POCI

SEC source: 0001683168-26-007656 · ownership.xml · nonDerivative · entry 1

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,218

F1 · shares: On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $4.427 for the quarter ended September 30, 2026. Share purchases are based on payroll withholdings for the relevant quarters.

SEC source: 0001683168-26-007579 · ownership.xml · nonDerivative · entry 1

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,218

F1 · shares: On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $4.427 for the quarter ended September 30, 2026. Share purchases are based on payroll withholdings for the relevant quarters.

SEC source: 0001683168-26-007390 · ownership.xml · nonDerivative · entry 1

TRAUT JOSEPH · CIK 0002094229 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,408

F1 · shares: On September 21, 2026, the reporting person was granted a stock bonus of 6,742 shares of common stock under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan. The shares are fully vested at the time of grant.

SEC source: 0001683168-26-007391 · ownership.xml · nonDerivative · entry 1

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,806

F1 · shares: On September 21, 2026, the reporting person was granted a stock bonus of 6,742 shares of common stock under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan. The shares are fully vested at the time of grant.

SEC source: 0001683168-26-007392 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,701

F1 · shares: On September 21, 2026, the reporting person was granted a stock bonus of 6,742 shares of common stock under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan. The shares are fully vested at the time of grant.

SEC source: 0001683168-26-006762 · ownership.xml · derivative · entry 1

Thier Peter Richard · CIK 0002151217 · Senior VP - Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-08-17

F1 · derivative.exercise_date: On August 18, 2026, the Reporting Person was granted an inducment stock option to purchase 50,000 shares of Issuer's common stock that vests in three equal annual installments beginning on August 18, 2027. The inducment stock option is subject to a Stock Option Agreement by and between the Reporting Person and the Issuer.

SEC source: 0001683168-26-006343 · ownership.xml · nonDerivative · entry 1

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,064

F1 · shares: On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $4.972 for the quarter ended June 30, 2026. Share purchases are based on payroll withholdings for the relevant quarters. Shares dated June 30, 2026 were issued on August 12, 2026.

SEC source: 0001683168-26-002611 · ownership.xml · nonDerivative · entry 1

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,807

F1 · shares: On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $3.985 for the quarter ended March 31, 2026. Share purchases are based on payroll withholdings for the relevant quarters. Shares dated March 31, 2026 were issued on April 2, 2026.

SEC source: 0001683168-26-002579 · ownership.xml · nonDerivative · entry 1

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,239

F1 · shares: Each share of Precision Optics Corporation, Inc.'s Common Stock was purchased in an underwritten public offering at the public offering price of $3.60 per share.

SEC source: 0001683168-26-002577 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,959

F1 · shares: Each share of Precision Optics Corporation, Inc.'s Common Stock was purchased in an underwritten public offering at the public offering price of $3.60 per share.

SEC source: 0001683168-26-002578 · ownership.xml · nonDerivative · entry 1

TRAUT JOSEPH · CIK 0002094229 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,666

F1 · shares: Each share of Precision Optics Corporation, Inc.'s Common Stock was purchased in an underwritten public offering at the public offering price of $3.60 per share.

SEC source: 0001683168-26-001868 · ownership.xml · derivative · entry 3

Miclot Andrew J. · CIK 0001298643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2026-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-26-001868 · ownership.xml · nonDerivative · entry 2

Miclot Andrew J. · CIK 0001298643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,628

SEC source: 0001683168-26-001868 · ownership.xml · nonDerivative · entry 1

Miclot Andrew J. · CIK 0001298643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-26-000094 · ownership.xml · nonDerivative · entry 4

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,406

F1 · shares: On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $4.69 for the quarter ended March 31, 2025, $4.45 for the quarter ended June 30, 2025, $4.56 for the quarter ended September 30, 2025 and $4.40 for the quarter ended December 31, 2025. Share purchases are based on payroll withholdings for the relevant quarters. Shares were issued on January 5, 2026.

SEC source: 0001683168-25-008578 · ownership.xml · derivative · entry 1

Pellegrino Joseph P JR · CIK 0001365733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-11-17

F1 · derivative.exercise_date: The options vest in four equal installments on December 30, 2025, March 30, 2026, June 29, 2026, and September 29, 2026, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-008557 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-11-17

F1 · derivative.exercise_date: The options vest in four equal installments on December 30, 2025, March 30, 2026, June 29, 2026, and September 29, 2026, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-008556 · ownership.xml · derivative · entry 1

Miclot Andrew J. · CIK 0001298643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-11-17

F1 · derivative.exercise_date: The options vest in four equal installments on December 30, 2025, March 30, 2026, June 29, 2026, and September 29, 2026, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-008555 · ownership.xml · derivative · entry 1

Duncan Buell · CIK 0002059932 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-11-17

F1 · derivative.exercise_date: The options vest in four equal installments on December 30, 2025, March 30, 2026, June 29, 2026, and September 29, 2026, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-008255 · ownership.xml · derivative · entry 1

TRAUT JOSEPH · CIK 0002094229 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-10-01

F1 · derivative.exercise_date: On October 1, 2025, the Reporting Person was granted an inducment stock option to purchase 60,000 shares of Issuer's common stock that vests in three equal annual installments beginning on October 1, 2026. The inducment stock option is subject to a Stock Option Agreement by and between the Reporting Person and the Issuer.

SEC source: 0001683168-26-000094 · ownership.xml · nonDerivative · entry 3

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,986

F1 · shares: On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $4.69 for the quarter ended March 31, 2025, $4.45 for the quarter ended June 30, 2025, $4.56 for the quarter ended September 30, 2025 and $4.40 for the quarter ended December 31, 2025. Share purchases are based on payroll withholdings for the relevant quarters. Shares were issued on January 5, 2026.

SEC source: 0001683168-26-000094 · ownership.xml · nonDerivative · entry 2

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,616

F1 · shares: On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $4.69 for the quarter ended March 31, 2025, $4.45 for the quarter ended June 30, 2025, $4.56 for the quarter ended September 30, 2025 and $4.40 for the quarter ended December 31, 2025. Share purchases are based on payroll withholdings for the relevant quarters. Shares were issued on January 5, 2026.

SEC source: 0001683168-25-003889 · ownership.xml · derivative · entry 4

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2025-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-25-003889 · ownership.xml · nonDerivative · entry 2

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,464

SEC source: 0001683168-25-003889 · ownership.xml · nonDerivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-26-000094 · ownership.xml · nonDerivative · entry 1

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,211

F1 · shares: On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $4.69 for the quarter ended March 31, 2025, $4.45 for the quarter ended June 30, 2025, $4.56 for the quarter ended September 30, 2025 and $4.40 for the quarter ended December 31, 2025. Share purchases are based on payroll withholdings for the relevant quarters. Shares were issued on January 5, 2026.

SEC source: 0001683168-25-001795 · ownership.xml · derivative · entry 1

Miclot Andrew J. · CIK 0001298643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2035-03-19

F1 · derivative.exercise_date: The options vest in two equal installments on June 29, 2025, and September 29, 2025, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-001797 · ownership.xml · derivative · entry 2

Pellegrino Joseph P JR · CIK 0001365733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2035-03-19

F2 · derivative.exercise_date: The options vest in two equal installments on June 29, 2025, and September 29, 2025, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-001797 · ownership.xml · derivative · entry 1

Pellegrino Joseph P JR · CIK 0001365733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-03-19

F1 · derivative.exercise_date: The stock options are fully vested and exercisable at the time of grant. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-001793 · ownership.xml · derivative · entry 1

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-03-19

F1 · derivative.exercise_date: The options vest in two equal installments on March 19, 2026 and March 19, 2027, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-001792 · ownership.xml · derivative · entry 2

Duncan Buell · CIK 0002059932 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2035-03-19

F2 · derivative.exercise_date: The options vest in two equal installments on June 29, 2025, and September 29, 2025, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-001792 · ownership.xml · derivative · entry 1

Duncan Buell · CIK 0002059932 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-03-19

F1 · derivative.exercise_date: The stock options are fully vested and exercisable at the time of grant. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-001796 · ownership.xml · derivative · entry 1

Lawande Mahesh · CIK 0001976869 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-03-19

F1 · derivative.exercise_date: The options vest in two equal installments on March 19, 2026 and March 19, 2027, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-001791 · ownership.xml · derivative · entry 3

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2035-03-19

F3 · derivative.exercise_date: The options vest in three equal installments on March 19, 2026, March 19, 2027, and March 19, 2028, subject to the reporting person remaining in the continuous employment of the Issuer through such applicable date. The options were granted under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan.

SEC source: 0001683168-25-001791 · ownership.xml · derivative · entry 2

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-03-19

F2 · derivative.exercise_date: The stock options are fully vested and exercisable at the time of grant. The options were granted under the Precision Optics Corporation, Inc. 2021 Equity Incentive Plan.

SEC source: 0001683168-25-001791 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,572

F1 · acquired: On March 19, 2025, the reporting person was granted 20,000 shares of restricted common stock under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan. The shares are fully vested at the time of grant.

SEC source: 0001683168-25-001220 · ownership.xml · nonDerivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MHW Partners, LP

Disclosed balance after: 327,171

F1 · shares: The reported shares are directly owned by MHW Partners, LP ("MHW"), a limited partnership of which the reporting person is the general partner. On February 19, 2025, MHW entered into a Securities Purchase Agreement with the Issuer to purchase 102,500 shares of the Company's common stock at a price of $4.00 per share. The transaction closed on February 21, 2025. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F1 · balance_after: The reported shares are directly owned by MHW Partners, LP ("MHW"), a limited partnership of which the reporting person is the general partner. On February 19, 2025, MHW entered into a Securities Purchase Agreement with the Issuer to purchase 102,500 shares of the Company's common stock at a price of $4.00 per share. The transaction closed on February 21, 2025. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001683168-25-000921 · ownership.xml · nonDerivative · entry 4

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,878

F1 · shares: On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $5.78 for the quarter ended March 31, 2024, $6.01 for the quarter ended June 30, 2024, $5.63 for the quarter ended September 30, 2024 and $4.70 for the quarter ended December 31, 2024. Share purchases are based on payroll withholdings for the relevant quarters. Shares were issued on January 29, 2025.

SEC source: 0001683168-24-008380 · ownership.xml · nonDerivative · entry 2

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,598

SEC source: 0001683168-24-008380 · ownership.xml · nonDerivative · entry 1

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,198

SEC source: 0001683168-24-008307 · ownership.xml · derivative · entry 1

Woodward Peter H · CIK 0001369119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-11-18

F1 · derivative.exercise_date: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. Options for 7,500 shares each vest on December 30, 2024, March 30, 2025, June 29, 2025, and September 29, 2025.

SEC source: 0001683168-24-008306 · ownership.xml · derivative · entry 1

Miclot Andrew J. · CIK 0001298643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-11-18

F1 · derivative.exercise_date: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. Options for 5,000 shares each vest on December 30, 2024, March 30, 2025, June 29, 2025, and September 29, 2025.

SEC source: 0001683168-24-008305 · ownership.xml · derivative · entry 1

Miles Richard B · CIK 0001345727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-11-18

F1 · derivative.exercise_date: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. Options for 5,000 shares each vest on December 30, 2024, March 30, 2025, June 29, 2025, and September 29, 2025.

SEC source: 0001683168-24-008304 · ownership.xml · derivative · entry 1

Anania Peter V. · CIK 0001888951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-11-18

F1 · derivative.exercise_date: The options were granted by the Issuer from the 2022 Equity Incentive Plan to compensate directors for services on the Issuer's Board of Directors. The stock option vests as follows: Options for 5,000 shares each vest on December 30, 2024, March 30, 2025, June 29, 2025, and September 29, 2025.

SEC source: 0001683168-25-000921 · ownership.xml · nonDerivative · entry 3

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,547

F1 · shares: On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $5.78 for the quarter ended March 31, 2024, $6.01 for the quarter ended June 30, 2024, $5.63 for the quarter ended September 30, 2024 and $4.70 for the quarter ended December 31, 2024. Share purchases are based on payroll withholdings for the relevant quarters. Shares were issued on January 29, 2025.

SEC source: 0001683168-24-005839 · ownership.xml · nonDerivative · entry 1

Lawande Mahesh · CIK 0001976869 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,726

F1 · shares: On August 13, 2024, the reporting person entered into a Securities Purchase Agreement with the Issuer to purchase 1,726 shares of the Company's common stock at a price of $5.79 per share. The transaction closed on August 15, 2024.

SEC source: 0001683168-24-005838 · ownership.xml · nonDerivative · entry 1

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,317

F1 · shares: On August 13, 2024, the reporting person entered into a Securities Purchase Agreement with the Issuer to purchase 4,317 shares of the Company's common stock at a price of $5.79 per share. The transaction closed on August 15, 2024.

SEC source: 0001683168-24-005837 · ownership.xml · nonDerivative · entry 1

Forkey Joseph Norman · CIK 0001360197 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,572

F1 · shares: On August 13, 2024, the reporting person entered into a Securities Purchase Agreement with the Issuer to purchase 1,725 shares of the Company's common stock at a price of $5.79 per share. The transaction closed on August 15, 2024.

SEC source: 0001683168-25-000921 · ownership.xml · nonDerivative · entry 2

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,437

F1 · shares: On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $5.78 for the quarter ended March 31, 2024, $6.01 for the quarter ended June 30, 2024, $5.63 for the quarter ended September 30, 2024 and $4.70 for the quarter ended December 31, 2024. Share purchases are based on payroll withholdings for the relevant quarters. Shares were issued on January 29, 2025.

SEC source: 0001683168-25-000921 · ownership.xml · nonDerivative · entry 1

COLL WAYNE M · CIK 0001260770 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,398

F1 · shares: On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $5.78 for the quarter ended March 31, 2024, $6.01 for the quarter ended June 30, 2024, $5.63 for the quarter ended September 30, 2024 and $4.70 for the quarter ended December 31, 2024. Share purchases are based on payroll withholdings for the relevant quarters. Shares were issued on January 29, 2025.