHW SPV. The reporting person disclaims beneficial ownership of these warrants except to the extent of the reporting person's pecuniary interest in the warrants.

SEC source: 0001144204-17-019663 · v463799_4.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2027-04-05

SEC source: 0001683168-16-000830 · woodward_frm4.xml · derivative · entry 3

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Warrants held through MHW Partners, L.P.

Disclosed balance after: 278,594

Underlying: Common Stock · 44,704 shares

Expires 2017-09-28

F4 · kind: These warrants were issued as a result of triggering certain anti-dilution provisions in the original warrants in conjunction with the private placement. In connection therewith, the exercise price of the warrants decreased to $0.97 per share accordingly.

F1 · ownership.nature: The shares are held in the name of MHW Partners, L.P. Mr. Woodward is the managing member and general partner of MHW Partners, L.P. Mr. Woodward disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.

SEC source: 0001683168-16-000830 · woodward_frm4.xml · derivative · entry 2

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Warrants held through MHW Partners, L.P.

Disclosed balance after: 233,890

Underlying: Common Stock · 78,333 shares

Expires 2017-10-16

F3 · derivative.exercise_price: The warrant exercise price is variable and depends on the Issuer's achievement of two financial performance criteria in fiscal year 2017. The warrant exercise price will be $0.40 per share, $0.20 per share or $0.01 per share if both, one or neither performance criteria are met, respectively.

F2 · price: The 156,667 shares and warrants to purchase 78,333 shares of common stock were purchased in a private placement at a price of $0.60 per unit. Each unit consisted of one share of common stock and one warrant to purchase one half of one share of common stock (50% warrant coverage).

F1 · ownership.nature: The shares are held in the name of MHW Partners, L.P. Mr. Woodward is the managing member and general partner of MHW Partners, L.P. Mr. Woodward disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.

SEC source: 0001683168-16-000830 · woodward_frm4.xml · nonDerivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held through MHW Partners, L.P.

Disclosed balance after: 595,680

F2 · price: The 156,667 shares and warrants to purchase 78,333 shares of common stock were purchased in a private placement at a price of $0.60 per unit. Each unit consisted of one share of common stock and one warrant to purchase one half of one share of common stock (50% warrant coverage).

F1 · ownership.nature: The shares are held in the name of MHW Partners, L.P. Mr. Woodward is the managing member and general partner of MHW Partners, L.P. Mr. Woodward disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.